STOCK TITAN

Smith & Wesson director granted 9,071-share award

Director Michelle Lohmeier received a 9,071-share restricted stock unit award in SWBI, vesting monthly with final share delivery one year after grant.

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SMITH & WESSON BRANDS, INC. (SWBI) director Michelle Lohmeier received an equity award of 9,071 shares of Common Stock on September 15, 2026, reported as a grant or award acquisition at $0.00 per share. Following this award, she holds 47,232 common shares directly.

The award is structured as restricted stock units, with 1/12 of the units vesting on the 15th day of each month after the grant date. The footnote states that 100% of the shares underlying the vested RSUs will be delivered on the one-year anniversary of the grant date, and no Rule 10b5-1 trading plan is reported.

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Insider Lohmeier Michelle
Role Director
Type Security Shares Price Value
Grant/Award Common Stock F1 9,071 $0.00 $0.00
Holdings After Transaction: Common Stock — 47,232 shares (Direct)
Footnotes (1)
  1. F1. 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.
Shares granted 9,071 shares of Common Stock Grant or award acquisition reported for September 15, 2026
Grant price $0.00 per share Price per share for the 9,071-share award
Post-transaction holdings 47,232 shares Direct ownership after the September 15, 2026 award
Vesting schedule fraction 1/12th per month Fraction of restricted stock units that vests on the 15th of each month after grant
Share delivery timing 100% on one-year anniversary Delivery of shares underlying vested RSUs one year after grant date
restricted stock units financial
"1/12th of the restricted stock units shall vest on the 15th day"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
vest financial
"1/12th of the restricted stock units shall vest on the 15th day"
A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.
one year anniversary financial
"delivered on the one year anniversary of the date of grant"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SWBI director Michelle Lohmeier report on this Form 4?

She reported a grant of 9,071 shares of Smith & Wesson Brands, Inc. common stock on September 15, 2026, classified as a grant, award, or other acquisition at $0.00 per share, increasing her direct holdings to 47,232 shares.

How do the SWBI restricted stock units granted to Michelle Lohmeier vest?

The filing states that 1/12th of the restricted stock units vests on the 15th day of each month following the grant date. The footnote further states that 100% of the shares underlying the vested RSUs will be delivered on the one-year anniversary of the grant date.

What is Michelle Lohmeier’s total SWBI common stock ownership after this transaction?

After the September 15, 2026 award, Michelle Lohmeier directly holds 47,232 shares of Smith & Wesson Brands, Inc. common stock, as reported in the Form 4’s post-transaction holdings field.

Was the SWBI Form 4 transaction for Michelle Lohmeier made under a Rule 10b5-1 plan?

No. The Form 4 indicates the Rule 10b5-1 checkbox is not affirmed, and there is no footnote stating that the transactions were made pursuant to a Rule 10b5-1 trading plan.

Did Michelle Lohmeier buy or sell SWBI shares on the market in this Form 4?

No market purchase or sale is reported. The Form 4 shows a single grant or award acquisition of 9,071 shares of SWBI common stock at $0.00 per share, rather than an open-market trade.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lohmeier Michelle

(Last)(First)(Middle)
1852 PROFFITT SPRINGS ROAD

(Street)
MARYVILLE TENNESSEE 37801

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SMITH & WESSON BRANDS, INC. [ SWBI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock09/15/2026A(1)9,071A$047,232D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.
/s/ Deana L. McPherson, attorney-in-fact09/17/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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