STT Insider Sale: Michael Richards Disposes 1,000 Shares at $115.17

Rhea-AI Filing Summary

Michael L. Richards, EVP and Senior Advisor at State Street Corporation (STT), reported a sale of 1,000 shares of State Street common stock on 08/26/2025 at a price of $115.17 per share. After the sale, the filing shows Mr. Richards directly beneficially owns 40,126 shares and indirectly owns 632 shares through a domestic partner. The report was executed on 08/28/2025 by an attorney-in-fact and notes that the reported balance includes shares received through dividend reinvestment.

The filing is a routine Section 16 Form 4 documenting an insider disposition; no derivatives, amendments, or additional transactions are disclosed.

Positive

• Timely disclosure of insider sale filed within two days of transaction execution.
• Complete ownership breakdown showing both direct (40,126 shares) and indirect (632 shares) holdings, and note on dividend reinvestment.

Negative

• Insider disposition of 1,000 shares may modestly reduce insider stake.
• No additional context provided about purpose of sale (e.g., diversification or personal liquidity).

Insights

Financial Analyst

TL;DR: Insider sale of 1,000 shares; position remains material but reduced slightly.

The report documents a straightforward open-market sale of 1,000 shares at $115.17, leaving a direct holding of 40,126 shares. This transaction is small relative to a large institutional issuer and does not by itself indicate a change in corporate strategy or material event. It is useful to track insider activity over time, but this single sale appears routine and provides limited signal about company fundamentals.

Corporate Governance Expert

TL;DR: Filing appears compliant and timely; executed by attorney-in-fact.

The Form 4 discloses the reporting person, role (EVP and Senior Advisor), transaction details, and beneficial ownership breakdown, and is signed via attorney-in-fact. The inclusion of dividend reinvestment in the balance is documented. There are no indications of noncompliance, amendments, or linked transactions in the filing.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RICHARDS MICHAEL L

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and Senior Advisor

3. Date of Earliest Transaction (Month/Day/Year)
08/26/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/26/2025		S		1,000	D	$115.17	40,126	D
Common Stock								632(1)	I	By domestic partner

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	08/28/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Michael L. Richards report on Form 4 for State Street (STT)?

He reported a sale of 1,000 shares of State Street common stock on 08/26/2025 at $115.17 per share.

How many shares does the reporting person own after the transaction?

Directly owns 40,126 shares and indirectly owns 632 shares through a domestic partner, per the filing.

When was the Form 4 filed and who signed it?

The form was signed on 08/28/2025 by Shannon C. Stanley as attorney-in-fact.

Does the filing show any derivative transactions or amendments?

No. The filing lists only a non-derivative sale of common stock and contains no derivatives or amendment dates.

Does the report explain changes in the reported balance?

Yes. The report states the balance reflects shares owned including those received via dividend reinvestment.