Smurfit Westrock LATAM CEO granted stock, RSUs
A LATAM executive at Smurfit Westrock received additional RSUs and shares as dividend-equivalent awards, increasing his directly held equity position.
Rhea-AI Filing Summary
Smurfit Westrock plc (symbol: SW) is the issuer of record for a Form 4 filing submitted to the SEC. Henao Alvaro reported acquisition or exercise transactions in this Form 4 filing.
Smurfit Westrock plc (SW) reported that Alvaro Henao, President and Chief Executive Officer, LATAM, received additional equity awards on September 10, 2026. These included 208 Restricted Stock Units (PSP) credited as dividend equivalents and 35 Ordinary Shares granted at no cost, both held as direct ownership and not under a Rule 10b5-1 plan. The RSUs now total 19,703 units, scheduled to vest and settle in February 2027, with 10,778 of these vesting in three equal annual installments beginning on the first anniversary of the original grant date.
Positive
- None.
Negative
- None.
Insider Trade Summary
Grant/Award: 243 shares
Grant/Award
2 txns
Insider
Henao Alvaro
Role
See remarks
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Stock Units (PSP) F1, F3 | 208 | $0.00 | $0.00 |
| Grant/Award | Ordinary Shares F1, F2 | 35 | $0.00 | $0.00 |
Holdings After Transaction:
Restricted Stock Units (PSP) — 19,703 contracts (Direct);
Ordinary Shares — 72,871 shares (Direct)
Footnotes (3)
- F1. In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share.
- F2. Includes 10,778 restricted stock units which are scheduled to vest in three equal annual installments beginning on the first anniversary of the grant date.
- F3. The 19,703 restricted stock units vest and are due to settle in February 2027.
Key Figures
RSUs acquired as dividend equivalents: 208 units
RSUs held after transaction: 19,703 units
Ordinary Shares acquired: 35 shares
+4 more
7 metrics
RSUs acquired as dividend equivalents
208 units
Restricted Stock Units (PSP) credited on September 10, 2026
RSUs held after transaction
19,703 units
Total Restricted Stock Units following September 10, 2026 grant
Ordinary Shares acquired
35 shares
Ordinary Shares granted on September 10, 2026
Ordinary Shares held after transaction
72,871 shares
Directly owned by Alvaro Henao after the award
Quarterly dividend per ordinary share
$0.4523
Dividend that generated dividend-equivalent RSUs
RSUs vesting schedule (subset)
10,778 units
RSUs vesting in three equal annual installments starting first anniversary of grant date
RSUs settlement date
February 2027
19,703 restricted stock units vest and are due to settle
Key Terms
Restricted Stock Units (PSP), dividend equivalents, quarterly dividend
3 terms
Restricted Stock Units (PSP) financial
"security titled "Restricted Stock Units (PSP)" was granted"
dividend equivalents financial
"additional restricted stock units accrued as dividend equivalents"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
quarterly dividend financial
"in connection with the Issuer's payment of a quarterly dividend"
A quarterly dividend is a payment a company gives to its shareholders four times a year, usually as a share of its profits. It's like getting a small bonus every few months for owning the company's stock, which can provide a steady income. Investors watch these payments to see how well a company is doing and whether it’s a good investment.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did SW report for Alvaro Henao on this Form 4?
The filing reports 208 Restricted Stock Units (PSP) and 35 Ordinary Shares acquired on September 10, 2026 as grant or award-type acquisitions, not open-market purchases.
How many Smurfit Westrock (SW) RSUs does Alvaro Henao hold after this Form 4?
After the reported transaction, Alvaro Henao holds 19,703 Restricted Stock Units, which are scheduled to vest and settle in February 2027, subject to the same terms and conditions as the underlying award.
What triggered the additional RSUs reported for Smurfit Westrock (SW) on this Form 4?
The 208 additional RSUs accrued as dividend equivalents in connection with Smurfit Westrock’s payment of a quarterly dividend of $0.4523 per ordinary share, under the terms of the existing restricted stock unit award.
When do Alvaro Henao’s Smurfit Westrock (SW) RSUs vest and settle?
The 19,703 restricted stock units are scheduled to vest and settle in February 2027. Of these, 10,778 RSUs vest in three equal annual installments beginning on the first anniversary of the grant date.
Were the Smurfit Westrock (SW) insider transactions under a Rule 10b5-1 plan?
No. The Form 4 indicates that the Rule 10b5-1 checkbox is not checked, so the reported September 10, 2026 equity awards were not made pursuant to a Rule 10b5-1 trading plan.
AI-generated analysis. How Rhea-AI works. Not financial advice.
