Every 8-K that SWK Holdings Corporation (SWKH) has filed with the SEC in the last 24 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A 8-K covers material events a company has to report between its quarterly reports, so if you follow SWKH and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full SWKH filings page.
SWK Holdings Corporation completed a multi-step merger with Runway Growth Finance Corp. (RWAY), after which SWK became a wholly owned subsidiary of RWAY and its Nasdaq-listed common stock will be delisted and deregistered.
At the effective time, each SWK share converted into either 1.7264 shares of RWAY common stock or $20.59 in cash, based on stockholder elections and proration, plus an additional $0.74 per share guaranteed cash payment funded by Runway Growth Capital LLC. In total, RWAY issued approximately 6,330,640 shares of its stock and paid $173,539,245.32 in cash to former SWK stockholders.
SWK amended its indenture governing $30.0 million of 9.00% Senior Notes due 2027 to add restrictive covenants and an extra event of default tied to Investment Company Act requirements. SWK’s credit facility with First Horizon Bank was fully repaid and terminated, all related liens were released, and all SWK directors and officers were replaced by those of the merger subsidiary.
SWK Holdings Corporation stockholders approved the company’s merger agreement with Runway Growth Finance Corp. At the March 31, 2026 special meeting, 11,256,673 shares were represented, equal to 93.06% of the 12,095,906 shares entitled to vote.
The merger agreement proposal passed with 11,240,819 votes for, 8,763 against and 7,091 abstentions. Stockholders also approved, on a non-binding advisory basis, the compensation that may be paid to SWK’s named executive officers and directors in connection with the mergers. An adjournment proposal was not needed because approval thresholds were met.
SWK Holdings Corporation entered into a Seventh Amendment to its Credit Agreement with First Horizon Bank and other lenders. Effective February 12, 2026, the amendment revises the financial covenants and reduces the aggregate lending commitments from $10.0 million to $7.5 million.
The amendment relates to the company’s existing facility originally dated June 28, 2023, and is documented in the filed Seventh Amendment to Credit Agreement, which is incorporated by reference as an exhibit.
SWK Holdings Corporation filed a Form 8-K to furnish a press release containing its 2025 quarterly financial results. The press release, dated November 6, 2025 and attached as Exhibit 99.1, provides an update on the company’s performance for a 2025 quarter.
The company states that the press release and related information are being furnished, not filed, so they are not subject to certain liability provisions of the Exchange Act and are not automatically incorporated into other Securities Act or Exchange Act filings unless specifically referenced.
SWK Holdings Corporation entered into a merger agreement to be acquired through a multi-step merger by Runway Growth Finance Corp., ultimately becoming a wholly owned subsidiary of Runway. At closing, each SWK share (other than cancelled shares) will receive either cash based on SWK’s per-share net asset value or Runway common stock determined by a NAV-based exchange ratio, plus an additional Per Share Guaranteed Cash Payment expected to be approximately $0.74 per share, paid by Runway Growth Capital LLC.
SWK stockholders can elect cash or stock, subject to overall cash and stock limits that may cause pro rata reallocation between options. Unvested restricted stock will fully vest and convert into the same per-share merger consideration, subject to withholding. Closing is subject to customary conditions, including SWK stockholder approval, regulatory clearances and effectiveness of a Form N-14. A key stockholder holding about 69.9% of SWK’s voting power has agreed to vote in favor of the deal, and SWK may owe Runway an $8,225,000 termination fee if it accepts a superior proposal or changes its recommendation in specified circumstances.
SWK Holdings Corporation disclosed that it has entered into a definitive merger agreement with Runway Growth Finance Corp.. The transaction is structured as a series of mergers in which an indirect Runway subsidiary will merge with SWK, followed by additional merger steps, ultimately leaving SWK as part of a surviving entity that will be a wholly owned subsidiary of Runway.
The deal is subject to approval by SWK stockholders and other closing conditions, and the parties have issued a joint press release describing the transaction. The companies highlight numerous risks, including the possibility the mergers are not completed, uncertainty around expected synergies and cost savings, potential competing offers, stockholder litigation, and future regulatory or business changes. A joint registration statement on Form N-14 and proxy materials will be filed with the SEC to provide more details to stockholders.
SWK Holdings Corporation announced the full repayment of its loan to Elutia, receiving a $27.8 million payoff that exceeds the company’s net GAAP carrying value of $23.9 million as of June 30, 2025. The repayment follows Elutia’s sale of its BioEnvelope business to Boston Scientific for $88.0 million in cash. SWK expects to recognize approximately $1.4 million of incremental income from acceleration of exit fee recognition and approximately $1.4 million from the release of loan loss reserves, reflecting a net benefit to the company’s reported results from this transaction.
SWK Holdings Corporation filed a current report to furnish its press release and investor presentation covering 2025 second quarter financial results. The press release is attached as Exhibit 99.1 and the investor presentation as Exhibit 99.2.
The investor presentation includes financial information that uses Non-GAAP financial measures, along with reconciliations to the most comparable GAAP measures, in line with Regulation G. The company states that these Non-GAAP metrics are intended to give investors additional ways to view its operations and assess shareholder value, when considered together with GAAP results.
The information in this report, including the exhibits, is being furnished under Regulation FD and is not deemed “filed” or subject to liability under Section 18 of the Exchange Act unless specifically stated otherwise or incorporated by reference in another filing.