STT Form 4: John F. Woods Receives 78,103 Restricted Stock Units

Rhea-AI Filing Summary

John F. Woods, Executive Vice President and Chief Financial Officer of State Street Corporation (STT), was granted 78,103 restricted stock units (RSUs) on 08/29/2025 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan. The grant is reported as a non‑derivative acquisition with a reported price of $0, and the filing shows 78,103 shares beneficially owned following the transaction in a direct ownership form. The Form 4 was executed by an attorney‑in‑fact and dated 09/03/2025. The filing includes an explanatory note that the awards are restricted stock units granted pursuant to the 2017 plan.

Positive

• 78,103 restricted stock units granted to EVP and CFO John F. Woods, aligning executive compensation with shareholder outcomes
• Reported under the company’s Amended and Restated 2017 Stock Incentive Plan, indicating the award follows an existing approved compensation framework

Negative

• None.

Insights

Financial Analyst

TL;DR Routine equity compensation grant to the CFO; typical for aligning management incentives with shareholders.

The reported grant of 78,103 RSUs to the CFO represents a non‑cash equity award under the company’s existing 2017 Stock Incentive Plan. Such grants are commonly used to retain executives and align long‑term interests with shareholders. The Form 4 shows direct beneficial ownership equal to the number of units granted and lists a $0 price, consistent with time‑based RSU grants rather than purchases. The filing does not disclose vesting terms, payout schedule, or estimated value, so assessment of absolute dollar impact or dilution cannot be made from this filing alone.

Corporate Governance Expert

TL;DR Standard disclosure of an equity award to an executive; materiality appears limited without vesting or value details.

The Form 4 properly discloses the grant date, award amount, and plan under which the RSUs were issued. This meets Section 16 reporting requirements for changes in beneficial ownership by officers. The absence of vesting, performance conditions, or estimated grant value in the filing limits evaluation of governance implications such as retention incentives or performance alignment. No amendments, derivative transactions, or dispositions are reported.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Woods John F

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and CFO

3. Date of Earliest Transaction (Month/Day/Year)
08/29/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/29/2025		A		78,103(1)	A	$0	78,103	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units granted pursuant to State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	09/03/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What change in beneficial ownership did John F. Woods report on Form 4 for STT?

The Form 4 reports an acquisition of 78,103 restricted stock units (RSUs) by John F. Woods on 08/29/2025, resulting in 78,103 shares beneficially owned following the transaction.

Under which plan were the RSUs for STT granted to the CFO?

The RSUs were granted pursuant to the State Street Corporation Amended and Restated 2017 Stock Incentive Plan.

What price was reported for the RSU grant on the Form 4 for STT?

The transaction is reported with a price of $0, consistent with an equity award rather than a purchase.

When was the transaction date and when was the Form 4 signed for STT?

The transaction date is 08/29/2025 and the Form 4 was signed by an attorney‑in‑fact on 09/03/2025.

Does the Form 4 disclose vesting terms or estimated value of the RSUs for STT?

No. The filing states the awards are restricted stock units under the 2017 plan but does not disclose vesting schedules, performance conditions, or estimated grant value.