Vanguard disaggregates holdings; reports 0 shares in Stanley Black & Decker (SWK)
Rhea-AI Filing Summary
Stanley Black & Decker Inc ownership update: The Vanguard Group reports 0 shares of Common Stock, representing 0% ownership following an internal realignment.
The filing states certain Vanguard subsidiaries now report beneficial ownership on a disaggregated basis in accordance with SEC Release No. 34-39538 (January 12, 1998). The filing is signed by Ashley Grim, Head of Global Fund Administration.
Positive
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Negative
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Insights
Vanguard disaggregated holdings; reported stake is zero.
The filing lists Amount beneficially owned: 0 and Percent of class: 0%, reflecting that the reporting entity does not beneficially own shares after an internal realignment. The filing cites SEC Release No. 34-39538 for separate reporting by subsidiaries.
Cash‑flow treatment or trading intent is not disclosed; subsequent filings from Vanguard subsidiaries may show holdings if applicable.
Filing documents procedural disaggregation under SEC guidance.
The statement explains that certain subsidiaries ‘‘will report beneficial ownership separately (on a disaggregated basis)’’ and that The Vanguard Group, Inc. "no longer has, or is deemed to have, beneficial ownership" of those securities per the cited SEC release. This preserves compliance with reporting rules.
Review of future amendments from the disaggregated entities is appropriate to track any reported positions.
FAQ
What does the Schedule 13G/A for SWK say about Vanguard's holdings?
Why does Vanguard report separate holdings for subsidiaries in the filing?
Who signed the Schedule 13G/A amendment for SWK on behalf of Vanguard?
Does the filing state Vanguard still controls dividends or sale proceeds for SWK shares?
Will this filing show holdings for Vanguard's subsidiaries after the realignment?