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[Form 4] STATE STREET CORP Insider Trading Activity

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4
Rhea-AI Filing Summary

State Street Corporation executive vice president reported a routine share withholding related to equity compensation. On 11/14/2025, the officer had 3,601 shares of State Street common stock disposed of at a reported price of $116.84 per share, coded as transaction type “F,” which indicates shares withheld to cover tax obligations on vested stock awards. After this administrative transaction, the reporting person beneficially owned 54,031 shares of State Street common stock directly. This activity reflects tax settlement on previously awarded deferred stock rather than an open-market sale.

Positive
  • None.
Negative
  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PLANSKY JOHN

(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET

(Street)
BOSTON MA 02114

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
11/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/14/2025 F 3,601(1) D $116.84 54,031 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. These shares were withheld to satisfy tax withholding obligations in connection with the vesting of previously awarded deferred stock.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 11/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did STATE STREET CORP (STT) report on this Form 4?

The filing shows that a State Street executive vice president had 3,601 shares of common stock withheld in a transaction coded “F” on 11/14/2025, which reflects shares withheld to satisfy tax obligations upon vesting of previously awarded deferred stock.

Who is the reporting person in the STATE STREET CORP (STT) Form 4 and what is their role?

The reporting person is an Executive Vice President of State Street Corporation, identified as an officer of the issuer with direct ownership of the reported shares.

How many STATE STREET CORP (STT) shares does the insider own after the reported transaction?

Following the tax-related withholding of 3,601 shares, the reporting officer beneficially owns 54,031 shares of State Street common stock with direct ownership.

What does transaction code “F” mean in the STATE STREET CORP (STT) Form 4?

Transaction code “F” indicates that the 3,601 shares were withheld by the issuer to satisfy tax withholding obligations arising from the vesting of previously awarded deferred stock, rather than sold in the open market.

Was there any derivative security activity reported for STATE STREET CORP (STT) in this Form 4?

The section for Table II – Derivative Securities does not list any derivative securities acquired, disposed of, or beneficially owned in connection with this particular report.

On what date did the reported STATE STREET CORP (STT) insider transaction occur?

The earliest transaction date reported is 11/14/2025, which is when the 3,601 shares were withheld to cover tax obligations tied to the vesting of deferred stock.

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Asset Management
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United States
BOSTON