Stanley Black & Decker (SWK) CEO nets shares from RSU vesting and tax withholding
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Stanley Black & Decker, Inc. President and CEO Christopher John Nelson reported routine equity compensation activity. On June 29, 2026, he exercised restricted stock units (RSUs) that converted into 22,853 shares of common stock. As part of the same event, 10,216 shares of common stock were withheld at $91.6725 per share to cover tax obligations, a non‑market disposition coded as tax withholding. Following these transactions, one reported line shows Nelson directly holding 56,662 shares of Stanley Black & Decker common stock. The filing reflects compensation vesting and related tax payments rather than open‑market buying or selling.
Positive
- None.
Negative
- None.
Insider Trade Summary
22,853 shares exercised/converted
Mixed
6 txns
Insider
Nelson Christopher John
Role
Pres., Chief Executive Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Restricted Stock Units | 3,214 | $0.00 | -- |
| Exercise | Restricted Stock Units | 19,639 | $0.00 | -- |
| Exercise | Common Stock | 3,214 | $0.00 | -- |
| Exercise | Common Stock | 19,639 | $0.00 | -- |
| Tax Withholding | Common Stock | 1,437 | $91.6725 | $132K |
| Tax Withholding | Common Stock | 8,779 | $91.6725 | $805K |
Holdings After Transaction:
Restricted Stock Units — 0 shares (Direct, null);
Common Stock — 38,460 shares (Direct, null)
Footnotes (1)
- Each RSU represents a contingent right to receive one share of the Issuer's common stock. Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs. As previously reported, on June 29, 2023, the reporting person was granted 9,641 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date. As previously reported, on June 29, 2023, the reporting person was granted 58,918 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.
Key Figures
RSU shares exercised: 22,853 shares
Shares withheld for taxes: 10,216 shares
Withholding share value: $91.6725 per share
+2 more
5 metrics
RSU shares exercised
22,853 shares
Common stock received from RSU exercises on June 29, 2026
Shares withheld for taxes
10,216 shares
Common stock withheld to satisfy tax obligations on June 29, 2026
Withholding share value
$91.6725 per share
Value used for tax-withholding dispositions of common stock
Direct holdings after transaction
56,662 shares
CEO’s reported direct common stock holdings following June 29, 2026 activity
Derivative exercises
22,853 shares
Total common shares underlying RSUs exercised (M-code) per summary
Key Terms
Restricted Stock Units, RSU, tax withholding obligation, derivative security
4 terms
Restricted Stock Units financial
"security_title: "Restricted Stock Units" with underlying common stock shares"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
RSU financial
"Each RSU represents a contingent right to receive one share of the Issuer's common stock."
Restricted stock units (RSUs) are a form of company shares given to employees as part of their compensation, usually with certain restrictions or conditions, such as remaining with the company for a set period. When these restrictions lift, employees receive actual shares that they can sell or hold. For investors, RSUs can impact a company's stock supply and reflect the company's commitment to attracting and retaining talent.
tax withholding obligation financial
"Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs."
derivative security financial
"transaction_code_description: "Exercise or conversion of derivative security""
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
FAQ
What insider transaction did SWK CEO Christopher Nelson report on June 29, 2026?
Christopher John Nelson reported vesting of equity awards rather than an open-market trade. He exercised restricted stock units into common shares, with a portion of those shares withheld to satisfy tax obligations tied to the vesting event.
What are restricted stock units (RSUs) in the context of SWK’s CEO compensation?
Restricted stock units are share-based awards that convert into common stock upon vesting. The filing notes each RSU represents a contingent right to receive one SWK share, with grants from June 29, 2023 vesting in three approximately equal annual installments.