State Street Insider Filing: Keating Withholds 590 Shares for Taxes

Rhea-AI Filing Summary

State Street Corp (STT) insider transaction: Mark R. Keating, identified as Interim CFO, reported a sale of 590 shares of State Street common stock on 08/15/2025 at a price of $111.07 per share. After the sale he beneficially owned 22,381 shares directly. The filing also reports indirect beneficial ownership of 2,398 shares through the company's 401(k) plan as of the same date. The filing explains the 590 shares were withheld to satisfy tax withholding obligations related to vesting of previously awarded deferred stock. The Form 4 was signed by attorney-in-fact Shannon C. Stanley on 08/19/2025.

Insights

Financial Analyst

TL;DR: Insider sale was modest and described as tax-withholding on vested awards, suggesting routine compensation settlement rather than a discretionary cash-sale.

The reported transaction is a small disposal of 590 shares at $111.07, leaving the reporting person with 22,381 directly owned shares and 2,398 indirectly via a 401(k). The filing explicitly states the shares were withheld to satisfy tax obligations on vested deferred stock, which is a common administrative action following equity vesting and typically not indicative of a change in insider conviction. The size of the transaction relative to total reported holdings appears immaterial on its face; the filing contains no additional transfers, derivative activity, or extraordinary items.

Corporate Governance Expert

TL;DR: Disclosure is complete for the reported items and notes the administrative nature of the share withholding.

The Form 4 includes required identification, relationship (Interim CFO), transaction date, price, and post-transaction holdings, and provides explanatory notes that withholding satisfied tax obligations from vesting. The signature by an attorney-in-fact and the explanatory footnotes align with standard Form 4 practice. There are no indications of late reporting or missing mandatory details in the provided text.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Keating Mark R

(Last) (First) (Middle)

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Interim CFO

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2025		F		590(1)	D	$111.07	22,381	D
Common Stock								2,398(2)	I	401(k) Plan

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

2. The reporting person indirectly beneficially owns the indicated shares of State Street common stock under State Street's 401(k) plan, based on a plan statement dated as of August 15, 2025. The plan accounts for interest in units consisting of shares of State Street common stock, dividend equivalents and a small amount of cash. As a result, the number of underlying shares may fluctuate from time to time.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	08/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Mark R. Keating report in the Form 4 for STT?

He reported a sale of 590 shares on 08/15/2025 at $111.07 per share and retained 22,381 shares directly.

Why were 590 shares disposed of according to the filing?

The filing states the 590 shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.

Does the Form 4 show any derivative transactions for STT by the reporting person?

No. The provided Form 4 lists only non-derivative common stock transactions and shows no derivative securities activity.

How many shares does the reporting person indirectly own through the 401(k)?

The reporting person indirectly beneficially owns 2,398 shares via State Street's 401(k) plan as of the statement dated 08/15/2025.

Who signed the Form 4 and when was it signed?

The Form 4 was signed by /s/ Shannon C. Stanley, Attorney-in-fact on 08/19/2025.