[144] State Street Corporation SEC Filing

Rhea-AI Filing Summary

Form 144 filed for State Street Corporation (STT) reporting a proposed sale of 5,376 shares of common stock through Fidelity Brokerage Services with an aggregate market value of $620,337.17 and an approximate sale date of 08/25/2025 on the NYSE. The filing lists six tranches of restricted stock vesting originally acquired between 02/15/2024 and 08/15/2025 totaling the shares to be sold, and states there were 283,695,342 shares outstanding. No securities were reported sold in the past three months and the filer affirms no undisclosed material adverse information.

Insights

Securities Analyst

TL;DR: A small insider sale notice: 5,376 shares (~$620k) planned via broker; appears routine and not materially dilutive.

The Form 144 shows a proposed sale of 5,376 common shares valued at $620,337.17 with an anticipated sale date of 08/25/2025 on the NYSE. The filing documents that these shares resulted from restricted stock vesting in six separate lots between 02/15/2024 and 08/15/2025 and confirms no sales in the prior three months. Compared with the reported 283,695,342 shares outstanding, the planned sale size is immaterial to overall capitalization. The filing contains the standard insider certification about absence of undisclosed material information.

Corporate Governance Expert

TL;DR: Governance disclosure appears complete for a Rule 144 notice; timing and vesting details are provided as required.

The submission lists the broker, exact share counts per vesting date, acquisition nature as "Restricted Stock Vesting," and payment characterized as compensation. These details satisfy Rule 144 reporting norms by identifying acquisition dates and amounts. The filer also signs the mandatory representation regarding material information and trading-plan language. There are no indications of unusual escrow, gift, or complex transfer arrangements in the disclosed rows.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	5376	620337.17	283695342	08/25/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2024	Restricted Stock Vesting	Issuer			671	02/15/2024	Compensation
Common	11/15/2024	Restricted Stock Vesting	Issuer			548	11/15/2024	Compensation
Common	02/14/2025	Restricted Stock Vesting	Issuer			1919	02/14/2025	Compensation
Common	02/15/2025	Restricted Stock Vesting	Issuer			894	02/15/2025	Compensation
Common	05/15/2025	Restricted Stock Vesting	Issuer			672	05/15/2025	Compensation
Common	08/15/2025	Restricted Stock Vesting	Issuer			672	08/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed by State Street (STT) report?

The form reports a proposed sale of 5,376 common shares valued at $620,337.17 to be sold on 08/25/2025 through Fidelity Brokerage Services on the NYSE.

Where did the shares originate according to the filing?

The shares were acquired through restricted stock vesting in six tranches between 02/15/2024 and 08/15/2025 and were classified as compensation.

Does the filing report recent sales by the same person?

No. The section for securities sold during the past three months states Nothing to Report.

How many shares outstanding does the filing show for State Street?

The filing lists 283,695,342 shares outstanding.

Who is the broker named in the Form 144?

The broker is Fidelity Brokerage Services LLC located at 900 Salem Street, Smithfield, RI, per the filing.