Welcome to our dedicated page for Sunrise Realty Trust SEC filings (Ticker: SUNS), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Sunrise Realty Trust, Inc. filings document the regulatory record of a Maryland commercial mortgage REIT with common stock listed on Nasdaq under SUNS. Its reports and exhibits describe operating results, GAAP and non-GAAP performance measures, dividends, CRE lending activity and the financing arrangements used to support its loan portfolio.
Company filings include Form 8-K reports for quarterly results and material agreements, including amendments to its senior secured revolving credit facility and an at-the-market common stock distribution program. Proxy materials describe annual shareholder voting matters, director elections, auditor ratification and governance procedures.
Sunrise Realty Trust Executive Chairman Leonard M. Tannenbaum reported an acquisition of 13,384 shares of common stock on February 19, 2026 as a restricted stock grant under the company’s stock incentive plan at a price of $9.34 per share.
The restricted stock will vest over a three-year period, with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2026, subject to early termination and adjustment under the grant agreement. Following this grant, Tannenbaum directly holds 3,024,610 common shares.
The filing also lists several indirect holdings, including shares held by the Tannenbaum Family Foundation, family trusts, a UTMA custodial account for his son, and shares held by his spouse. For these indirect positions, Tannenbaum disclaims beneficial ownership except to the extent of any pecuniary interest.
Sunrise Realty Trust director Frank Alexander reported an equity award of common stock. He acquired 1,071 shares of Sunrise Realty Trust common stock at a stated value of $9.34 per share, increasing his direct holdings to 10,906.536 shares after the transaction.
The shares are restricted stock granted under the company’s stock incentive plan and, according to the award terms, are scheduled to become fully vested on the first anniversary of January 2, 2026, subject to possible early termination or adjustment under the applicable grant agreement.
Tannenbaum Robyn reported acquisition or exercise transactions in this Form 4 filing.
Sunrise Realty Trust, Inc. President Robyn Tannenbaum reported receiving a grant of 13,384 shares of common stock as restricted stock under the company’s stock incentive plan, valued at $9.34 per share. The award will vest over three years, with approximately 33% vesting on each of the first, second and third anniversaries of January 2, 2026, subject to early termination and adjustment under the grant agreement.
Following this grant, she directly holds 46,516 common shares. The filing also lists several large indirect holdings, including blocks of 15,000, 1,000, 585,681, 58,958 and 3,024,610 shares held through family trusts, a family foundation and her spouse, where she generally disclaims beneficial ownership except to the extent of any pecuniary interest.
Sunrise Realty Trust CFO and Treasurer Hetzel Brandon acquired 12,045 shares of common stock through a restricted stock grant. The award was valued at $9.34 per share and increased his directly held stake to 25,287 shares after the transaction.
The restricted stock was granted under the company’s Stock Incentive Plan and will vest over three years, with about one-third vesting on each of the first, second and third anniversaries of January 2, 2026, subject to early termination and adjustment under the grant agreement.
SEDRISH BRIAN reported acquisition or exercise transactions in this Form 4 filing.
Sunrise Realty Trust, Inc. director and Chief Executive Officer Brian Sedrish reported receiving a grant of 14,276 shares of common stock as a restricted stock award under the company’s stock incentive plan. The award is fully vested as of February 19, 2026, at a reported price of $9.34 per share.
Following this grant, Sedrish directly holds 50,639 shares of Sunrise Realty Trust common stock. This was an equity compensation grant, not an open-market purchase or sale.
Wasatch Advisors, a Delaware entity, has filed an updated ownership report on Sunrise Realty Trust Inc. It reports beneficial ownership of 593,828 shares, representing 4.4% of the outstanding common stock as of December 31, 2025.
Wasatch Advisors has sole voting power over 525,207 shares and sole dispositive power over 593,828 shares, with no shared voting or dispositive power. The firm states the shares were acquired and are held in the ordinary course of business and not for the purpose of influencing control of Sunrise Realty Trust Inc.
Sunrise Realty Trust, Inc. received an updated ownership report showing that Caption Management, LLC, together with William Cooper and Jason Strasser, has a relatively small economic interest in the company. As of December 31, 2025, they may be deemed to beneficially own call options exercisable for 100,000 shares of common stock, representing 0.75% of the class, based on 13,420,986 shares outstanding as of November 7, 2025.
The filing notes that Caption Management holds investment and voting power over securities in certain funds and managed accounts it manages, and that Cooper and Strasser share control of Caption Management. Each reporting person disclaims beneficial ownership of the securities, and certifies that the position is held in the ordinary course of business and not for the purpose of changing or influencing control of Sunrise Realty Trust.
Sunrise Realty Trust, Inc. (SUNS) reported an insider share purchase by its Executive Chairman, who is also a director and 10% owner. On 11/24/2025, the reporting person bought 13,000 shares of common stock in an open market transaction at a weighted average price of $9.72 per share, with individual trades ranging from $9.63 to $9.80.
Following this transaction, the reporting person beneficially owns 3,011,226 shares directly, in addition to several indirect holdings through family-related trusts, a family foundation, custodian accounts, and a spouse’s holdings. For many of these indirect positions, beneficial ownership is formally disclaimed except to the extent of any pecuniary interest.
Sunrise Realty Trust, Inc. (SUNS) reported insider buying by an executive chairman and 10% owner. On 11/18/2025, the reporting person purchased 17,790 shares of common stock at a weighted average price of $9.45. On 11/19/2025, they bought another 3,592 shares at $9.48, and on 11/20/2025 they acquired 21,408 shares at $9.39, in each case through multiple trades within narrow price ranges.
After these transactions, the reporting person directly owned 2,998,226 SUNS common shares. They also reported several indirect holdings, including shares held by family trusts, a family foundation, as custodian for a child, and by a spouse, with beneficial ownership in some cases disclaimed except to the extent of any pecuniary interest.
Sunrise Realty Trust, Inc. (SUNS) reported open-market stock purchases by an executive who is a director, 10% owner and Executive Chairman. On 11/14/2025, the reporting person bought 14,710 shares of common stock at a weighted average price of $9.38, and on 11/17/2025 they bought an additional 17,500 shares at a weighted average price of $9.61.
After these transactions, the reporting person directly owned 2,955,436 shares of Sunrise Realty common stock. The filing also lists additional indirect holdings through a family foundation, several family trusts, an UTMA custodial account, and the reporting person’s spouse. For most of these indirect positions, the reporting person formally disclaims beneficial ownership except to the extent of any pecuniary interest.