Silvaco director awarded 3,760 common shares

Lee Hau L. reported acquisition or exercise transactions in this Form 4 filing.

Rhea-AI Filing Summary

Lee Hau L. reported acquisition or exercise transactions in this Form 4 filing.

Silvaco Group director Lee Hau L. received an equity grant of 3,760 shares of common stock on March 17, 2026. The award was made under the non‑employee director compensation plan in lieu of the quarterly cash retainer for the fourth quarter of fiscal 2025, with a fair market value equal to that retainer. Following this stock award, Lee directly holds 48,448 shares of Silvaco Group common stock. This is a compensation-related share grant, not an open‑market purchase or sale.

Insider Trade Summary

Grant/Award: 3,760 shares

Grant/Award 1 txn

Insider Lee Hau L.

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	3,760	$0.00	$0.00

Holdings After Transaction: Common Stock — 48,448 shares (Direct)

Footnotes (1)

1. F1. The shares of Issuer common stock were awarded to the Reporting Person pursuant to an amendment to the Issuer's non-employee director compensation plan in lieu of the quarterly cash retainer for the fourth quarter of fiscal 2025, with a fair market value equal to such retainer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Silvaco Group (SVCO) director Lee Hau L. report in this Form 4?

Director Lee Hau L. reported receiving an award of 3,760 shares of Silvaco Group common stock. The shares were granted as part of non-employee director compensation rather than bought on the open market, reflecting routine equity-based board pay.

How were the 3,760 Silvaco (SVCO) shares to Lee Hau L. determined?

The 3,760 shares were awarded with a fair market value equal to the director’s quarterly cash retainer for the fourth quarter of fiscal 2025. The equity grant was made under Silvaco’s non-employee director compensation plan, replacing that cash payment.

Is the Silvaco (SVCO) Form 4 for Lee Hau L. a market purchase or sale?

No, the Form 4 shows a grant or award acquisition, not a market trade. The 3,760 shares were issued as stock compensation in lieu of cash fees, so there was no open-market buying or selling involved in this transaction.

How many Silvaco (SVCO) shares does Lee Hau L. hold after this grant?

After the equity award, director Lee Hau L. directly holds 48,448 shares of Silvaco Group common stock. This figure reflects his position immediately following the 3,760-share compensation grant reported in the Form 4 insider filing.

What is the purpose of the Silvaco (SVCO) non-employee director share award?

The awarded shares compensate the director in lieu of a quarterly cash retainer for the fourth quarter of fiscal 2025. This approach aligns director compensation with company equity performance by replacing cash fees with common stock based on fair market value.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/19/2026 - 07:28 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lee Hau L.

(Last) (First) (Middle)

C/O SILVACO GROUP, INC

4701 PATRICK HENRY DRIVE, BUILDING #23

(Street)

SANTA CLARA CALIFORNIA 95054

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Silvaco Group, Inc. [ SVCO ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
03/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/17/2026		A		3,760(1)	A	$0	48,448	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Issuer common stock were awarded to the Reporting Person pursuant to an amendment to the Issuer's non-employee director compensation plan in lieu of the quarterly cash retainer for the fourth quarter of fiscal 2025, with a fair market value equal to such retainer.

Remarks:

	/s/ Candace Jackson, as Attorney-in-Fact	03/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)