STT Insider Filing: O'Hanley Reports RSU Settlements and Share Sales at $110.05

Rhea-AI Filing Summary

Ronald P. O'Hanley, Chairman, CEO and President of State Street Corporation (STT) reported multiple transactions on 08/15/2025 involving common stock and cash-settled restricted stock units (RSUs). The filing shows acquisitions of 1,343 and 2,203 RSU units (treated as one share per unit) and corresponding dispositions of 1,343 and 2,203 shares at a price of $110.05 each. Following the reported transactions, O'Hanley beneficially owns 257,763 shares of common stock directly and an additional 70,327 shares indirectly through a trust. The RSU awards vest on scheduled quarterly installments through 2026 and 2027 per plan terms.

Insights

Corporate Governance Expert

TL;DR: Routine executive equity vesting and withholding-related dispositions; maintains substantial ownership and indirect holdings via trust.

The Form 4 documents scheduled vesting and associated cash-settled RSU activity for the CEO, with simultaneous dispositions matching vested units priced at $110.05, consistent with plan-determined settlement mechanics. The reporting person retains a material direct stake (257,763 shares) and indirect trust holdings (70,327 shares), indicating continued alignment with shareholders. Transactions appear to follow award terms and withholding or settlement procedures rather than opportunistic trading.

Securities Analyst

TL;DR: Insider executed standard RSU settlements and reported modest share dispositions while keeping significant share ownership.

The entry shows two award vintages (2023 and 2024) paying out in quarterly installments with settlement mechanics that reference average NYSE closing prices prior to vesting. Dispositions equal the number of units settled, implying routine tax withholding or cash settlement rather than open-market liquidations beyond the vested amounts. Given continued direct and indirect holdings, the transactions are informationally neutral for corporate control.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O HANLEY RONALD P

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, CEO and President

3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/15/2025		M		1,343	A	$0(1)	259,106	D
Common Stock	08/15/2025		D		1,343	D	$110.05(2)	257,763	D
Common Stock	08/15/2025		M		2,203	A	$0(1)	259,966	D
Common Stock	08/15/2025		D		2,203	D	$110.05(3)	257,763	D
Common Stock								70,327(4)	I	By a Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
2023 Cash Settled Restricted Stock Units	(1)	08/15/2025		M			1,343	(5)	02/15/2026	Common Stock	1,343	(1)	2,686	D
2024 Cash Settled Restricted Stock Units	(1)	08/15/2025		M			2,203	(6)	02/15/2027	Common Stock	2,203	(1)	13,224	D

Explanation of Responses:

1. Each Unit is the equivalent of one share of State Street Corporation common stock.

2. Pursuant to award granted on February 24, 2023 under the State Street Corporation 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

3. Pursuant to award granted on February 23, 2024 under the State Street Corporation Amended and Restated 2017 Stock Incentive Plan, price is determined by multiplying the number of Restricted Stock Units by the average closing price of Common Stock on the New York Stock Exchange during the 30 trading days occurring on or immediately prior to the applicable vesting date.

4. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

5. Quarterly installment of award granted on February 24, 2023 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2023 and remaining units vesting in nine equal quarterly installments commencing February 15, 2024.

6. Quarterly installment of award granted on February 23, 2024 with one-half of the units vesting in three equal quarterly installments commencing May 15, 2024 and remaining units vesting in nine equal quarterly installments commencing February 15, 2025.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	08/19/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

Who reported the insider transactions on this Form 4 for STT?

The transactions were reported by Ronald P. O'Hanley, Chairman, CEO and President of State Street Corporation.

What transactions were reported on 08/15/2025 for STT?

The Form 4 reports acquisitions of 1,343 and 2,203 RSU units (cash-settled) and dispositions of 1,343 and 2,203 common shares at $110.05 each.

How many shares does Ronald O'Hanley beneficially own after these transactions?

He beneficially owns 257,763 shares directly and 70,327 shares indirectly through a trust.

Are the reported RSUs subject to a vesting schedule?

Yes. The 2023 and 2024 RSU awards vest in quarterly installments with remaining installments through 02/15/2026 and 02/15/2027, respectively.

Was the $110.05 price set by market trade or plan formula?

The $110.05 price reflects the plan-determined settlement calculation referencing the average NYSE closing price during the 30 trading days prior to the applicable vesting date.