STT Form 144 Notice: 1,576 Vested Shares Listed for Sale on NYSE

Rhea-AI Filing Summary

State Street Corporation filing a Form 144 notifies a proposed sale of 1,576 common shares through Fidelity Brokerage Services on the NYSE, with an aggregate market value of $175,058.61 and approximately 283,695,342 shares outstanding. The shares were acquired via restricted stock vesting on 02/15/2025 (517 shares), 05/15/2025 (529 shares), and 08/15/2025 (530 shares), with payment characterized as compensation. The filing reports no sales by the person in the past three months and includes the standard signature/representation language certifying no undisclosed material adverse information.

Positive

• Securities arose from compensation vesting, indicating routine employee/shareholder alignment rather than an extraordinary transfer
• No sales reported in prior three months, suggesting this is not part of a pattern of frequent disposals

Negative

• None.

Insights

Securities Analyst

TL;DR Small proposed sale of vested restricted shares; unlikely to be market-moving given size relative to float.

This Form 144 discloses a notice to sell 1,576 vested common shares totaling $175,058.61. Relative to the reported ~283.7 million shares outstanding the position is immaterial, suggesting limited market impact. The acquisition dates indicate these were compensation-related restricted stock vestings across three dates in 2025. Absence of sales in the prior three months reduces evidence of ongoing disposal activity. The filing contains routine representations required by Rule 144 and does not include additional context such as officer/director status or trading plan adoption.

Corporate Governance Specialist

TL;DR Routine insider sale notice tied to vested compensation; governance implications minimal without role disclosure.

The notice reports sale through a brokerage and indicates the securities arose from restricted stock vesting and were paid as compensation. From a governance perspective, this is a standard disclosure. Material governance concerns would require information not present in the filing, such as the filer’s officer/director status or whether a Rule 10b5-1 plan governs the sale. The filing’s statement that no undisclosed material adverse information is known is standard language and not an independent confirmation of company conditions.

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Fidelity Brokerage Services LLC 900 Salem Street Smithfield RI 02917	1576	175058.61	283695342	08/19/2025	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	02/15/2025	Restricted Stock Vesting	Issuer			517	02/15/2025	Compensation
Common	05/15/2025	Restricted Stock Vesting	Issuer			529	05/15/2025	Compensation
Common	08/15/2025	Restricted Stock Vesting	Issuer			530	08/15/2025	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks

Date of Notice

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does this Form 144 filed by STT disclose?

It discloses a proposed sale of 1,576 common shares via Fidelity on the NYSE with aggregate value $175,058.61.

When were the shares acquired that are proposed for sale?

The shares were acquired by restricted stock vesting on 02/15/2025 (517), 05/15/2025 (529), and 08/15/2025 (530).

Does the filing report prior sales in the last three months for the filer?

The filing states Nothing to Report for securities sold during the past three months.

Through which broker and exchange is the proposed sale to occur?

The notice lists Fidelity Brokerage Services LLC and the NYSE as the broker and exchange.

How large is the proposed sale relative to shares outstanding?

The filing reports 283,695,342 shares outstanding; 1,576 shares represent a de minimis portion of the outstanding shares.