Stanley Black & Decker CFO exercises 15,038 RSUs

STANLEY BLACK & DECKER, INC. executive Patrick D. Hallinan, EVP, CFO & Chief Administrative Officer, exercised previously granted restricted stock units that vested into common shares.

Rhea-AI Filing Summary

STANLEY BLACK & DECKER, INC. executive Patrick D. Hallinan, EVP, CFO & Chief Administrative Officer, exercised previously granted restricted stock units that vested into common shares. On April 12, 2026, 3,852 RSUs and 11,186 RSUs converted into an equal number of common shares.

These RSUs came from grants of 11,556 and 33,559 units awarded on April 12, 2023, scheduled to vest in three approximately equal annual installments. To cover tax obligations upon vesting, 6,663 common shares were withheld at a price of $73.205 per share. After these compensation-related transactions, Hallinan directly owned 35,433 shares of common stock.

Insider Trade Summary

15,038 shares exercised/converted

Exercise 5 txns

Insider Hallinan Patrick D

Role EVP, CFO & Chief Admin Officer

Type	Security	Shares	Price	Value
Exercise	Restricted Stock Units	3,852	$0.00	$0.00
Exercise	Restricted Stock Units	11,186	$0.00	$0.00
Exercise	Common Stock	3,852	$0.00	$0.00
Exercise	Common Stock	11,186	$0.00	$0.00
Exercise Price or Tax Liability	Common Stock	6,663	$73.205	$488K

Holdings After Transaction: Restricted Stock Units — 0 contracts (Direct); Common Stock — 35,433 shares (Direct)

Footnotes (4)

1. F1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. F2. Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs.
3. F3. As previously reported, on April 12, 2023, the reporting person was granted 11,556 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.
4. F4. As previously reported, on April 12, 2023, the reporting person was granted 33,559 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.

Key Figures

RSUs converted (first tranche): 3,852 units RSUs converted (second tranche): 11,186 units Total RSUs exercised: 15,038 units +5 more

8 metrics

RSUs converted (first tranche) 3,852 units Restricted stock units converting to common stock on April 12, 2026

RSUs converted (second tranche) 11,186 units Restricted stock units converting to common stock on April 12, 2026

Total RSUs exercised 15,038 units Exercise or conversion of derivative securities (RSUs) into common stock

Shares withheld for taxes 6,663 shares Common shares withheld to satisfy tax obligations upon RSU vesting

Tax withholding price $73.205 per share Value applied to shares withheld to cover tax liabilities

Shares held after transactions 35,433 shares Direct common stock ownership by Patrick Hallinan following vesting and tax withholding

Prior RSU grant size 1 11,556 RSUs Grant made on April 12, 2023, vesting in three annual installments

Prior RSU grant size 2 33,559 RSUs Grant made on April 12, 2023, vesting in three annual installments

Key Terms

Restricted Stock Units, tax withholding obligation, derivative security, vest in three approximately equal annual installments

4 terms

Restricted Stock Units financial

"Each restricted stock unit ("RSU") represents a contingent right to receive one share"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

tax withholding obligation financial

"Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs"

derivative security financial

"Exercise or conversion of derivative security"

A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.

vest in three approximately equal annual installments financial

"vesting in three approximately equal annual installments beginning on the first anniversary"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did SWK executive Patrick Hallinan report?

Patrick D. Hallinan reported RSU vesting that converted into common shares. On April 12, 2026, 3,852 and 11,186 restricted stock units became the same number of STANLEY BLACK & DECKER common shares as part of his equity compensation program.

How many RSUs vested for SWK CFO Patrick Hallinan on April 12, 2026?

A total of 15,038 restricted stock units vested for Patrick Hallinan. They consisted of 3,852 RSUs and 11,186 RSUs, each converting one-for-one into STANLEY BLACK & DECKER common stock according to the company’s equity award terms and prior grant agreements.

Were any SWK shares sold by Patrick Hallinan in this filing?

No open-market sales occurred; shares were withheld for taxes. Specifically, 6,663 common shares were surrendered at $73.205 per share to satisfy tax withholding obligations triggered by the vesting of restricted stock units, a standard non-market compensation mechanism.

How many STANLEY BLACK & DECKER shares does Patrick Hallinan hold after these transactions?

After the RSU vesting and tax withholding, Patrick Hallinan directly holds 35,433 common shares. This reflects the net result of 15,038 shares from vested RSUs offset by 6,663 shares withheld to cover tax obligations related to the equity compensation vesting event.

What were the original SWK RSU grants referenced in Hallinan’s Form 4?

The filing references two prior RSU grants made on April 12, 2023. One grant consisted of 11,556 RSUs and the other of 33,559 RSUs, each scheduled to vest in three approximately equal annual installments beginning on the first anniversary of the grant date.

What price was used for the SWK tax withholding shares in this transaction?

The tax withholding shares were valued at $73.205 each. In total, 6,663 STANLEY BLACK & DECKER common shares were withheld at this price to satisfy Patrick Hallinan’s tax obligations created when his restricted stock units vested into common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 04/14/2026 - 04:46 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hallinan Patrick D

(Last) (First) (Middle)

1000 STANLEY DRIVE

(Street)

NEW BRITAIN CONNECTICUT 06053

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP, CFO & Chief Admin Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/12/2026		M		3,852	A	(1)	30,910	D
Common Stock	04/12/2026		M		11,186	A	(1)	42,096	D
Common Stock	04/12/2026		F		6,663(2)	D	$73.205	35,433	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Restricted Stock Units	(1)	04/12/2026		M			3,852	(3)	(3)	Common Stock	3,852	$0	0	D
Restricted Stock Units	(1)	04/12/2026		M			11,186	(4)	(4)	Common Stock	11,186	$0	0	D

Explanation of Responses:

1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.

2. Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs.

3. As previously reported, on April 12, 2023, the reporting person was granted 11,556 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.

4. As previously reported, on April 12, 2023, the reporting person was granted 33,559 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.

Remarks:

	/s/ Donald J. Riccitelli, Attorney-in-Fact	04/14/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)