STOCK TITAN

Tax withholding share disposition by Latham Group (SWIM) COO

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Latham Group, Inc. chief operating officer Sanjeev Bahl reported a disposition of 9,970 shares of common stock valued at $6.02 per share to cover tax obligations. This was a tax-withholding transaction, not an open-market trade. Following the disposition, he holds 428,339 shares directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Bahl Sanjeev

(Last) (First) (Middle)
C/O LATHAM GROUP, INC.
787 WATERVLIET SHAKER ROAD

(Street)
LATHAM NY 12110

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Latham Group, Inc. [ SWIM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
CHIEF OPERATING OFFICER
3. Date of Earliest Transaction (Month/Day/Year)
03/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common stock, par value $0.0001 per share 03/15/2026 F 9,970 D $6.02 428,339 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
/s/ Patrick M. Sheller, Attorney-in-Fact 03/16/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Latham Group (SWIM) report for Sanjeev Bahl?

Latham Group’s chief operating officer, Sanjeev Bahl, reported a tax-related share disposition of 9,970 common shares. The shares were used to satisfy tax liabilities rather than sold in the open market, reflecting a routine administrative transaction tied to equity compensation.

Was the Latham Group (SWIM) COO’s Form 4 transaction an open-market sale?

No, the Form 4 shows a tax-withholding disposition, not an open-market sale. 9,970 shares were delivered at $6.02 per share to cover tax obligations, a common mechanism when equity awards vest or are exercised, without a discretionary market trade.

How many Latham Group (SWIM) shares does the COO hold after the tax withholding?

After the tax-withholding disposition, Sanjeev Bahl holds 428,339 Latham Group common shares directly. This indicates the 9,970 shares used to satisfy tax liabilities represent a small portion of his overall position, leaving a substantial remaining ownership stake in the company.

What does transaction code F mean in the Latham Group (SWIM) Form 4?

Transaction code F indicates payment of an exercise price or tax liability using shares. In this case, 9,970 Latham Group shares were disposed of to cover tax obligations associated with equity compensation, rather than being voluntarily bought or sold on the open market.

Does the Latham Group (SWIM) COO Form 4 indicate any option exercises?

The summarized data show one non-derivative transaction coded F for tax withholding and no derivative exercises recorded. The derivative position summary is empty, suggesting the filing only reports the tax-related share disposition, with no concurrent option or warrant exercises disclosed.
Latham Group, Inc.

NASDAQ:SWIM

View SWIM Stock Overview

SWIM Rankings

SWIM Latest News

SWIM Latest SEC Filings

SWIM Stock Data

672.58M
102.41M
Building Products & Equipment
Plastics Products, Nec
Link
United States
LATHAM