[144] State Street Corporation SEC Filing

Rhea-AI Filing Summary

The filer submitted a Form 144 notifying a proposed sale of 13,330 common shares held at Fidelity Brokerage Services with an aggregate market value of $1,498,240.84. The shares were acquired on 02/15/2025 through restricted stock vesting and were issued as compensation. The notice lists the approximate sale date as 08/21/2025 on the NYSE and reports total shares outstanding of 283,695,342. The filing also discloses two recent sales by the Ronald P O'hanley 2021 Irrevocable Trust: 41,164 shares sold on 05/30/2025 for $3,960,567.21 and 41,165 shares sold on 08/12/2025 for $4,579,957.22. The filer certifies no undisclosed material adverse information.

Positive

• Transparent disclosure of proposed sale, including broker, exchange, approximate date, and aggregate market value
• Source of shares disclosed as restricted stock vesting and classified as compensation, clarifying acquisition nature

Negative

• Recent large trust sales disclosed: 41,164 shares (05/30/2025) for $3,960,567.21 and 41,165 shares (08/12/2025) for $4,579,957.22, which show substantial monetization by a related trust

Insights

Securities Analyst

TL;DR Insider plans to sell newly vested restricted stock; recent large trust sales are disclosed but filing is routine.

The Form 144 documents a proposed sale of 13,330 common shares acquired via restricted stock vesting and designated as compensation, with an approximate sale date of 08/21/2025 on the NYSE. The filing provides transparent mechanics of acquisition and planned disposition and reports recent sizeable disposals by a related trust totaling 82,329 shares with combined gross proceeds of approximately $8.54 million. For investors, the filing is a standard insider sale notice that meets disclosure requirements; it does not include additional context about intent beyond the certification against undisclosed material information.

Corporate Governance Expert

TL;DR The disclosure aligns with Rule 144 procedures; timing and trust sales are notable but not a regulatory breach.

The document shows compliance with Rule 144 by reporting the source of the shares (restricted stock vesting) and planned public sale details (broker, exchange, approximate date). It also lists recent sales by the Ronald P O'hanley 2021 Irrevocable Trust, indicating prior monetization of holdings. The filer affirms no undisclosed material adverse information. The filing does not provide any additional governance or strategic detail beyond routine reporting requirements.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	13330	1498240.84	283695342	08/21/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2025	Restricted Stock Vesting	Issuer			13330	02/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
Ronald P O'hanley 2021 Irrevocable Trust One Congress Street Boston MA 02114	Common	05/30/2025	41164	3960567.21
Ronald P O'hanley 2021 Irrevocable Trust One Congress Street Boston MA 02114	Common	08/12/2025	41165	4579957.22

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 filed for STT disclose?

The filing notifies a proposed sale of 13,330 common shares valued at $1,498,240.84, acquired via restricted stock vesting on 02/15/2025, with an approximate sale date of 08/21/2025 on the NYSE.

Who is the broker handling the proposed sale?

The broker listed is Fidelity Brokerage Services LLC, 900 Salem Street, Smithfield, RI 02917.

How many shares outstanding does the filing report?

The filing reports 283,695,342 shares outstanding.

Were there any recent related sales disclosed in the filing?

Yes. The Ronald P O'hanley 2021 Irrevocable Trust sold 41,164 shares on 05/30/2025 for $3,960,567.21 and 41,165 shares on 08/12/2025 for $4,579,957.22.

How were the shares being sold originally acquired?

They were acquired on 02/15/2025 through restricted stock vesting and paid as compensation.