State Street (STT) Form 4: O'Hanley Reports 227,023 Direct Shares After $0 Disposal

Rhea-AI Filing Summary

Ronald P. O'Hanley, Chairman, CEO and President of State Street Corporation (STT), filed a Form 4 reporting insider transactions dated 08/28/2025. The filing shows a reported disposition of 17,410 shares of State Street common stock on 08/28/2025 with a recorded price of $0 and a transaction code of "G." After the reported transaction, the filing lists 227,023 shares held directly and 70,327 shares held indirectly through a trust. The reporting person states he "disclaims beneficial ownership except to the extent of his pecuniary interest" in the trust-held shares. The Form 4 is signed by an attorney-in-fact on 08/29/2025.

Positive

• Disclosure compliance maintained with timely Form 4 filing documenting insider activity
• Continued significant ownership after the transaction: 227,023 shares directly and 70,327 indirectly

Negative

• Reported disposition of 17,410 shares on 08/28/2025, which reduces direct holdings
• Price recorded as $0 for the disposition; the filing provides no explanatory context for the zero-price transaction

Insights

Financial Analyst

TL;DR: Insider reported a zero-price disposition of 17,410 shares, leaving material direct and indirect holdings; transaction appears disclosure-driven.

The Form 4 documents a reported disposal of 17,410 shares on 08/28/2025 at a recorded price of $0, which reduces reported direct holdings to 227,023 shares while 70,327 shares remain reported indirectly via a trust. For investors, the filing confirms ongoing transparency by the company's CEO and largest insider categories (director/officer). The zero price and transaction code provided are factual details investors should note; the filing does not provide an explanation of the transaction type beyond the recorded fields.

Corporate Governance Expert

TL;DR: CEO/Chairman continues to report both direct and trust-held positions; a disposition at $0 is recorded but not explained in the filing.

From a governance perspective, the filing shows proper Section 16 disclosure by the reporting person, including direct and indirect positions and an explicit disclaimer regarding trust-held shares. The recorded disposition of 17,410 shares at $0 merits attention for corroboration in other filings or proxy materials, but the Form 4 itself does not supply context such as whether this was a gift, transfer, or other non-cash transaction.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O HANLEY RONALD P

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, CEO and President

3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/28/2025		G		17,410	D	$0	227,023	D
Common Stock								70,327(1)	I	By a Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	08/29/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Ronald P. O'Hanley report on the Form 4 for STT?

He reported a disposition of 17,410 shares on 08/28/2025, with the transaction recorded at a price of $0 and transaction code "G."

How many State Street shares does the reporting person hold after the transaction?

227,023 shares held directly and 70,327 shares held indirectly through a trust, as reported on the Form 4.

What is the reporting person's role at State Street (STT)?

He is listed as a Director and as Chairman, CEO and President on the Form 4.

Does the filing explain the nature of the indirect ownership?

Yes: the filing states the indirect holdings are "by a trust" and that the reporting person disclaims beneficial ownership except for his pecuniary interest.

Who signed the Form 4 and when?

The filing was signed by an attorney-in-fact, Shannon C. Stanley, on 08/29/2025.