Welcome to our dedicated page for State Str SEC filings (Ticker: STT), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
State Street Corporation filings document the regulatory record of a NYSE-listed financial services company serving institutional investors through investment servicing, investment management, investment research and trading. Its 8-K reports include quarterly and annual results materials, Regulation FD presentations, senior note offerings, note redemptions and other capital-structure events.
The company’s proxy materials cover annual meeting voting matters, board composition, executive compensation and corporate governance. State Street’s filings also identify its listed common stock and depositary shares representing interests in Series G preferred stock, while governance-related 8-Ks record director elections, committee assignments and senior finance leadership changes.
STATE STREET CORP executive Kathryn M. Horgan reported an open-market sale of common stock. On this Form 4, she sold 5,500 shares of State Street common stock at a price of $162.78 per share. After the transaction, she directly holds 108,694 shares of the company’s stock. The sale was carried out under a pre-arranged Rule 10b5-1 trading plan adopted by Horgan on March 12, 2026, indicating the trade was scheduled in advance rather than timed discretionarily.
STATE STREET CORP executive Michael L. Richards reported an open‑market sale of 1,500 shares of Common Stock. The shares were sold at a price of $162.14 per share. After this transaction, he directly holds 41,827 State Street shares.
The filing also reports 645 shares of Common Stock indirectly held through his domestic partner, described as beneficially owned, including shares received through dividend reinvestment as of the report date.
Filer submitted a Form 144 proposing resale of securities. The notice lists 1,500 shares held at Fidelity Brokerage Services LLC with an aggregate value of $243,210.15, and a filing date of 06/08/2026 for a NYSE‑listed common stock. The excerpt also records restricted stock vesting of 1,282 shares on 02/15/2025 and 218 shares on 05/15/2025, and a prior sale of 3,000 shares on 04/22/2026 for $461,672.28.
STATE STREET CORP EVP and Chief Risk Officer W. Bradford Hu reported an open-market sale of 9,212 shares of Common Stock at $155.35 per share. After the transaction, he directly owns 59,552 shares. The sale was executed under a pre-arranged Rule 10b5-1 trading plan adopted on February 24, 2026.
STATE STREET CORP Chairman, CEO and President Ronald P. O'Hanley reported an open-market sale of company stock. On May 26, 2026, he sold 14,553 shares of common stock at a price of $155.35 per share in a sale classified as an open-market or private transaction.
The sale was executed under a Rule 10b5-1 trading plan adopted on November 26, 2025, indicating it was pre-arranged. After this sale, he directly held 255,512 common shares. A separate trust held 70,327 common shares; he reports beneficial ownership of those shares but disclaims it except to the extent of his pecuniary interest.
State Street Corporation reported the results of its 2026 annual meeting of shareholders. A total of 240,977,249 common shares were represented, about 86.98% of the 277,035,190 shares outstanding as of March 25, 2026, indicating strong turnout.
Shareholders elected all thirteen director nominees and approved the advisory vote on executive compensation. They also ratified Ernst & Young LLP as independent registered public accounting firm for the year ending December 31, 2026. A shareholder proposal to require an independent board chair at the next CEO transition was rejected.
STT reported a Form 144 notice relating to Common Stock transactions. The filing lists 9,973 shares associated with restricted stock vesting on 02/13/2026 and 4,580 shares associated with restricted stock vesting on 02/15/2026. The filing also shows a reported sale of 29,107 shares on 03/02/2026 by Ronald P. O'Hanley III with an aggregate value of $3,658,749.90.
Fidelity Brokerage Services LLC reported a Form 144 notice of proposed sales of Common Stock. The filing lists 5,204 shares tied to restricted stock vesting on 02/15/2025 and 4,008 shares tied to restricted stock vesting on 02/15/2026.
Gordon Susan M. reported acquisition or exercise transactions in this Form 4 filing.
STATE STREET CORP director Susan M. Gordon received a grant of 1,526 shares of Common Stock as payment of her annual director stock award on 2026-05-20. This compensation-related award was not an open-market purchase and brought her direct holdings to 1,850 shares after the transaction.