State Street EVP Ann Fogarty owns 52,359 shares

STATE STREET CORP (STT) reported the initial beneficial ownership of executive vice president and chief operating officer Ann Fogarty on a Form 3.

Available on EDGAR 09/21/2026 - 04:11 PM EDT Accepted by SEC EDGAR 09/21/2026 - 04:11 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

STATE STREET CORP (STT) reported the initial beneficial ownership of executive vice president and chief operating officer Ann Fogarty on a Form 3. The filing shows she directly holds 52,359 shares of Common Stock of State Street Corp.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Fogarty Ann

Role EVP and COO

Type	Security	Shares	Price	Value
Holding	Common Stock	--	--	--

Holdings: Common Stock — 52,359 shares (Direct)

Key Figures

Common Stock directly owned: 52,359 shares

1 metrics

Common Stock directly owned 52,359 shares Direct beneficial ownership reported by Ann Fogarty on Form 3

Key Terms

Form 3, Beneficial ownership, Common Stock

3 terms

Form 3 regulatory

"reported the initial beneficial ownership of executive vice president"

Form 3 is the initial public filing that officers, directors and large shareholders must submit to report their ownership of a company’s securities when they become insiders. It acts like an opening inventory sheet that gives investors a starting point to see who holds significant stakes and to spot later trades or potential conflicts of interest, helping assess insider confidence and transparency.

Beneficial ownership regulatory

"reported the initial beneficial ownership of executive vice president"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Common Stock financial

"directly holds 52,359 shares of Common Stock of State Street Corp"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Ann Fogarty report owning in STATE STREET CORP (STT) on this Form 3?

Ann Fogarty reports direct beneficial ownership of 52,359 shares of State Street Corp Common Stock as of this initial Form 3 filing.

What is Ann Fogarty’s role at STATE STREET CORP (STT) in this Form 3?

Ann Fogarty is identified as an executive vice president and chief operating officer of State Street Corp in this Form 3.

Is Ann Fogarty’s ownership in STT reported as direct or indirect?

The Form 3 reports Ann Fogarty’s ownership as direct, covering 52,359 shares of State Street Corp Common Stock.

Does this Form 3 for STT show any insider buy or sell transactions by Ann Fogarty?

No. This Form 3 functions as an initial statement of beneficial ownership and lists Ann Fogarty’s direct holdings without reporting any buy or sell transactions.

Does the Ann Fogarty Form 3 for STT reference a Rule 10b5-1 trading plan?

The Form 3 data show no Rule 10b5-1 trading plan box marked, and there are no footnotes indicating that a trading plan applies.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Fogarty Ann

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MASSACHUSETTS 02114

(City) (State) (Zip)

UNITED STATES

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
09/11/2026

3. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP and COO

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	52,359	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)