State Street Director Granted 1,398 Shares in Form 4 Filing

Rhea-AI Filing Summary

Porter Brian J., a director of State Street Corporation (STT), reported a non-derivative acquisition on 09/15/2025 of 1,398 shares of State Street common stock as a prorated director stock award. The purchase price is reported as $0, indicating the shares were issued as compensation rather than bought on the open market. Following the award, Mr. Porter beneficially owns 3,898 shares.

The Form 4 was executed by an attorney-in-fact on 09/17/2025 and lists the reporting person’s address at State Street Corporation, One Congress Street, Boston, MA. No derivative transactions, dispositions, or additional compensation details are included beyond the explanatory note that the shares represent payment of a prorated director stock award.

Positive

• Transparent disclosure of director equity award and updated beneficial ownership
• No dispositions reported, indicating the director did not sell shares in this transaction

Negative

• None.

Insights

Corporate Governance Expert

TL;DR Director received prorated equity award of 1,398 shares, increasing beneficial ownership to 3,898 shares; routine director compensation.

The filing documents a standard issuance of equity as director compensation with no cash payment reported, consistent with many boards’ use of stock awards to align director incentives with shareholders. The transaction is non-derivative and limited in size relative to a large institutional issuer, and no additional governance actions or departures are disclosed. For governance review, key facts are the issuance date, zero price, and resulting beneficial ownership.

Securities Analyst

TL;DR A director stock award of 1,398 shares was granted; transaction appears routine and immaterial to valuation.

The Form 4 shows a compensation-related issuance rather than market trading. There are no dispositions or option exercises noted, and no cash consideration was paid. The small absolute share count suggests limited direct market impact. This is a compliance disclosure under Section 16 rather than a signal of material company events.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Porter Brian J.

(Last) (First) (Middle)

C/O STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2025		A		1,398(1)	A	$0	3,898	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Payment of prorated Director's stock award.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	09/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Porter Brian J. report on the Form 4 for STT?

The Form 4 reports a non-derivative acquisition of 1,398 shares of State Street common stock on 09/15/2025 as a prorated director stock award.

How many State Street shares does Porter Brian J. beneficially own after the transaction?

Following the reported transaction, Porter Brian J. beneficially owns 3,898 shares.

Was any cash paid for the shares reported on the Form 4?

No cash paid is reported; the price is listed as $0, indicating the shares were issued as compensation.

When was the Form 4 signed and who signed it?

The Form 4 was signed by Shannon C. Stanley, Attorney-in-fact on 09/17/2025.

Does the filing show any derivative transactions for Porter Brian J.?

No. Table II for derivative securities contains no entries; only the non-derivative stock award is reported.