State Street (STT) officer reports 1,576-share sale; holdings now 5,432

Rhea-AI Filing Summary

State Street Corporation insider Elizabeth Schaefer, SVP and Chief Accounting Officer, reported a sale of 1,576 shares of State Street common stock on 08/19/2025 at a reported price of $111.07 per share. Following the sale, her beneficial ownership is reported as 5,432 shares, held directly. The Form 4 was signed by an attorney-in-fact on 08/21/2025.

Insights

Corporate Governance Expert

Routine officer sale; no governance red flags in the filing.

The Form 4 discloses a straightforward open-market sale by an officer, reducing direct holdings from an implied prior level to 5,432 shares. The filing includes transaction date, volume and price, and is signed by an authorized attorney-in-fact. There are no additional derivative transactions or plan-footnote disclosures in this filing.

Financial Analyst

Minor insider sale; unlikely to be materially market-moving.

The sale of 1,576 shares at $111.07 is a small absolute position for a large-cap issuer and the filing shows only non-derivative disposition. Based solely on reported numbers, this appears to be a routine liquidity event rather than a material signal about company fundamentals.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Schaefer Elizabeth

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	SVP, Chief Accounting Officer

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/19/2025		S		1,576	D	$111.07	5,432	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	08/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Elizabeth Schaefer report on the Form 4 for STT?

She reported a sale of 1,576 shares of State Street common stock on 08/19/2025 at $111.07 per share, leaving 5,432 shares beneficially owned.

What is Elizabeth Schaefer's role at State Street (STT)?

The filing lists her as SVP, Chief Accounting Officer and indicates the Form 4 was filed individually by one reporting person.

Were any derivative transactions or option exercises reported for STT in this Form 4?

No. Table II (derivative securities) contains no reported transactions or holdings in this filing.

When was the Form 4 signed and by whom?

The signature block shows the form was signed by /s/ Shannon C. Stanley, Attorney-in-fact on 08/21/2025.

Does the Form 4 indicate the sale was part of a 10b5-1 plan?

The form does not include any checked indication or remark stating the transaction was made pursuant to a 10b5-1 plan.