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State Street (STT) insider sales via 10b5-1 plan: prices and holdings

Filing Impact
(Very High)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

State Street Corporation's Chairman, CEO and President Ronald P. O'Hanley reported planned sales of common stock executed by the trustee of his irrevocable trust on 08/12/2025 under a Rule 10b5-1 trading plan adopted February 27, 2025. The filing lists sales of 39,466 shares at a weighted-average price of $111.24 (individual trades ranged $110.46–$111.45) and 1,699 shares at a weighted-average $111.47 (trades ranged $111.46–$111.51), totaling 41,165 shares sold. Following the reported transactions, the trust's indirect holdings are shown as 72,026 and 70,327 shares in the respective reporting lines; the reporting person disclaims beneficial ownership except for his pecuniary interest.

Positive

  • Sales were executed under a Rule 10b5-1 trading plan, indicating prearranged transactions by the trustee.
  • The trust continues to report significant indirect holdings (72,026 and 70,327 shares) after the reported sales.
  • Filing discloses weighted-average prices and trade price ranges, providing transparency on execution.

Negative

  • Reported insider sales totaled 41,165 shares (39,466 and 1,699 shares), which reduces shares held by the trustee as reported in these lines.

Insights

TL;DR: CEO's trust sold 41,165 STT shares under a prearranged 10b5-1 plan; weighted-average prices near $111; trust still reports ~70k-share holdings.

The Form 4 documents sales executed by the trustee of the Ronald O'Hanley Irrevocable Trust under a Rule 10b5-1 plan adopted Feb 27, 2025. Reported transactions on 08/12/2025 include 39,466 shares at a weighted-average $111.24 and 1,699 shares at a weighted-average $111.47, with disclosed trade price ranges. The filing shows continued indirect holdings of 72,026 and 70,327 shares. These are routine, preplanned disposals rather than ad-hoc insider sales; materially, the filing clarifies execution method and remaining trust stakes.

TL;DR: Transactions were executed by a trustee under a 10b5-1 plan, reducing signaling risk; the reporting person disclaims beneficial ownership beyond pecuniary interest.

The filing underscores governance protections: sales were effected pursuant to a Rule 10b5-1 plan adopted by the trustee, which typically mitigates concerns about trading on nonpublic information. The reporting person continues to report indirect ownership through the trust while disclaiming beneficial ownership except for pecuniary interest. From a governance perspective, disclosure is clear on execution mechanism, reported prices, and post-transaction trust holdings.

Insider O HANLEY RONALD P
Role Chairman, CEO and President
Sold 41,165 shs ($4.58M)
Type Security Shares Price Value
Sale Common Stock 39,466 $111.24 $4.39M
Sale Common Stock 1,699 $111.47 $189K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 72,026 shares (Indirect, By a Trust); Common Stock — 257,763 shares (Direct)
Footnotes (1)
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Trustee of the Ronald O'Hanley Irrevocable Trust on February 27, 2025. See also Footnote 3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.46 through $111.45, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.46 through $111.51 inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
O HANLEY RONALD P
(Last) (First) (Middle)
STATE STREET CORPORATION
ONE CONGRESS STREET
(Street)
BOSTON MA 02114
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STATE STREET CORP [ STT ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman, CEO and President
3. Date of Earliest Transaction (Month/Day/Year)
08/12/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/12/2025 S(1) 39,466 D $111.24(2) 72,026(3) I By a Trust
Common Stock 08/12/2025 S(1) 1,699 D $111.47(4) 70,327(3) I By a Trust
Common Stock 257,763 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Trustee of the Ronald O'Hanley Irrevocable Trust on February 27, 2025. See also Footnote 3.
2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.46 through $111.45, inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
3. By a trust. The reporting person continues to report beneficial ownership of STT common stock held by the trust but disclaims beneficial ownership except to the extent of his pecuniary interest therein.
4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.46 through $111.51 inclusive. The reporting person undertakes to provide to State Street Corporation, any security holder of State Street Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Remarks:
/s/ Shannon C. Stanley, Attorney-in-fact 08/13/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transactions were reported for STT?

The Form 4 reports trustee-executed sales on 08/12/2025 of 39,466 shares at a weighted-average $111.24 and 1,699 shares at $111.47, totaling 41,165 shares.

Who is the reporting person on the STT Form 4?

The reporting person is Ronald P. O'Hanley, identified as Chairman, CEO and President; the sales were executed by the trustee of his irrevocable trust.

Were the sales part of a prearranged trading plan for STT?

Yes. The sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the trustee on February 27, 2025.

How many shares does the trust report holding after the sales?

The filing shows indirect holdings of 72,026 and 70,327 shares in the respective reporting lines following the reported transactions.

What price ranges and weighted averages were disclosed for the sales?

The filing discloses trade price ranges of $110.46–$111.45 and $111.46–$111.51, with weighted-average prices of $111.24 and $111.47 respectively.