Smurfit Westrock CEO granted 910 RSUs, 486 shares
Smurfit Westrock’s CEO received additional stock units and shares tied to a quarterly dividend, increasing his reported equity holdings.
Rhea-AI Filing Summary
SMURFIT ANTHONY P J reported acquisition or exercise transactions in this Form 4 filing.
Smurfit Westrock plc (SW) reported that President and CEO Anthony P J Smurfit received equity awards on September 10, 2026. He was credited with 910 restricted stock units, with each unit representing the right to receive one ordinary share, and 486 ordinary shares in connection with a quarterly dividend of $0.4523 per ordinary share.
Following these awards, he directly holds 1,728,994 ordinary shares and 85,854 restricted stock units, with those units scheduled to vest and settle in February 2027. The direct share holdings include 132,144 restricted stock units that are scheduled to vest in three equal annual installments beginning on the first anniversary of their grant date. An additional 1,000 ordinary shares are held indirectly by his child, for which he disclaims beneficial ownership. No transactions are reported as made under a Rule 10b5-1 trading plan.
Positive
- None.
Negative
- None.
Insider Trade Summary
Grant/Award: 1,396 shares
Grant/Award
3 txns
Insider
SMURFIT ANTHONY P J
Role
President and CEO
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Restricted Stock Units (PSP) F1, F4 | 910 | $0.00 | $0.00 |
| Grant/Award | Ordinary Shares F1, F2 | 486 | $0.00 | $0.00 |
| holding | Ordinary Shares F3 | -- | -- | -- |
Holdings After Transaction:
Restricted Stock Units (PSP) — 85,854 contracts (Direct);
Ordinary Shares — 1,728,994 shares (Direct);
Ordinary Shares — 1,000 shares (Indirect, See footnote)
Footnotes (4)
- F1. In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share.
- F2. Includes 132,144 restricted stock units which are scheduled to vest in three equal annual installments beginning on the first anniversary of the grant date.
- F3. These shares are held by the Reporting Person's child who is part of the Reporting Person's household. The Reporting Person disclaims ownership of the shares held by this child, and this report is not an admission that the Reporting Person is the beneficial owner of these shares for the purposes of Section 16 or for any other purposes.
- F4. The 85,854 restricted stock units vest and are due to settle in February 2027.
Key Figures
Restricted stock units awarded: 910 units
Ordinary shares credited: 486 shares
Quarterly dividend: $0.4523 per ordinary share
+4 more
7 metrics
Restricted stock units awarded
910 units
Additional units credited on September 10, 2026 in connection with a quarterly dividend
Ordinary shares credited
486 shares
Additional ordinary shares credited on September 10, 2026 in connection with a quarterly dividend
Quarterly dividend
$0.4523 per ordinary share
Dividend rate used to calculate dividend equivalents for awards
Direct ordinary share holdings after awards
1,728,994 shares
Directly held by the CEO following the September 10, 2026 transactions
Restricted stock units outstanding
85,854 units
Units reported as vesting and settling in February 2027
Restricted stock units scheduled to vest in installments
132,144 units
Included in direct holdings; vest in three equal annual installments starting one year after grant
Indirectly held ordinary shares
1,000 shares
Held by the CEO’s child in his household; beneficial ownership disclaimed
Key Terms
Restricted stock units, dividend equivalents, beneficial owner, Section 16
4 terms
Restricted stock units financial
"additional restricted stock units accrued as dividend equivalents in connection"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalents financial
"restricted stock units accrued as dividend equivalents in connection with the Issuer's payment"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
beneficial owner financial
"this report is not an admission that the Reporting Person is the beneficial owner of these shares"
A beneficial owner is the person who ultimately owns or controls a financial asset or property, even if their name isn't directly on official documents. Think of it like someone who secretly holds the keys to a safe deposit box—others may appear to have access, but the true owner is the one who benefits from what's inside. Identifying beneficial owners helps ensure transparency and prevent illegal activities like money laundering or fraud.
Section 16 regulatory
"beneficial owner of these shares for the purposes of Section 16 or for any other purposes"
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What equity awards did Smurfit Westrock (SW) grant to its CEO on September 10, 2026?
On September 10, 2026, the CEO received 910 restricted stock units, each representing one ordinary share, and 486 ordinary shares credited in connection with a quarterly dividend of $0.4523 per ordinary share.
What restricted stock unit position does the CEO of SW have outstanding and when do they vest?
The CEO has 85,854 restricted stock units reported as outstanding, which are scheduled to vest and settle in February 2027. Additionally, 132,144 restricted stock units are scheduled to vest in three equal annual installments beginning on the first anniversary of their grant date.
Were the September 2026 equity transactions for Smurfit Westrock’s CEO under a Rule 10b5-1 plan?
No. The filing indicates that no Rule 10b5-1 trading plan is reported in connection with these September 10, 2026 equity awards.
How are the additional equity awards to the SW CEO linked to the company’s dividend?
The filing states that additional equity was credited as dividend equivalents in connection with a quarterly dividend of $0.4523 per ordinary share, and that the resulting restricted stock units are subject to the same terms and conditions as the underlying award.
AI-generated analysis. How Rhea-AI works. Not financial advice.
