STOCK TITAN

Swarmer (SWMR) faces late filing on 1.31M-share stake by insider

(Neutral)
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Swarmer, Inc (SWMR) has a new initial ownership report on Form 3 filed by RG.AI Technologies, Inc., Oedipus Inc., and Charles Eberly von Szecsey as reporting persons and ten percent owners. The filing reports that RG.AI Technologies, Inc. holds 1,309,331 shares of Common Stock of Swarmer, Inc. as of March 16, 2026. Oedipus Inc., controlled by Charles Eberly von Szecsey, holds a majority of the voting interests in RG.AI Technologies, Inc., and voting and investment decisions for these shares are made by Charles Eberly von Szecsey. Each reporting person may be deemed to share beneficial ownership of these shares but disclaims beneficial ownership except to the extent of his or its pecuniary interest. The Form 3 states it is being filed late due to an inadvertent administrative oversight.

Positive

  • None.

Negative

  • None.
Insider RG.AI Technologies, Inc., Oedipus Inc., Eberly von Szecsey Charles
Role 10% Owner | 10% Owner | 10% Owner
Type Security Shares Price Value
holding Common Stock F1 -- -- --
Holdings After Transaction: Common Stock — 1,309,331 shares (Direct)
Footnotes (1)
  1. F1. This Form 3 is jointly filed by RG.AI Technologies, Inc., Oedipus Inc. and Charles Eberly von Szecsey. RG.AI Technologies, Inc. is the record holder of the common stock reported herein. Oedipus Inc., which is controlled by Charles Eberly von Szecsey, holds a majority of the voting interests in RG.AI Technologies, Inc. Voting and investment decisions over the shares held by RG.AI Technologies, Inc. are made by Charles Eberly von Szecsey. Accordingly, each of the foregoing entities and individual may be deemed to share beneficial ownership of the common stock held of record by RG.AI Technologies, Inc. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interests therein. The principal business address for each of the Reporting Persons is 5900 Balcones Drive, Suite 5654, Austin, Texas 78731.
Common Stock holdings 1,309,331 shares of Common Stock Shares of Swarmer, Inc. held of record by RG.AI Technologies, Inc. as of 2026-03-16
Reporting persons 3 reporting persons RG.AI Technologies, Inc., Oedipus Inc., and Charles Eberly von Szecsey jointly filing Form 3
Form 3 holding entries 1 holding entry Single non-derivative Common Stock holding reported with post-transaction amount only
ten percent owner regulatory
"each identified as a ten percent owner with respect to Swarmer, Inc."
beneficial ownership regulatory
"may be deemed to share beneficial ownership of the common stock held"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
pecuniary interests financial
"disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interests"

FAQ

What insider ownership is reported for Swarmer, Inc. (SWMR) on this Form 3?

The Form 3 reports that RG.AI Technologies, Inc. holds 1,309,331 shares of Common Stock of Swarmer, Inc. as of March 16, 2026, with Oedipus Inc. and Charles Eberly von Szecsey deemed to share beneficial ownership through their control relationships.

Who are the reporting persons on this Swarmer, Inc. (SWMR) Form 3?

The reporting persons are RG.AI Technologies, Inc., Oedipus Inc., and Charles Eberly von Szecsey, each identified as a ten percent owner with respect to Swarmer, Inc.

Who is the record holder of the SWMR shares reported on this Form 3?

The record holder is RG.AI Technologies, Inc., which is stated to hold the 1,309,331 shares of Swarmer, Inc. Common Stock reported in the Form 3.

How is control over the reported SWMR shares structured among the reporting persons?

The filing states that Oedipus Inc., controlled by Charles Eberly von Szecsey, holds a majority of the voting interests in RG.AI Technologies, Inc., and that voting and investment decisions for the shares are made by Charles Eberly von Szecsey.

Do the reporting persons fully accept beneficial ownership of the SWMR shares?

No. Each reporting person disclaims beneficial ownership of the common stock held by RG.AI Technologies, Inc., except to the extent of his or its pecuniary interest in those securities.

Was the Swarmer, Inc. (SWMR) Form 3 filed on time?

No. The remarks state that this Form 3 is being filed late due to an inadvertent administrative oversight.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
RG.AI Technologies, Inc.

(Last)(First)(Middle)
5900 BALCONES DRIVE, SUITE 5654

(Street)
AUSTIN TEXAS 78731

(City)(State)(Zip)

UNITED STATES

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
03/16/2026
3. Issuer Name and Ticker or Trading Symbol
Swarmer, Inc [ SWMR ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
DirectorX10% Owner
Officer (give title below)Other (specify below)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
XForm filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock1,309,331(1)D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
1. Name and Address of Reporting Person*
RG.AI Technologies, Inc.

(Last)(First)(Middle)
5900 BALCONES DRIVE, SUITE 5654

(Street)
AUSTIN TEXAS 78731

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Oedipus Inc.

(Last)(First)(Middle)
5900 BALCONES DRIVE, SUITE 5654

(Street)
AUSTIN TEXAS 78731

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
1. Name and Address of Reporting Person*
Eberly von Szecsey Charles

(Last)(First)(Middle)
5900 BALCONES DRIVE, SUITE 5654

(Street)
AUSTIN TEXAS 78731

(City)(State)(Zip)

UNITED STATES

(Country)

Relationship of Reporting Person(s) to Issuer
DirectorX10% Owner
Officer (give title below)Other (specify below)
Explanation of Responses:
1. This Form 3 is jointly filed by RG.AI Technologies, Inc., Oedipus Inc. and Charles Eberly von Szecsey. RG.AI Technologies, Inc. is the record holder of the common stock reported herein. Oedipus Inc., which is controlled by Charles Eberly von Szecsey, holds a majority of the voting interests in RG.AI Technologies, Inc. Voting and investment decisions over the shares held by RG.AI Technologies, Inc. are made by Charles Eberly von Szecsey. Accordingly, each of the foregoing entities and individual may be deemed to share beneficial ownership of the common stock held of record by RG.AI Technologies, Inc. Each of the Reporting Persons disclaims beneficial ownership of such securities except to the extent of his or its pecuniary interests therein. The principal business address for each of the Reporting Persons is 5900 Balcones Drive, Suite 5654, Austin, Texas 78731.
Remarks:
This Form 3 is being filed late due to an inadvertent administrative oversight.
/s/ Charles Eberly von Szecsey, President of RG.AI Technologies, Inc.08/20/2026
/s/ Charles Eberly von Szecsey, President of Oedipus Inc.08/20/2026
/s/ Charles Eberly von Szecsey08/20/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)