Swarmer, Inc. (SWMR) SEC filings document a public defense technology company focused on autonomous drone swarm software and artificial intelligence solutions. Key filings include quarterly reports on Form 10-Q, annual reports on Form 10-K, material event reports on Form 8-K, and insider transaction reports on Form 4.
For Swarmer, 10-Q and 10-K filings are important because they describe the company’s single reportable segment, software license revenue, revenue recognition, deferred revenue, capital structure, and risk factors. These reports also provide context for contracts involving the use of proprietary software in quadcopter bombers and other unmanned aerial vehicles.
SWMR 8-K filings are especially relevant because the company uses them to report material agreements, financial results, governance changes, shareholder matters, and other corporate events. Filings tied to supplier agreements, leadership realignments, share issuance, and acquisition-related events can be important for understanding Swarmer’s business model and public-company development.
AI-powered summaries can help translate dense SEC language into plain-English explanations of what a filing means, while real-time EDGAR updates identify new reports as they are released. Form 4 filings show insider transactions, 10-Q filings provide quarterly detail, and 10-K filings give the annual view of Swarmer’s business, risks, and financial reporting.
Swarmer, Inc. reported third-quarter 2026 results and described pending acquisitions and commercial initiatives. It expects its acquisition of Ukrainian unmanned ground vehicle maker Ratel Robotics to close in November 2026, subject to remaining closing conditions; shareholders approved the related common-stock issuance on November 2, 2026.
Ratel’s preliminary, unaudited revenue was $42.1 million for the first nine months of 2026, including $32.5 million in the third quarter and $14.9 million in September. Ratel management prepared the figures; they were not reviewed or audited by Swarmer’s independent registered public accounting firm, were not prepared in accordance with U.S. generally accepted accounting principles, and may change. As of September 30, 2026, Ratel had approximately $65.1 million in backlog. Ratel management expects fourth-quarter revenue of $35 million to $40 million and operating margins of 13% to 17%.
Swarmer also announced a pending acquisition of Vataga Drone intellectual property and R&D personnel. Under a memorandum of understanding, Vectus Air Defense Systems expressed intent, subject to definitive agreements and customary approvals, to purchase at least 40 systems in the first year and at least 80 in the second year after production begins; these are not binding orders or recognized revenue. Swarmer holds a 20% equity interest in Vectus.
Swarmer, Inc. (SWMR) stockholders approved a proposal covering the issuance of up to 5,487,067 common shares in connection with the acquisition of Ratel Robotics. The proposal comprises 1,064,942 shares issued at acquisition closing and up to 4,422,125 shares issuable upon Ratel Robotics’ achievement of certain earnout targets under the Participatory Interests Purchase Agreement. The share issuance proposal received 10,598,979 votes for, 54,884 against and 29,982 abstentions.
Stockholders also approved adjournment of the special meeting, if necessary or appropriate, to solicit additional proxies if votes were insufficient for the share issuance proposal; it received 10,557,724 votes for, 97,705 against and 28,416 abstentions. Both proposals received the votes needed for adoption. As of September 11, 2026, 16,610,264 common shares were issued and outstanding and entitled to vote. Holders of 10,683,845 shares voted, representing 64.32% of voting power and a quorum.
Swarmer, Inc. (SWMR) President and Chief Executive Officer (U.S.) Alexander Fink reported a sale of 12,580 common shares on October 16, 2026, at a weighted average price of $9.87 per share. The shares were sold in a mandatory “sell to cover” transaction to satisfy tax withholding upon restricted stock unit vesting, not as a discretionary trade. Prices ranged from $9.61 to $10.24 per share. Fink directly held 2,679,907 shares after the sale; no Rule 10b5-1 plan is reported.
Swarmer, Inc. proposes to acquire 100% of Ratel Robotics’ charter capital and asks stockholders to approve issuing up to 5,487,067 shares: 1,064,942 at closing and up to 4,422,125 tied to earnout targets. The virtual special meeting is November 2, 2026; the Board recommends voting FOR the share issuance and adjournment proposals.
Consideration includes an estimated $7.2 million in cash at closing, subject to adjustments, and up to $7.2 million after closing if 2026 revenue and operating-income targets are achieved. Up to 4,422,125 earnout shares depend on targets for fiscal 2026 through 2028. Closing is expected in the fourth quarter of 2026, subject to stockholder approval and other conditions; shares issued as Stock Consideration have a six-month lock-up.
Ratel Robotics concluded that substantial doubt exists regarding its ability to continue as a going concern. As of June 30, 2026, it had $2.3 million in cash and $2.0 million in current debt. The earnout is preliminarily classified as a liability and will be remeasured each reporting period, with changes recognized in earnings.
Swarmer, Inc. (SWMR) director Justin Matthew Zeefe received a grant of 6,428 stock options on October 1, 2026, covering 6,428 shares of common stock. The options have an exercise price of $16.38 per share and shall vest in full on the earlier of the one-year anniversary of the grant date and the issuer’s 2027 Annual Meeting. After the grant, his reported direct option position was 6,428 options.
Swarmer, Inc. (SWMR) director Philip Wagenheim received an option award covering 6,428 common shares on October 1, 2026. The option has an exercise price of $16.38 per share and expires October 1, 2036. It vests in full on the earlier of the one-year anniversary of the grant date and the issuer’s 2027 Annual Meeting; the reported post-transaction option position covers 6,428 shares.
Swarmer, Inc. (SWMR) granted director Derek Reisfield a stock option covering 6,428 shares of common stock on October 1, 2026. The option has an exercise price of $16.38 per share and expires October 1, 2036. It vests in full on the earlier of the one-year anniversary of the grant date and Swarmer's 2027 Annual Meeting; the reported direct option position after the grant was 6,428 shares.
Swarmer, Inc. director Erik Dean Prince received a grant of 6,428 stock options to buy common stock at an exercise price of $16.38 per share. The options vest in full on the earlier of the one-year anniversary of the grant date and the Issuer's 2027 Annual Meeting. The reported position after the grant was 6,428 options.
Swarmer, Inc. (SWMR) director and 10% owner Serhii Kupriienko acquired a grant of 6,428 stock options on October 1, 2026. The options have an exercise price of $16.38 per share and expire October 1, 2036. They vest in full on the earlier of the one-year anniversary of the grant date and Swarmer's 2027 Annual Meeting.
Swarmer, Inc. (SWMR) granted director Amir Frenkel an option covering 6,428 shares on October 1, 2026, at an exercise price of $16.38 per share. The reported post-grant option position is 6,428 shares, and the option expires October 1, 2036.