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[Form 3] STATE STREET CORP Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Brian J. Porter filed an initial Form 3 reporting beneficial ownership of 2,500 shares of State Street Corporation common stock (ticker STT). The filing, dated 09/15/2025, lists his relationship to the issuer as a director and indicates the shares are held directly. The form was signed by an attorney-in-fact on 09/17/2025. No derivative securities, amendments, or additional ownership arrangements are disclosed in this submission.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Routine initial Section 16 filing showing a director's direct ownership of 2,500 State Street shares; not materially impactful.

This Form 3 is a standard initial disclosure required under Section 16 for insiders. It identifies Brian J. Porter as a director and reports 2,500 directly held common shares with no derivatives or indirect holdings disclosed. The filing meets disclosure obligations and increases transparency about insider ownership, but the absolute share count appears modest relative to a large financial institution and does not in itself indicate a change in control, material economic exposure, or related-party transactions.

TL;DR: Form 3 submission appears complete for initial ownership reporting; paperwork signed by attorney-in-fact.

The document records the required initial statement of beneficial ownership and is signed by an attorney-in-fact, which is acceptable practice when authorized. No derivative positions, amendments, or joint filings are shown. From a compliance perspective, the filing discharges the issuer's insider reporting requirement for this individual; there are no red flags such as omitted dates or unclear ownership type.

SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Porter Brian J.

(Last) (First) (Middle)
C/O STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/15/2025
3. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 2,500 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 09/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
State Str Corp

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34.04B
277.94M
0.45%
93.51%
1.62%
Asset Management
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United States
BOSTON