Latham Group (SWIM) CEO reports Form 3 with no stock ownership held

Rhea-AI Filing Summary

Latham Group, Inc. director and executive officer Sean Gadd filed an initial insider ownership report on Form 3 as of 01/05/2026. He is identified as a Director and as the company’s President and CEO, but the filing states in the remarks that no securities are beneficially owned. The signature is provided by an attorney-in-fact under a power of attorney for Sean Gadd.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Gadd Sean

(Last) (First) (Middle)

C/O LATHAM GROUP, INC.

787 WATERVLIET SHAKER RD

(Street)

LATHAM NY 12110

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
01/05/2026

3. Issuer Name and Ticker or Trading Symbol
Latham Group, Inc. [ SWIM ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President and CEO

5. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

Remarks:

See Exhibit 24.1 - Sean Gadd Power of Attorney

No securities are beneficially owned.

	/s/ Patrick M. Sheller, Attorney-in-Fact	01/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Latham Group (SWIM) Form 3 for Sean Gadd report?

The Form 3 reports that Sean Gadd, a director and the President and CEO of Latham Group, Inc., currently has no securities beneficially owned in the company.

What is Sean Gadd’s role at Latham Group (SWIM)?

Sean Gadd is listed as both a Director and an Officer of Latham Group, Inc., with the officer title of President and CEO.

Does Sean Gadd own at least 10% of Latham Group’s shares?

No. The Form 3 indicates he is a Director and President and CEO, but not a 10% Owner, and it further states that no securities are beneficially owned.

Are there any transactions reported for Sean Gadd in this Form 3?

No transactions are listed. The Form 3 simply establishes his status as a reporting person and notes that no securities are beneficially owned.

Who signed the Form 3 on behalf of Sean Gadd?

The Form 3 is signed /s/ Patrick M. Sheller, Attorney-in-Fact, referencing Exhibit 24.1 – Sean Gadd Power of Attorney.

Why is a Form 3 filed when no Latham Group shares are owned?

A Form 3 is required when someone becomes an insider (such as a director or officer). This filing records that Sean Gadd is an insider of Latham Group, Inc., even though it states that no securities are beneficially owned.