STOCK TITAN

[Form 4] State Street Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Ronald P. O'Hanley, Chairman, CEO and President of State Street Corporation (STT), filed a Form 4 reporting insider transactions dated 08/28/2025. The filing shows a reported disposition of 17,410 shares of State Street common stock on 08/28/2025 with a recorded price of $0 and a transaction code of "G." After the reported transaction, the filing lists 227,023 shares held directly and 70,327 shares held indirectly through a trust. The reporting person states he "disclaims beneficial ownership except to the extent of his pecuniary interest" in the trust-held shares. The Form 4 is signed by an attorney-in-fact on 08/29/2025.

Ronald P. O'Hanley, Presidente, CEO e President di State Street Corporation (STT), ha presentato un Modulo 4 che riporta operazioni di insider in data 28/08/2025. La comunicazione indica la cessione di 17.410 azioni ordinarie di State Street il 28/08/2025, con prezzo registrato di $0 e codice dell’operazione "G". Dopo la transazione segnalata, il modulo dichiara 227.023 azioni detenute direttamente e 70.327 azioni detenute indirettamente tramite un trust. Il dichiarante precisa di "rinunciare alla titolarità beneficiaria salvo per la misura del suo interesse pecuniario" sulle azioni detenute nel trust. Il Modulo 4 è firmato per procura da un attorney-in-fact il 29/08/2025.

Ronald P. O'Hanley, presidente, consejero delegado y presidente ejecutivo de State Street Corporation (STT), presentó un Formulario 4 que informa transacciones de insiders con fecha 28/08/2025. El documento muestra la disposición reportada de 17.410 acciones ordinarias de State Street el 28/08/2025, con un precio registrado de $0 y un código de transacción "G". Tras la operación comunicada, el formulario indica 227.023 acciones en propiedad directa y 70.327 acciones en propiedad indirecta a través de un fideicomiso. La persona informante declara que "renuncia a la titularidad beneficiaria salvo en la medida de su interés pecuniario" sobre las acciones del fideicomiso. El Formulario 4 está firmado por apoderado (attorney-in-fact) el 29/08/2025.

State Street Corporation (STT) 의 회장 겸 CEO 겸 사장인 Ronald P. O'Hanley가 2025-08-28자 내부자 거래를 보고한 Form 4를 제출했습니다. 제출서에는 2025-08-28에 State Street 보통주 17,410주를 처분한 것으로 보고되어 있으며, 기록된 가격은 $0이고 거래코드는 "G"로 표기되어 있습니다. 보고된 거래 이후 해당 서류는 직접 보유 주식 227,023주신탁을 통한 간접 보유 주식 70,327주를 기재하고 있습니다. 보고인은 신탁 보유 주식에 대해 "금전적 이익의 범위를 제외하고 실질적 소유권을 부인한다"고 명시했습니다. Form 4는 2025-08-29에 대리권을 가진 변호인(attorney-in-fact)이 서명했습니다.

Ronald P. O'Hanley, président, PDG et président de State Street Corporation (STT), a déposé un formulaire 4 signalant des transactions d'initiés en date du 28/08/2025. Le dépôt indique une cession rapportée de 17 410 actions ordinaires State Street le 28/08/2025, avec un prix enregistré de 0 $ et un code de transaction "G". Après la transaction déclarée, le formulaire fait état de 227 023 actions détenues directement et de 70 327 actions détenues indirectement via un trust. La personne déclarante précise qu'il "décline la titularité bénéficiaire, sauf dans la mesure de son intérêt pécuniaire" sur les actions détenues par le trust. Le formulaire 4 est signé par un mandataire (attorney-in-fact) le 29/08/2025.

Ronald P. O'Hanley, Chairman, CEO und President von State Street Corporation (STT), reichte ein Form 4 ein, das Insider-Transaktionen zum Datum 28.08.2025 meldet. Die Meldung weist eine gemeldete Veräußerung von 17.410 Aktien der State Street Stammaktien am 28.08.2025 aus, mit einem verzeichneten Preis von $0 und dem Transaktionscode "G". Nach der gemeldeten Transaktion listet das Formular 227.023 direkt gehaltene Aktien und 70.327 indirekt über einen Trust gehaltene Aktien. Die meldende Person erklärt, dass er die wirtschaftliche Eigentümerschaft an den Trust-Aktien "mit Ausnahme seines pecuniären Interesses" ablehnt. Das Form 4 wurde am 29.08.2025 von einem attorney-in-fact unterzeichnet.

Positive
  • Disclosure compliance maintained with timely Form 4 filing documenting insider activity
  • Continued significant ownership after the transaction: 227,023 shares directly and 70,327 indirectly
Negative
  • Reported disposition of 17,410 shares on 08/28/2025, which reduces direct holdings
  • Price recorded as $0 for the disposition; the filing provides no explanatory context for the zero-price transaction

Insights

TL;DR: Insider reported a zero-price disposition of 17,410 shares, leaving material direct and indirect holdings; transaction appears disclosure-driven.

The Form 4 documents a reported disposal of 17,410 shares on 08/28/2025 at a recorded price of $0, which reduces reported direct holdings to 227,023 shares while 70,327 shares remain reported indirectly via a trust. For investors, the filing confirms ongoing transparency by the company's CEO and largest insider categories (director/officer). The zero price and transaction code provided are factual details investors should note; the filing does not provide an explanation of the transaction type beyond the recorded fields.

