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Stanley Black & Decker (SWK) director reports deferred shares and stock acquisition

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

John L. Garrison Jr., a director of Stanley Black & Decker (SWK), reported transactions dated 09/16/2025 showing acquisitions of equity and deferred-share credits related to director compensation plans. The filing reports a purchase of 34.7199 shares of common stock at $78.39 per share, leaving 3,313.6629 shares beneficially owned following the transaction. In addition, the report shows 398.6732 and 12.3061 deferred shares credited under the company’s Deferred Compensation and RSU Deferral plans, with underlying common-stock equivalents noted and settlement terms described in the explanations.

Positive

  • Director acquired 34.7199 shares at an explicit price of $78.39 on 09/16/2025, as reported on Form 4.
  • Deferred-share credits (398.6732 and 12.3061) were recorded under the company’s RSU Deferral Plan and Deferred Compensation Plan, with settlement terms disclosed.

Negative

  • None.

Insights

TL;DR: Routine director compensation-related equity credits and a small open-market acquisition; not materially company-changing.

The Form 4 documents a 09/16/2025 acquisition of 34.7199 common shares at $78.39 and the crediting of deferred shares under the RSU Deferral Plan and Deferred Compensation Plan. The transactions reflect director compensation mechanics: dividend equivalents and fee deferrals converted into share-equivalents rather than active strategic purchases. Sizes reported are modest relative to a large-cap issuer and are consistent with non-employee director compensation and deferral elections.

TL;DR: Disclosure aligns with standard Section 16 reporting for director deferrals and dividend reinvestment.

The filing provides clear linkage to the company's 2020 RSU Deferral Plan and the Deferred Compensation Plan for Non-Employee Directors, explaining that dividend equivalents and fee deferrals are credited as deferred shares to be settled upon departure from the board. Signatures and an attorney-in-fact filing are included, and no departures, option exercises, or unusual arrangements are disclosed.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
GARRISON JOHN L JR

(Last) (First) (Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CT 06053

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 09/16/2025 A 34.7199(1) A $78.39 3,313.6629 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Deferred Shares (2) 09/16/2025 A 398.6732 (2) (2) Common Stock 398.6732 $78.39 1,560.8611 D
Deferred Shares (3) 09/16/2025 A 12.3061 (3) (3) Common Stock 12.3061 $78.39 1,573.1672 D
Explanation of Responses:
1. Under the Stanley Black & Decker, Inc. 2020 Restricted Stock Unit Deferral Plan for Non-Employee Directors (the "RSU Deferral Plan"), each director's account is credited with dividend equivalents on the deferred restricted stock units when the Company pays cash dividends on its common stock (including special dividends, if any), and such dividend equivalents are denominated in additional restricted stock units based on the average of the high and low price per share on the New York Stock Exchange on the payment date applicable to such dividend. The number of shares reflects the credit of such dividend equivalents to the reporting person's account under the RSU Deferral Plan, which will be settled in accordance with the deferral election made by the reporting person applicable to the underlying deferred restricted stock units.
2. Represents deferred shares acquired pursuant to the Stanley Black & Decker Deferred Compensation Plan for Non-Employee Directors (the "Deferred Compensation Plan") as a result of the deferral of quarterly director fees paid in cash to the reporting person. Each deferred share entitles the holder thereof to receive one share of common stock upon settlement. The deferred shares credited to the reporting person's account under the Deferred Compensation Plan, including any additional deferred shares acquired through dividend reinvestment, will be settled in one lump sum payment of common stock on the first business day of the calendar year immediately following the date on which the reporting person ceases to be a member of the Board of Directors.
3. Represents additional deferred shares acquired through the reinvestment of dividends paid on deferred shares credited to the reporting person's account under the Deferred Compensation Plan. Each deferred share entitles the holder thereof to receive one share of common stock upon settlement. Such deferred shares will be settled in accordance with the deferral election made by the reporting person applicable to the underlying deferred shares.
Remarks:
/s/ Janet M. Link, Attorney-in-Fact 09/18/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did John L. Garrison Jr. report on the Form 4 for SWK?

The Form 4 reports an acquisition of 34.7199 common shares at $78.39 on 09/16/2025 and credits of 398.6732 and 12.3061 deferred shares under director compensation plans.

What plans generated the deferred shares in the SWK Form 4 filing?

Deferred shares were credited under the Stanley Black & Decker 2020 RSU Deferral Plan for Non-Employee Directors and the Deferred Compensation Plan for Non-Employee Directors as described in the filing.

How many shares did the reporting person beneficially own after the reported transaction?

The filing reports 3,313.6629 shares beneficially owned following the reported common-stock acquisition.

When will deferred shares under the Deferred Compensation Plan be settled?

The filing states deferred shares will be settled in one lump-sum payment of common stock on the first business day of the calendar year immediately following the date the reporting person ceases to be a board member.

Who signed the Form 4 on behalf of the reporting person?

The Form 4 is signed by /s/ Janet M. Link, Attorney-in-Fact dated 09/18/2025.
Stanley Black

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13.07B
154.34M
0.34%
95.53%
3.57%
Tools & Accessories
Cutlery, Handtools & General Hardware
Link
United States
NEW BRITAIN