State Street Corp (NYSE: STT) CEO's trust sells 41,165 shares under Rule 10b5-1 plan

Rhea-AI Filing Summary

An irrevocable trust associated with State Street Corp Chairman, CEO and President Ronald P. O'Hanley sold a total of 41,165 shares of common stock on August 12, 2025 at reported weighted-average prices of $111.24 and $111.47 per share, in open-market or private transactions as reported.

The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trust's trustee on February 27, 2025. After these transactions, O'Hanley holds 257,763 shares directly and 70,327 shares indirectly through the trust, for which he reports but partially disclaims beneficial ownership.

Insights

Financial Analyst

TL;DR: CEO's trust sold 41,165 STT shares under a prearranged 10b5-1 plan; weighted-average prices near $111; trust still reports ~70k-share holdings.

The Form 4 documents sales executed by the trustee of the Ronald O'Hanley Irrevocable Trust under a Rule 10b5-1 plan adopted Feb 27, 2025. Reported transactions on 08/12/2025 include 39,466 shares at a weighted-average $111.24 and 1,699 shares at a weighted-average $111.47, with disclosed trade price ranges. The filing shows continued indirect holdings of 72,026 and 70,327 shares. These are routine, preplanned disposals rather than ad-hoc insider sales; materially, the filing clarifies execution method and remaining trust stakes.

Corporate Governance Expert

TL;DR: Transactions were executed by a trustee under a 10b5-1 plan, reducing signaling risk; the reporting person disclaims beneficial ownership beyond pecuniary interest.

The filing underscores governance protections: sales were effected pursuant to a Rule 10b5-1 plan adopted by the trustee, which typically mitigates concerns about trading on nonpublic information. The reporting person continues to report indirect ownership through the trust while disclaiming beneficial ownership except for pecuniary interest. From a governance perspective, disclosure is clear on execution mechanism, reported prices, and post-transaction trust holdings.

Insider Trade Summary

Net Seller: 41,165 shares

Net Sell 3 txns

Insider O HANLEY RONALD P

Role Chairman, CEO and President

Sold 41,165 shs ($4.58M)

Type	Security	Shares	Price	Value
Sale	Common Stock	39,466	$111.24	$4.39M
Sale	Common Stock	1,699	$111.47	$189K
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 70,327 shares (Indirect, By a Trust); Common Stock — 257,763 shares (Direct)

Footnotes (4)

1. F1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Trustee of the Ronald O'Hanley Irrevocable Trust on February 27, 2025. See also Footnote 3.
2. F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.46 through $111.45, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
3. F3. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
4. F4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.46 through $111.51 inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Key Figures

Shares sold (block 1): 39,466 shares Shares sold (block 2): 1,699 shares Total shares sold: 41,165 shares +5 more

8 metrics

Shares sold (block 1) 39,466 shares Non-derivative sale by trust on August 12, 2025 at $111.24 per share

Shares sold (block 2) 1,699 shares Non-derivative sale by trust on August 12, 2025 at $111.47 per share

Total shares sold 41,165 shares Aggregate non-derivative common stock sales reported in this Form 4

Direct holdings after transaction 257,763 shares Common stock held directly by Ronald P. O'Hanley following reported transactions

Indirect trust holdings after transaction 70,327 shares Common stock held indirectly "By a Trust" after the reported sales

Rule 10b5-1 plan adoption date February 27, 2025 Date the trustee of the Ronald O'Hanley Irrevocable Trust adopted the trading plan

Price range (weighted-average block 1) $110.46–$111.45 Range of prices for multiple transactions summarized in one reported sale price

Price range (weighted-average block 2) $111.46–$111.51 Range of prices for multiple transactions summarized in one reported sale price

Key Terms

Rule 10b5-1 trading plan, weighted average price, pecuniary interest, Irrevocable Trust

4 terms

Rule 10b5-1 trading plan regulatory

"The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan"

A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.

weighted average price financial

"The price reported in Column 4 is a weighted average price."

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

pecuniary interest financial

"disclaims beneficial ownership except to the extent of his pecuniary interest therein."

Irrevocable Trust technical

"Rule 10b5-1 trading plan adopted by the Trustee of the Ronald O'Hanley Irrevocable Trust"

An irrevocable trust is a legal arrangement where an owner transfers assets into a separate entity managed by a trustee and gives up the power to modify or reclaim those assets. For investors it matters because putting stock or other holdings into such a trust can change who controls and benefits from the assets, affect taxes and creditor protection, and influence how easy it is to sell or value those holdings—like placing valuables in a locked safe overseen by someone else.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Accepted by SEC EDGAR 08/13/2025 - 04:19 PM Learn about SEC filing dates

FAQ

What insider transaction did State Street Corp (STT) disclose for Ronald P. O'Hanley?

State Street Corp reported that a trust associated with CEO Ronald P. O'Hanley sold 41,165 shares of common stock on August 12, 2025. The sales were executed in market transactions under a Rule 10b5-1 trading plan adopted on February 27, 2025.

How many State Street Corp (STT) shares did the trust sell and at what prices?

The trust sold 39,466 shares at $111.24 and 1,699 shares at $111.47 per share. Footnotes state these are weighted-average prices from multiple transactions, with trade prices ranging between $110.46–$111.51 across the reported sales on August 12, 2025.

What are Ronald P. O'Hanley's remaining holdings in State Street Corp (STT) after the sale?

After the reported transactions, O'Hanley holds 257,763 shares directly and 70,327 shares indirectly via a trust. He continues to report the trust-held shares but disclaims beneficial ownership except to the extent of his pecuniary interest in that trust.

Was the State Street Corp (STT) CEO's share sale made under a Rule 10b5-1 plan?

Yes. The filing notes the sale was effected pursuant to a Rule 10b5-1 trading plan. The trustee of the Ronald O'Hanley Irrevocable Trust adopted this plan on February 27, 2025, providing a pre-arranged framework for executing the August 12, 2025 transactions.

How are the trust-held State Street Corp (STT) shares characterized in the filing?

The shares are held "By a trust," and O'Hanley partially disclaims beneficial ownership. He reports beneficial ownership of STT common stock held by the trust only to the extent of his pecuniary interest, reflecting indirect ownership rather than direct personal holdings.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

O HANLEY RONALD P

(Last) (First) (Middle)

STATE STREET CORPORATION

ONE CONGRESS STREET

(Street)

BOSTON MA 02114

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman, CEO and President

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/12/2025		S(1)		39,466	D	$111.24(2)	72,026(3)	I	By a Trust
Common Stock	08/12/2025		S(1)		1,699	D	$111.47(4)	70,327(3)	I	By a Trust
Common Stock								257,763	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Trustee of the Ronald O'Hanley Irrevocable Trust on February 27, 2025. See also Footnote 3.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.46 through $111.45, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

3. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.

4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.46 through $111.51 inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.

Remarks:

	/s/ Shannon C. Stanley, Attorney-in-fact	08/13/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.