Smith & Wesson director granted 9,071 shares

SWBI director Anita D. Britt received a 9,071-share restricted stock award, bringing her direct holdings to 77,100 shares, with monthly vesting over one year.

Available on EDGAR 09/17/2026 - 05:54 PM EDT Accepted by SEC EDGAR 09/17/2026 - 05:54 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

SMITH & WESSON BRANDS, INC. (SWBI) reported that director Anita D. Britt acquired 9,071 shares of Common Stock on September 15, 2026 through a grant or award at $0.00 per share. Following this award, she directly holds 77,100 shares of SWBI common stock.

The award consists of restricted stock units, with 1/12 of the RSUs vesting on the 15th day of each month after the grant date, and 100% of the shares underlying the vested RSUs delivered on the one-year anniversary of the grant. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 9,071 shares

Grant/Award 1 txn

Insider BRITT ANITA D

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	9,071	$0.00	$0.00

Holdings After Transaction: Common Stock — 77,100 shares (Direct)

Footnotes (1)

1. F1. 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

Key Figures

Shares acquired by grant: 9,071 shares Price per share: $0.00 per share Shares owned after transaction: 77,100 shares +2 more

5 metrics

Shares acquired by grant 9,071 shares Restricted stock unit grant on September 15, 2026

Price per share $0.00 per share Grant or award acquisition of SWBI Common Stock

Shares owned after transaction 77,100 shares Direct holdings of Anita D. Britt following the grant

Monthly vesting portion 1/12 of RSUs per month Each month on the 15th day after the grant date

Delivery timing 100% delivered at 1 year Shares underlying vested RSUs delivered on one-year anniversary

Key Terms

restricted stock units, vest, one year anniversary

3 terms

restricted stock units financial

"1/12th of the restricted stock units shall vest on the 15th day"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

vest financial

"1/12th of the restricted stock units shall vest on the 15th day"

A vest is the process by which an employee earns the right to receive certain benefits or ownership interests, such as stock or retirement funds, over time. It’s similar to earning a reward gradually, ensuring that the benefit becomes fully yours only after a set period or meeting specific conditions. This makes it important for investors because it determines when they can actually claim or use those benefits.

one year anniversary financial

"delivered on the one year anniversary of the date of grant"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SWBI director Anita D. Britt report on this Form 4?

Anita D. Britt reported acquiring 9,071 shares of SWBI Common Stock on September 15, 2026 via a grant or award at $0.00 per share, structured as restricted stock units that vest monthly over one year.

How many SWBI shares does Anita D. Britt own after this reported transaction?

After the September 15, 2026 grant, Anita D. Britt directly holds 77,100 shares of SMITH & WESSON BRANDS, INC. (SWBI) common stock, as reported on the Form 4.

What is the vesting schedule for Anita D. Britt’s SWBI restricted stock units?

The filing states that 1/12 of the restricted stock units vest on the 15th day of each month following the grant date, and 100% of the shares underlying the vested units are delivered on the one-year anniversary of the grant.

Did Anita D. Britt pay anything for the 9,071 SWBI shares reported on the Form 4?

No. The 9,071 SWBI shares were acquired through a grant or award at a reported price of $0.00 per share, reflecting a compensation-related equity award rather than an open-market purchase.

Was the SWBI Form 4 transaction made under a Rule 10b5-1 trading plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not marked, so no Rule 10b5-1 trading plan is reported in connection with this transaction.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

BRITT ANITA D

(Last) (First) (Middle)

1852 PROFFITT SPRINGS ROAD

(Street)

MARYVILLE TENNESSEE 37801

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SMITH & WESSON BRANDS, INC. [ SWBI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		A(1)		9,071	A	$0	77,100	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. 1/12th of the restricted stock units shall vest on the 15th day of each month following the date of grant. 100% of the shares underlying the vested restricted stock units shall be delivered on the one year anniversary of the date of grant.

	/s/ Deana L. McPherson, attorney-in-fact	09/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)