STOCK TITAN

[Form 4] State Street Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

Michael L. Richards, Executive Vice President and Senior Advisor at State Street Corporation (STT), reported a transaction on 08/15/2025 in which 206 shares of State Street common stock were disposed of at a reported price of $111.07 per share. The filing states these shares were withheld to satisfy tax withholding obligations related to the vesting of previously awarded deferred stock. After the transaction, Mr. Richards is reported to beneficially own 41,126 shares directly and 632 shares indirectly through a domestic partner. The form was signed by an attorney-in-fact on 08/19/2025.

Michael L. Richards, Vicepresidente Esecutivo e Consigliere Senior di State Street Corporation (STT), ha comunicato una transazione effettuata il 15/08/2025 in cui sono state cedute 206 azioni ordinarie di State Street al prezzo dichiarato di $111,07 per azione. La dichiarazione indica che queste azioni sono state trattenute per assolvere obblighi di ritenuta fiscale connessi alla maturazione di azioni differite precedentemente assegnate. Dopo l’operazione, al sig. Richards risultano di proprietà beneficiaria 41.126 azioni in via diretta e 632 azioni in via indiretta tramite un partner domestico. Il modulo è stato firmato da un procuratore il 19/08/2025.

Michael L. Richards, Vicepresidente Ejecutivo y Asesor Senior de State Street Corporation (STT), informó una transacción realizada el 15/08/2025 en la que se dispusieron 206 acciones ordinarias de State Street a un precio informado de $111,07 por acción. La presentación indica que dichas acciones se retuvieron para satisfacer obligaciones de retención fiscal relacionadas con la consolidación de acciones diferidas previamente otorgadas. Tras la operación, el Sr. Richards figura como propietario beneficiario de 41.126 acciones directamente y 632 acciones indirectamente a través de una pareja doméstica. El formulario fue firmado por un apoderado el 19/08/2025.

Michael L. Richards, State Street Corporation(STT)의 수석 부사장이자 수석 고문은 2025년 8월 15일자로 206주의 State Street 보통주를 주당 보고가 $111.07에 처분했다고 보고했습니다. 제출서류에 따르면 이 주식들은 이전에 부여된 이연 주식의 확정(vesting)에 따른 세금 원천징수 의무를 충족하기 위해 보류된 것이라고 명시되어 있습니다. 해당 거래 후 Richards 씨는 직접적으로 41,126주를, 국내 파트너를 통해 간접적으로 632주를 실질 소유한 것으로 보고되었습니다. 서류는 2025년 8월 19일 대리인(법정대리인)에 의해 서명되었습니다.

Michael L. Richards, vice-président exécutif et conseiller principal chez State Street Corporation (STT), a déclaré une opération réalisée le 15/08/2025 au cours de laquelle 206 actions ordinaires de State Street ont été cédées au prix déclaré de 111,07 $ par action. Le dépôt indique que ces actions ont été retenues pour satisfaire des obligations de retenue fiscale liées à la consolidation (vesting) d’actions différées précédemment attribuées. Après la transaction, M. Richards est déclaré propriétaire bénéficiaire de 41 126 actions en direct et de 632 actions indirectement via un partenaire national. Le formulaire a été signé par un mandataire le 19/08/2025.

Michael L. Richards, Executive Vice President und Senior Advisor bei State Street Corporation (STT), meldete am 15.08.2025 eine Transaktion, bei der 206 Aktien der State Street-Stammaktien zu einem angegebenen Preis von $111,07 pro Aktie veräußert wurden. Die Meldung besagt, dass diese Aktien einbehalten wurden, um steuerliche Abzugsverpflichtungen im Zusammenhang mit dem Vesting zuvor zugeteilter, aufgeschobener Aktien zu erfüllen. Nach der Transaktion hält Herr Richards berichtsgemäß 41.126 Aktien unmittelbar und 632 Aktien mittelbar über einen inländischen Partner. Das Formular wurde am 19.08.2025 von einem Bevollmächtigten unterzeichnet.

Positive
  • Tax withholding sale indicates the shares were disposed to meet tax obligations from vesting rather than an active market sale
  • Timely disclosure filed and signed by attorney-in-fact, demonstrating compliance with Section 16 reporting requirements
Negative
  • Direct holdings reduced by 206 shares, leaving 41,126 shares directly owned
  • Indirect holdings include 632 shares held by a domestic partner, which slightly increases total reported beneficial ownership complexity

Insights

TL;DR Routine tax-related withholding sale; small change to insider holdings with no new shares sold into market.

