STOCK TITAN

Smurfit Westrock CEO granted 335 RSUs, 140 shares

North America CEO Laurent Sellier received dividend-equivalent RSUs and shares in SW, with no open-market trades reported.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Smurfit Westrock plc (SW) reported that Laurent Sellier, President and Chief Executive Officer, North America, received equity-based awards on September 10, 2026. He acquired 335 Restricted Stock Units (PSP) as dividend equivalents tied to a quarterly dividend of $0.4523 per ordinary share, bringing his RSU balance to 31,666 units that vest and are due to settle in February 2027. He also received 140 ordinary shares credited in connection with the same dividend, increasing his directly held ordinary shares (including RSUs) to 139,015, which includes 38,980 RSUs scheduled to vest in three equal annual installments beginning on the first anniversary of their grant date. In addition, 3,188 ordinary shares are held indirectly through his spouse. No Rule 10b5-1 trading plan is reported, and there were no open‑market purchases or sales, only grant/award acquisitions and updated holdings.

Positive

  • None.

Negative

  • None.
Insider Sellier Laurent
Role See remarks
Type Security Shares Price Value
Grant/Award Restricted Stock Units (PSP) F1, F3 335 $0.00 $0.00
Grant/Award Ordinary Shares F1, F2 140 $0.00 $0.00
holding Ordinary Shares -- -- --
Holdings After Transaction: Restricted Stock Units (PSP) — 31,666 contracts (Direct); Ordinary Shares — 139,015 shares (Direct); Ordinary Shares — 3,188 shares (Indirect, Shares held by spouse)
Footnotes (3)
  1. F1. In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share.
  2. F2. Includes 38,980 restricted stock units which are scheduled to vest in three equal annual installments beginning on the first anniversary of the grant date.
  3. F3. The 31,666 restricted stock units vest and are due to settle in February 2027.
Restricted Stock Units granted 335 units RSUs (PSP) accrued as dividend equivalents on September 10, 2026
Quarterly dividend per ordinary share $0.4523 Dividend that generated RSU and share dividend equivalents
RSUs outstanding after transaction 31,666 units Restricted Stock Units vesting and settling in February 2027
Ordinary shares granted 140 shares Ordinary shares credited as dividend equivalents on September 10, 2026
Direct ordinary share holdings 139,015 shares Direct holdings after the reported grant/award acquisitions
RSUs in direct holdings vesting annually 38,980 units RSUs vesting in three equal annual installments beginning on the first anniversary of grant
Indirect spouse-held shares 3,188 shares Ordinary shares reported as held by spouse
Restricted Stock Units financial
"Additional restricted stock units accrued as dividend equivalents"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalents financial
"restricted stock unit award, additional restricted stock units accrued as dividend equivalents"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
vest financial
"The 31,666 restricted stock units vest and are due to settle in February 2027"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
ordinary share financial
"quarterly dividend of $0.4523 per ordinary share"
An ordinary share is a unit of ownership in a company that gives the holder a stake in its profits and usually the right to vote on key decisions. Think of it like a slice of a pizza where each slice entitles you to a portion of what’s left after bills are paid; value can rise or fall with the business and may pay dividends, so it matters to investors for income, growth and control.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider equity awards were reported at Smurfit Westrock plc (SW)?

Laurent Sellier received 335 Restricted Stock Units as dividend equivalents and 140 ordinary shares credited in connection with a quarterly dividend of $0.4523 per share, both effective September 10, 2026.

How many Restricted Stock Units does the SW executive hold after this Form 4?

After the reported transactions, Laurent Sellier holds 31,666 Restricted Stock Units, which are scheduled to vest and settle in February 2027, according to the filing footnote.

What is the total direct share position of the SW North America CEO?

Following the September 10, 2026 awards, Laurent Sellier directly holds 139,015 ordinary shares, which include 38,980 Restricted Stock Units scheduled to vest in three equal annual installments starting on the first anniversary of their grant date.

Are any Smurfit Westrock (SW) shares held indirectly for this insider?

Yes. The filing reports 3,188 ordinary shares held indirectly, described as shares held by Laurent Sellier’s spouse, in addition to his directly held stake.

Were the SW insider transactions under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked as affirmative, and there is no footnote indicating a trading plan. The transactions are described as grant/award acquisitions related to dividend equivalents.

Did the SW insider buy or sell shares in the open market?

No open-market purchases or sales are reported. The Form 4 records only grant/award acquisitions of RSUs and ordinary shares arising from dividend equivalents and updates to his direct and indirect holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Sellier Laurent

(Last)(First)(Middle)
BEECH HILL, CLONSKEAGH

(Street)
DUBLIN 4D04 N2R2

(City)(State)(Zip)

IRELAND

(Country)
2. Issuer Name and Ticker or Trading Symbol
Smurfit Westrock plc [ SW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
See remarks
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares09/10/2026A140A$0(1)139,015(2)D
Ordinary Shares3,188IShares held by spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units (PSP)$0(1)09/10/2026A335 (3) (3)Ordinary Shares335$031,666D
Explanation of Responses:
1. In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share.
2. Includes 38,980 restricted stock units which are scheduled to vest in three equal annual installments beginning on the first anniversary of the grant date.
3. The 31,666 restricted stock units vest and are due to settle in February 2027.
Remarks:
President and Chief Executive Officer, North America (including Mexico)
/s/ Ciara O'Riordan (attorney-in-fact for Laurent Sellier)09/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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