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State Street (STT) Form 4: Chairman O'Hanley reports share sale and remaining holdings

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Ronald P. O'Hanley, Chairman, CEO and President of State Street Corporation (STT), reported an open-market sale of common stock. On 08/21/2025 he disposed of 13,330 shares at a weighted average price of $112.39, executed in multiple transactions. After the sale the filing reports 244,433 shares owned directly and 70,327 shares held indirectly by a trust (the reporting person disclaims beneficial ownership except for pecuniary interest). The Form 4 is signed by an attorney-in-fact on 08/25/2025 and notes the price range for the transactions was $112.38–$112.45.

Positive

  • Full disclosure of sale details including weighted average price and price range
  • Reporting person retains substantial ownership: 244,433 shares direct plus 70,327 shares held in trust
  • Filing clarifies trust-held shares and disclaimers about pecuniary interest

Negative

  • Insider disposed of 13,330 shares, which may be interpreted by some market participants as a partial liquidity event

Insights

TL;DR: A routine insider sale occurred; O'Hanley retains sizable direct and indirect holdings, so this is informative but not clearly material.

The Form 4 discloses an open-market sale of 13,330 shares at a weighted average price of $112.39 on 08/21/2025. Post-transaction holdings are reported as 244,433 shares direct and 70,327 shares indirect via a trust. For an investor, the transaction provides transparency on insider liquidity but does not, by itself, indicate a change in company operations, governance, or capital structure. The disclosure includes customary clarifying language about the trust and a weighted-average price range.

TL;DR: Insider sale is disclosed properly; continued substantial ownership suggests alignment with shareholders.

The filing shows compliance with Section 16 reporting: the sale was reported, execution prices are disclosed as a weighted average with a stated range, and the filer retained both direct and trust-held shares. The reporting person remains Chairman, CEO and President and continues to hold significant equity both directly and indirectly. The filing was executed by an attorney-in-fact, which is typical for administrative filings.

Insider O HANLEY RONALD P
Role Chairman, CEO and President
Sold 13,330 shs ($1.50M)
Type Security Shares Price Value
Sale Common Stock 13,330 $112.39 $1.50M
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 244,433 shares (Direct); Common Stock — 70,327 shares (Indirect, By a Trust)
Footnotes (1)
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.38 through $112.45, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O HANLEY RONALD P
(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET
(Street)
BOSTON MA 02114
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, CEO and President
3. Date of Earliest Transaction (Month/Day/Year)
08/21/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/21/2025 S 13,330 D $112.39(1) 244,433 D
Common Stock 70,327(2) I By a Trust
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $112.38 through $112.45, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
2. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 08/25/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What did State Street (STT) insider Ronald P. O'Hanley report on Form 4?

The Form 4 reports an open-market sale of 13,330 shares on 08/21/2025 at a weighted average price of $112.39.

How many State Street shares does Ronald P. O'Hanley own after the transaction?

The filing reports 244,433 shares owned directly and 70,327 shares held indirectly by a trust following the transaction.

At what price range were the shares sold in the reported transaction?

The shares sold in multiple transactions at prices ranging from $112.38 through $112.45, inclusive; the Form 4 shows a weighted average price of $112.39.

Who signed the Form 4 for Ronald P. O'Hanley?

The Form 4 is signed by Shannon C. Stanley, Attorney-in-fact with a signature date of 08/25/2025.

Does the filing explain the indirect ownership?

Yes, the filing states the 70,327 shares are held by a trust and the reporting person disclaims beneficial ownership except for pecuniary interest.