Smith & Wesson grants 9,071 RSUs to director

Director Robert L. Scott received a 9,071-share RSU grant from SWBI, vesting monthly over one year.

Rhea-AI Filing Summary

SMITH & WESSON BRANDS, INC. (symbol: SWBI) is the issuer of record for a Form 4 filing submitted to the SEC. SCOTT ROBERT L reported acquisition or exercise transactions in this Form 4 filing.

SMITH & WESSON BRANDS, INC. (SWBI) reported that director Robert L. Scott received a grant of 9,071 shares of Common Stock in the form of restricted stock units on September 15, 2026. The award increased his directly held shares to 98,462. The company states that 1/12 of the restricted stock units vest on the 15th day of each month following the grant, and that 100% of the shares underlying the vested units will be delivered on the one-year anniversary of the grant date. No Rule 10b5-1 trading plan is reported for this transaction.

Insider Trade Summary

Grant/Award: 9,071 shares

Grant/Award 1 txn

Insider SCOTT ROBERT L

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	9,071	$0.00	$0.00

Holdings After Transaction: Common Stock — 98,462 shares (Direct)

Footnotes (1)

1. F1. 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Key Figures

Restricted stock units granted: 9,071 shares Shares owned after transaction: 98,462 shares Vesting schedule fraction: 1/12 per month +2 more

5 metrics

Restricted stock units granted 9,071 shares Grant of Common Stock RSUs to director Robert L. Scott on September 15, 2026

Shares owned after transaction 98,462 shares Direct holdings of Robert L. Scott following the September 15, 2026 grant

Vesting schedule fraction 1/12 per month Portion of RSUs that vest on the 15th day of each month after grant

Delivery timing of vested shares 100% at one-year anniversary All shares underlying vested restricted stock units delivered one year after grant

Grant price per share $0.00 per share Compensation-related award of restricted stock units with no cash purchase price

Key Terms

restricted stock units, vest, delivered

3 terms

restricted stock units financial

"1/12th of the restricted stock units shall vest on the 15th day"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest financial

"1/12th of the restricted stock units shall vest on the 15th day"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

delivered financial

"100% of the shares underlying the vested restricted stock units shall be delivered"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SWBI report for Robert L. Scott?

SWBI reported that director Robert L. Scott received a grant of 9,071 restricted stock units of Common Stock on September 15, 2026, as a compensation-related award, with no cash price per share reported.

How many SWBI shares does Robert L. Scott hold after this Form 4 transaction?

After the September 15, 2026 grant, Robert L. Scott is reported to hold 98,462 shares of SWBI Common Stock directly. This figure includes the shares associated with the newly granted restricted stock units.

What is the vesting schedule of the 9,071 SWBI restricted stock units granted to Robert L. Scott?

The filing states that 1/12 of the restricted stock units vest on the 15th day of each month following the grant date. All shares underlying the vested units will be delivered on the one-year anniversary of the grant.

Was the SWBI Form 4 transaction for Robert L. Scott made under a Rule 10b5-1 plan?

No. The filing indicates that no Rule 10b5-1 trading plan is reported for this September 15, 2026 restricted stock unit grant to director Robert L. Scott.

What type of security was granted to Robert L. Scott by SWBI?

Robert L. Scott received restricted stock units tied to SWBI Common Stock. These units vest monthly in equal installments, with the underlying shares delivered in full on the one-year anniversary of the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 05:50 PM Accepted by SEC EDGAR 09/17/2026 - 05:50 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SCOTT ROBERT L

(Last) (First) (Middle)

1852 PROFFITT SPRINGS ROAD

(Street)

MARYVILLE TENNESSEE 37801

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SMITH & WESSON BRANDS, INC. [ SWBI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		A(1)		9,071	A	$0	98,462	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

	/s/ Deana L. McPherson, attorney-in-fact	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)