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Smurfit Westrock director gets 48 dividend stock units

Smurfit Westrock plc (symbol: SW) is the issuer of record for a Form 4 filing submitted to the SEC.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Smurfit Westrock plc (symbol: SW) is the issuer of record for a Form 4 filing submitted to the SEC. BERNLOHR TIMOTHY J reported acquisition or exercise transactions in this Form 4 filing.

Smurfit Westrock plc (SW) director Timothy J. Bernlohr reported an automatic award of 48 restricted stock units on September 10, 2026. These units accrued as dividend equivalents tied to a quarterly dividend of $0.4523 per ordinary share and carry the same terms as the underlying award, with each unit representing one ordinary share. Following this grant, he holds 57,619 ordinary shares, including 4,537 restricted stock units scheduled to vest on the earlier of May 1, 2027 or the company’s next annual stockholder meeting. No Rule 10b5-1 trading plan is reported.

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Insider BERNLOHR TIMOTHY J
Role Director
Type Security Shares Price Value
Grant/Award Ordinary Shares F1, F2 48 $0.00 $0.00
Holdings After Transaction: Ordinary Shares — 57,619 shares (Direct)
Footnotes (2)
  1. F1. In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share.
  2. F2. Includes 4,537 restricted stock units which will vest on the earlier of (i) May 1, 2027, or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders.
Restricted stock units granted 48 units Dividend equivalent grant on September 10, 2026
Price per share for grant $0.00 Grant, award, or other acquisition of ordinary shares
Total shares following transaction 57,619 shares Ordinary shares beneficially owned after September 10, 2026 transaction
Unvested restricted stock units 4,537 units RSUs vesting on the earlier of May 1, 2027 or next annual meeting
Quarterly dividend per ordinary share $0.4523 Dividend used to calculate dividend equivalent restricted stock units
restricted stock unit financial
"Includes 4,537 restricted stock units which will vest on the earlier"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
dividend equivalents financial
"restricted stock units accrued as dividend equivalents in connection"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
quarterly dividend financial
"connection with the Issuer's payment of a quarterly dividend"
A quarterly dividend is a payment a company gives to its shareholders four times a year, usually as a share of its profits. It's like getting a small bonus every few months for owning the company's stock, which can provide a steady income. Investors watch these payments to see how well a company is doing and whether it’s a good investment.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Smurfit Westrock plc (SW) report for Timothy J. Bernlohr?

Timothy J. Bernlohr reported an automatic grant of 48 restricted stock units on September 10, 2026, received as dividend equivalents on existing awards. Each unit represents the right to receive one ordinary share of Smurfit Westrock plc.

How many Smurfit Westrock plc (SW) shares does Timothy J. Bernlohr hold after this Form 4?

After the September 10, 2026 grant, Timothy J. Bernlohr beneficially holds 57,619 ordinary shares of Smurfit Westrock plc, including both directly held shares and 4,537 restricted stock units that have not yet vested.

What are the terms of the restricted stock units reported by Smurfit Westrock plc (SW)?

Each restricted stock unit reported for Smurfit Westrock plc represents one ordinary share and is subject to the same terms and conditions as the underlying restricted stock unit award from which the dividend equivalents accrued.

When will Timothy J. Bernlohr’s 4,537 Smurfit Westrock (SW) restricted stock units vest?

The 4,537 restricted stock units will vest on the earlier of May 1, 2027, or the date of the next annual meeting of Smurfit Westrock plc’s stockholders, according to the disclosure.

Was the Smurfit Westrock (SW) Form 4 transaction under a Rule 10b5-1 trading plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not affirmed, meaning the reported grant of 48 restricted stock units was not made pursuant to a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BERNLOHR TIMOTHY J

(Last)(First)(Middle)
BEECH HILL, CLONSKEAGH

(Street)
DUBLIN 4D04 N2R2

(City)(State)(Zip)

IRELAND

(Country)
2. Issuer Name and Ticker or Trading Symbol
Smurfit Westrock plc [ SW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/10/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Ordinary Shares09/10/2026A48A$0(1)57,619(2)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. In accordance with the terms of the restricted stock unit award, additional restricted stock units accrued as dividend equivalents in connection with the Issuer's payment of a quarterly dividend of $0.4523 per ordinary share. Such additional restricted stock units are subject to the same terms and conditions as the underlying award. Each restricted stock unit represents the right to receive one ordinary share.
2. Includes 4,537 restricted stock units which will vest on the earlier of (i) May 1, 2027, or (ii) the date of the next annual meeting of Smurfit Westrock plc's stockholders.
Remarks:
/s/ Ciara O'Riordan, attorney-in-fact for Timothy J. Bernlohr09/14/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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