TL;DR: CEO/Chairman continues to report both direct and trust-held positions; a disposition at $0 is recorded but not explained in the filing.

From a governance perspective, the filing shows proper Section 16 disclosure by the reporting person, including direct and indirect positions and an explicit disclaimer regarding trust-held shares. The recorded disposition of 17,410 shares at $0 merits attention for corroboration in other filings or proxy materials, but the Form 4 itself does not supply context such as whether this was a gift, transfer, or other non-cash transaction.

Ronald P. O'Hanley, Presidente, CEO e President di State Street Corporation (STT), ha presentato un Modulo 4 che riporta operazioni di insider in data 28/08/2025. La comunicazione indica la cessione di 17.410 azioni ordinarie di State Street il 28/08/2025, con prezzo registrato di $0 e codice dell’operazione "G". Dopo la transazione segnalata, il modulo dichiara 227.023 azioni detenute direttamente e 70.327 azioni detenute indirettamente tramite un trust. Il dichiarante precisa di "rinunciare alla titolarità beneficiaria salvo per la misura del suo interesse pecuniario" sulle azioni detenute nel trust. Il Modulo 4 è firmato per procura da un attorney-in-fact il 29/08/2025.

Ronald P. O'Hanley, presidente, consejero delegado y presidente ejecutivo de State Street Corporation (STT), presentó un Formulario 4 que informa transacciones de insiders con fecha 28/08/2025. El documento muestra la disposición reportada de 17.410 acciones ordinarias de State Street el 28/08/2025, con un precio registrado de $0 y un código de transacción "G". Tras la operación comunicada, el formulario indica 227.023 acciones en propiedad directa y 70.327 acciones en propiedad indirecta a través de un fideicomiso. La persona informante declara que "renuncia a la titularidad beneficiaria salvo en la medida de su interés pecuniario" sobre las acciones del fideicomiso. El Formulario 4 está firmado por apoderado (attorney-in-fact) el 29/08/2025.

State Street Corporation (STT) 의 회장 겸 CEO 겸 사장인 Ronald P. O'Hanley가 2025-08-28자 내부자 거래를 보고한 Form 4를 제출했습니다. 제출서에는 2025-08-28에 State Street 보통주 17,410주를 처분한 것으로 보고되어 있으며, 기록된 가격은 $0이고 거래코드는 "G"로 표기되어 있습니다. 보고된 거래 이후 해당 서류는 직접 보유 주식 227,023주신탁을 통한 간접 보유 주식 70,327주를 기재하고 있습니다. 보고인은 신탁 보유 주식에 대해 "금전적 이익의 범위를 제외하고 실질적 소유권을 부인한다"고 명시했습니다. Form 4는 2025-08-29에 대리권을 가진 변호인(attorney-in-fact)이 서명했습니다.

Ronald P. O'Hanley, président, PDG et président de State Street Corporation (STT), a déposé un formulaire 4 signalant des transactions d'initiés en date du 28/08/2025. Le dépôt indique une cession rapportée de 17 410 actions ordinaires State Street le 28/08/2025, avec un prix enregistré de 0 $ et un code de transaction "G". Après la transaction déclarée, le formulaire fait état de 227 023 actions détenues directement et de 70 327 actions détenues indirectement via un trust. La personne déclarante précise qu'il "décline la titularité bénéficiaire, sauf dans la mesure de son intérêt pécuniaire" sur les actions détenues par le trust. Le formulaire 4 est signé par un mandataire (attorney-in-fact) le 29/08/2025.

Ronald P. O'Hanley, Chairman, CEO und President von State Street Corporation (STT), reichte ein Form 4 ein, das Insider-Transaktionen zum Datum 28.08.2025 meldet. Die Meldung weist eine gemeldete Veräußerung von 17.410 Aktien der State Street Stammaktien am 28.08.2025 aus, mit einem verzeichneten Preis von $0 und dem Transaktionscode "G". Nach der gemeldeten Transaktion listet das Formular 227.023 direkt gehaltene Aktien und 70.327 indirekt über einen Trust gehaltene Aktien. Die meldende Person erklärt, dass er die wirtschaftliche Eigentümerschaft an den Trust-Aktien "mit Ausnahme seines pecuniären Interesses" ablehnt. Das Form 4 wurde am 29.08.2025 von einem attorney-in-fact unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O HANLEY RONALD P

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, CEO and President
3. Date of Earliest Transaction (Month/Day/Year)
08/28/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/28/2025 G 17,410 D $0 227,023 D
Common Stock 70,327(1) I By a Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 08/29/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Ronald P. O'Hanley report on the Form 4 for STT?

He reported a disposition of 17,410 shares on 08/28/2025, with the transaction recorded at a price of $0 and transaction code "G."

How many State Street shares does the reporting person hold after the transaction?

227,023 shares held directly and 70,327 shares held indirectly through a trust, as reported on the Form 4.

What is the reporting person's role at State Street (STT)?

He is listed as a Director and as Chairman, CEO and President on the Form 4.

Does the filing explain the nature of the indirect ownership?

Yes: the filing states the indirect holdings are "by a trust" and that the reporting person disclaims beneficial ownership except for his pecuniary interest.

Who signed the Form 4 and when?

The filing was signed by an attorney-in-fact, Shannon C. Stanley, on 08/29/2025.
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