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Form 4: Allan Donald reports multiple insider transactions in SWK

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Allan Donald reported multiple insider transaction types in a Form 4 filing for SWK. The filing lists transactions totaling 18,706 shares at a weighted average price of $90.34 per share. Following the reported transactions, holdings were 133,518 shares.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Allan Donald

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CT 06053

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Chair
3. Date of Earliest Transaction (Month/Day/Year)
02/15/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 02/15/2026 M 8,175 A (1) 133,517.8 D
Common Stock 02/15/2026 F 2,356(2) D $90.335 131,161.8 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Restricted Stock Units (1) 02/15/2026 M 8,175 (3) (3) Common Stock 8,175 $0 0 D
Explanation of Responses:
1. Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
2. Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs.
3. As previously reported, on February 15, 2023, the reporting person was granted 25,603 RSUs, of which 1,075 vested on December 16, 2023, and the remaining RSUs vested in three approximately equal annual installments beginning on the first anniversary of the grant date.
Remarks:
/s/ Donald J. Riccitelli, Attorney-in-Fact 02/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Allan Donald report at Stanley Black & Decker (SWK)?

Allan Donald reported vesting and exercise of 8,175 restricted stock units into common stock. A portion of the resulting shares was then disposed of to satisfy tax withholding obligations tied to that RSU vesting event.

How many Stanley Black & Decker (SWK) RSUs did Allan Donald exercise?

Allan Donald exercised 8,175 restricted stock units, each converting into one share of Stanley Black & Decker common stock. The exercise price on these derivative securities was reported as $0 per share, reflecting equity-based compensation.

How many Stanley Black & Decker (SWK) shares were withheld for taxes?

A total of 2,356 Stanley Black & Decker common shares were disposed of in a tax-withholding transaction. This Code F disposition satisfied Allan Donald’s tax obligations arising from the vesting of his restricted stock units on February 15, 2026.

What is Allan Donald’s direct share ownership in Stanley Black & Decker (SWK) after this Form 4?

Following the reported RSU exercise and tax-withholding disposition, Allan Donald directly beneficially owned 131,161.8 shares of Stanley Black & Decker common stock. This figure reflects his updated direct equity stake as reported in the Form 4 filing.

Were Allan Donald’s Stanley Black & Decker (SWK) transactions open-market buys or sells?

The filing shows no open-market buying or selling. Instead, shares were acquired through the exercise of restricted stock units and a portion was disposed of solely to cover associated tax withholding obligations under Code F.

What is the reported price for the tax-withholding disposition of Stanley Black & Decker (SWK) shares?

The tax-withholding disposition of 2,356 Stanley Black & Decker common shares was reported at a price of $90.335 per share. This transaction was coded F, indicating payment of tax liability by delivering securities rather than a discretionary market sale.
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154.34M
Tools & Accessories
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United States
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