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Stanley Black & Decker (SWK) Director Reports 3,238-Share RSU Settlement

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Robert J. Manning, a director of Stanley Black & Decker, reported a transaction on 04/25/2025 in which 3,238 shares of Common Stock were acquired upon settlement of fully vested restricted stock units at a $0 per-share price. After the reported transaction Manning beneficially owns 7,698 shares directly and 30,000 shares indirectly through his spouse. The filing notes the shares were 100% vested upon grant and that the report was submitted late because of a technical filing issue. The Form 4 was signed by an attorney-in-fact on 09/05/2025.

Positive

  • Shares were 100% vested upon grant, indicating no additional vesting conditions at settlement
  • Clear disclosure of direct and indirect ownership: 7,698 shares direct and 30,000 shares held by spouse

Negative

  • The Form 4 was filed late and the filing notes a technical issue caused the delay

Insights

TL;DR Insider acquired vested RSUs; direct beneficial ownership remains modest and the filing was delayed due to a technical issue.

The reported acquisition of 3,238 shares reflects settlement of restricted stock units that were 100% vested upon grant and delivered at no cash cost to the reporting person. Following settlement, the reporting person holds 7,698 shares directly and 30,000 indirectly via spouse. The disclosure of a late filing for a technical reason is factual; no additional financial metrics or company-level impact are provided in this Form 4 to assess materiality.

TL;DR Director reported RSU settlement and late filing; disclosure addresses ownership and timing but provides no governance changes.

The Form 4 documents a routine equity settlement to a director and clarifies direct and indirect holdings. The report explicitly states the delay was due to a technical filing issue and includes an attorney-in-fact signature dated 09/05/2025. There is no information in this filing indicating changes to board roles, compensation policy, or other governance matters.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MANNING ROBERT J

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CT 06053

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
04/25/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 04/25/2025 A 3,238(1) A $0 7,698 D
Common Stock 30,000 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Shares are 100% vested upon grant. Represents number of shares delivered upon settlement of restricted stock units. This transaction is being reported late due to a technical filing issue.
Remarks:
/s/ Janet M. Link, Attorney-in-Fact 09/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transaction did Robert J. Manning report on the Form 4 for SWK?

He reported the acquisition of 3,238 shares on 04/25/2025 upon settlement of restricted stock units that were 100% vested.

How many Stanley Black & Decker (SWK) shares does Manning beneficially own after this transaction?

7,698 shares directly and an additional 30,000 shares indirectly through his spouse.

What price was paid for the shares reported on the Form 4?

$0 per share; the shares were delivered upon settlement of vested restricted stock units.

Was the Form 4 filing timely?

No; the filing states the transaction is being reported late due to a technical filing issue.

Who signed the Form 4 and when?

Janet M. Link, Attorney-in-Fact signed the filing on 09/05/2025.
Stanley Black

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