This Form 4 shows a 206-share disposition executed at $111.07 per share, described as withholding to satisfy taxes on vested deferred stock. Such withholding transactions are administrative and do not necessarily indicate an intentional liquidity event by the executive. The reporting person retains 41,126 shares directly and 632 indirectly, which remain material to assess ongoing insider alignment with shareholders depending on overall compensation structure.

TL;DR Administrative share withholding for taxes, documented properly; governance disclosure appears compliant and timely.

The filing discloses the nature of the disposition as tax withholding tied to vesting, and reports direct and indirect beneficial ownership totals. The transaction was reported and signed by an attorney-in-fact within days, indicating routine compliance with Section 16 reporting obligations. No indication of additional planned sales or departures is provided in the document.

Michael L. Richards, Vicepresidente Esecutivo e Consigliere Senior di State Street Corporation (STT), ha comunicato una transazione effettuata il 15/08/2025 in cui sono state cedute 206 azioni ordinarie di State Street al prezzo dichiarato di $111,07 per azione. La dichiarazione indica che queste azioni sono state trattenute per assolvere obblighi di ritenuta fiscale connessi alla maturazione di azioni differite precedentemente assegnate. Dopo l’operazione, al sig. Richards risultano di proprietà beneficiaria 41.126 azioni in via diretta e 632 azioni in via indiretta tramite un partner domestico. Il modulo è stato firmato da un procuratore il 19/08/2025.

Michael L. Richards, Vicepresidente Ejecutivo y Asesor Senior de State Street Corporation (STT), informó una transacción realizada el 15/08/2025 en la que se dispusieron 206 acciones ordinarias de State Street a un precio informado de $111,07 por acción. La presentación indica que dichas acciones se retuvieron para satisfacer obligaciones de retención fiscal relacionadas con la consolidación de acciones diferidas previamente otorgadas. Tras la operación, el Sr. Richards figura como propietario beneficiario de 41.126 acciones directamente y 632 acciones indirectamente a través de una pareja doméstica. El formulario fue firmado por un apoderado el 19/08/2025.

Michael L. Richards, State Street Corporation(STT)의 수석 부사장이자 수석 고문은 2025년 8월 15일자로 206주의 State Street 보통주를 주당 보고가 $111.07에 처분했다고 보고했습니다. 제출서류에 따르면 이 주식들은 이전에 부여된 이연 주식의 확정(vesting)에 따른 세금 원천징수 의무를 충족하기 위해 보류된 것이라고 명시되어 있습니다. 해당 거래 후 Richards 씨는 직접적으로 41,126주를, 국내 파트너를 통해 간접적으로 632주를 실질 소유한 것으로 보고되었습니다. 서류는 2025년 8월 19일 대리인(법정대리인)에 의해 서명되었습니다.

Michael L. Richards, vice-président exécutif et conseiller principal chez State Street Corporation (STT), a déclaré une opération réalisée le 15/08/2025 au cours de laquelle 206 actions ordinaires de State Street ont été cédées au prix déclaré de 111,07 $ par action. Le dépôt indique que ces actions ont été retenues pour satisfaire des obligations de retenue fiscale liées à la consolidation (vesting) d’actions différées précédemment attribuées. Après la transaction, M. Richards est déclaré propriétaire bénéficiaire de 41 126 actions en direct et de 632 actions indirectement via un partenaire national. Le formulaire a été signé par un mandataire le 19/08/2025.

Michael L. Richards, Executive Vice President und Senior Advisor bei State Street Corporation (STT), meldete am 15.08.2025 eine Transaktion, bei der 206 Aktien der State Street-Stammaktien zu einem angegebenen Preis von $111,07 pro Aktie veräußert wurden. Die Meldung besagt, dass diese Aktien einbehalten wurden, um steuerliche Abzugsverpflichtungen im Zusammenhang mit dem Vesting zuvor zugeteilter, aufgeschobener Aktien zu erfüllen. Nach der Transaktion hält Herr Richards berichtsgemäß 41.126 Aktien unmittelbar und 632 Aktien mittelbar über einen inländischen Partner. Das Formular wurde am 19.08.2025 von einem Bevollmächtigten unterzeichnet.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
RICHARDS MICHAEL L

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP and Senior Advisor
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2025 F 206(1) D $111.07 41,126 D
Common Stock 632(2) I By domestic partner
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
2. The balance reflects the amount of shares beneficially owned, including shares received due to dividend reinvestment, as of the date of this report.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 08/19/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
State Str Corp

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