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Stanley Black & Decker CEO receives 2,036 shares

The 6,107-unit award was scheduled to vest in three approximately equal annual installments beginning on its first anniversary.

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Form Type
4

Rhea-AI Filing Summary

Stanley Black & Decker, Inc. (SWK) President and Chief Executive Officer Christopher John Nelson, who is also a director, reported converting 2,036 restricted stock units into 2,036 common shares on November 6, 2026. Upon vesting, 911 shares were withheld to satisfy his tax withholding obligation, at $114.32 per share. He held 4,071 RSUs following the conversion.

Insider Nelson Christopher John
Role Pres., Chief Executive Officer
Type Security Shares Price Value
Exercise Restricted Stock Units F1, F3 2,036 $0.00 $0.00
Exercise Common Stock F1 2,036 -- --
Tax Withholding Common Stock F2 911 $114.32 $104K
Holdings After Transaction: Restricted Stock Units — 4,071 units (Direct); Common Stock — 49,008 shares (Direct)
Holdings Before and After: Restricted Stock Units, 6,107 to 4,071 units (Direct); Common Stock, 47,883 to 49,008 shares (Direct)
Footnotes (3)
  1. F1. Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuers common stock.
  2. F2. Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs.
  3. F3. As previously reported, on November 6, 2025, the reporting person was granted 6,107 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.
Restricted stock units converted 2,036 RSUs November 6, 2026
Common shares acquired 2,036 shares Upon conversion of the RSUs on November 6, 2026
Shares withheld for tax withholding 911 shares Upon vesting on November 6, 2026
Price per share withheld $114.32 per share Shares withheld upon vesting on November 6, 2026
RSUs following conversion 4,071 RSUs Following the November 6, 2026 transaction
RSUs granted 6,107 RSUs Granted November 6, 2025; vesting in three approximately equal annual installments
restricted stock unit (RSU) financial
"Each restricted stock unit (RSU) represents a contingent right"
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
vesting financial
"vesting in three approximately equal annual installments"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
tax withholding obligation financial
"satisfy the reporting person's tax withholding obligation"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many SWK shares were withheld for Christopher John Nelson's RSU taxes?

Upon vesting, 911 shares were withheld to satisfy the reporting person's tax withholding obligation, at $114.32 per share.

When were Christopher John Nelson's SWK RSUs scheduled to vest?

Nelson was granted 6,107 RSUs on November 6, 2025, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Nelson Christopher John

(Last)(First)(Middle)
1000 STANLEY DRIVE

(Street)
NEW BRITAIN CONNECTICUT 06053

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
STANLEY BLACK & DECKER, INC. [ SWK ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Pres., Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
11/06/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock11/06/2026M2,036A(1)49,919D
Common Stock11/06/2026F911(2)D$114.3249,008D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)11/06/2026M2,036 (3) (3)Common Stock2,036$04,071D
Explanation of Responses:
1. Each restricted stock unit (RSU) represents a contingent right to receive one share of the Issuers common stock.
2. Shares withheld to satisfy the reporting person's tax withholding obligation upon vesting of RSUs.
3. As previously reported, on November 6, 2025, the reporting person was granted 6,107 RSUs, vesting in three approximately equal annual installments beginning on the first anniversary of the grant date.
Remarks:
/s/ Donald J. Riccitelli, Attorney-in-Fact11/10/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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