STOCK TITAN

SVP equity grant of 61,868 RSUs at Stanley Black & Decker (NYSE: SWK)

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Stanley Black & Decker, Inc. reported an equity compensation grant to senior executive Lopez Diaz Agustin, SVP Chief Supply Chain Officer. On December 19, 2025, the executive acquired 61,868 restricted stock units (RSUs) at a stated price of $0 per unit, reported as a derivative security. Each RSU represents a contingent right to receive one share of the company’s common stock.

These RSUs will vest in three approximately equal annual installments beginning on December 19, 2026, aligning the award with multi‑year performance and retention. Following this grant, the Form 4 shows beneficial ownership of 61,868 derivative securities held directly. The filing notes it was submitted late due to an administrative delay in obtaining the reporting person’s EDGAR codes and states the delay was not due to any error by the reporting person.

Positive

  • None.

Negative

  • None.

Insights

Routine RSU grant to a senior executive with multi‑year vesting, neutral for the broader investment thesis.

The disclosure shows Lopez Diaz Agustin, SVP Chief Supply Chain Officer at Stanley Black & Decker, receiving 61,868 restricted stock units on December 19, 2025. The transaction code "A" and a price of $0 indicate a compensatory equity award rather than an open‑market purchase or sale.

The RSUs vest in three approximately equal annual installments starting on December 19, 2026, which ties the executive’s potential share ownership to continued service and longer‑term company performance. This kind of time‑based vesting is common for senior leadership incentives, and the filing frames it as a standard component of compensation.

The form also mentions that it was filed late because of an administrative delay in obtaining EDGAR access codes, explicitly stating the late filing was not due to any error by the reporting person. Overall, this looks like a routine governance and compensation event, without information suggesting a material change to the company’s financial outlook.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Lopez Diaz Agustin

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CT 06053

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP Chief Supply Chain Officer
3. Date of Earliest Transaction (Month/Day/Year)
12/19/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 12/19/2025 A 61,868 (2) (2) Common Stock 61,868 $0 61,868 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. Restricted stock units will vest in three approximately equal annual installments beginning on December 19, 2026.
Remarks:
This Form 4 is being filed late due to an administrative delay in obtaining the reporting person's EDGAR codes. This late filing is not due to any error of the reporting person.
/s/ Donald J. Riccitelli, Attorney-in-Fact 01/14/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who is the insider in this Stanley Black & Decker (SWK) Form 4 filing?

The Form 4 reports a transaction by Lopez Diaz Agustin, who serves as SVP Chief Supply Chain Officer of Stanley Black & Decker, Inc.

What equity award did Lopez Diaz Agustin report for Stanley Black & Decker (SWK)?

The filing reports an acquisition of 61,868 restricted stock units (RSUs) at a stated price of $0 per unit, treated as derivative securities.

When do the 61,868 RSUs for Stanley Black & Decker (SWK) vest?

The 61,868 RSUs will vest in three approximately equal annual installments beginning on December 19, 2026, according to the footnotes.

How many derivative securities does the Stanley Black & Decker (SWK) executive own after this Form 4 transaction?

After the reported transaction, the Form 4 shows 61,868 derivative securities (RSUs) beneficially owned, held in direct ownership.

Was the Stanley Black & Decker (SWK) Form 4 filed late and why?

Yes. The remarks explain it was filed late due to an administrative delay in obtaining the reporting person's EDGAR codes and state the late filing was not due to any error by the reporting person.

Does this Stanley Black & Decker (SWK) Form 4 reflect a purchase or a compensation grant?

The transaction is coded "A" for an acquisition of restricted stock units at $0 per unit, indicating an equity compensation grant rather than an open‑market purchase.
Stanley Black

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12.84B
154.34M
0.34%
95.53%
3.57%
Tools & Accessories
Cutlery, Handtools & General Hardware
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United States
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