State Street Insider Notice: 173 Shares Withheld for Taxes by SVP

Rhea-AI Filing Summary

State Street Corporation (STT) insider transaction: Elizabeth Schaefer, SVP and Chief Accounting Officer, had 173 shares of State Street common stock withheld at a price of $111.07 on 08/15/2025 to satisfy tax-withholding obligations related to the vesting of previously awarded deferred stock. After the withholding, she beneficially owned 7,008 shares, reported as direct ownership. The Form 4 was signed by an attorney-in-fact on 08/19/2025.

Positive

• Transaction is administrative: shares were withheld for tax obligations tied to vesting, not an open-market sale
• Timely disclosure: Form 4 reports the transaction details and shows an attorney-in-fact signature dated 08/19/2025

Negative

• Small reduction in direct holdings: 173 shares were disposed (withheld), reducing reported direct ownership
• Limited detail on vesting award: the filing does not disclose the original grant size or vesting schedule

Insights

Financial Analyst

TL;DR: Routine tax-withholding reduced holdings by 173 shares; no evidence of discretionary sale or material change to ownership.

The filing documents a withholding event tied to the vesting of deferred stock rather than an open-market sale. The reported price of $111.07 reflects the withholding valuation on 08/15/2025. Post-transaction direct beneficial ownership of 7,008 shares remains unchanged in scale by any material standard for a senior officer at a large bank, indicating this transaction is administrative and not suggestive of a change in investment stance.

Corporate Governance Expert

TL;DR: Disclosure appears timely and properly executed; signature by attorney-in-fact is documented.

The Form 4 identifies the reporting person, relationship to the issuer, transaction date, code (F) and an explanation that shares were withheld to satisfy tax obligations tied to vesting. The form includes the reporting person's role (SVP, Chief Accounting Officer) and the attorney-in-fact signature with a date, which satisfies common procedural requirements for Section 16 reporting. No amendments or additional arrangements are disclosed.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schaefer Elizabeth

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2025		F		173(1)	D	$111.07	7,008	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	08/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Elizabeth Schaefer report on Form 4 for STT?

She reported that 173 shares were withheld on 08/15/2025 to satisfy tax-withholding obligations related to the vesting of previously awarded deferred stock.

How many State Street shares does Elizabeth Schaefer beneficially own after the transaction?

7,008 shares of common stock are reported as beneficially owned following the withholding event.

At what price were the withheld shares reported on the Form 4?

$111.07 per share is reported as the price associated with the withholding transaction on 08/15/2025.

Was this transaction an open-market sale or a tax-withholding event?

It was a tax-withholding event tied to the vesting of deferred stock, as explained in the Form 4.

Who signed the Form 4 and when was it signed?

Signed by Shannon C. Stanley, Attorney-in-fact on 08/19/2025, as indicated on the filing.