Swarmer (SWMR) insider Serhii Kupriienko exercises 3.99M options, holds 5.34M shares
Rhea-AI Filing Summary
Swarmer, Inc director and 10% owner Serhii Kupriienko exercised stock options for 3,997,762 shares of common stock on August 9, 2026. The options carried an exercise price of $0.00001 per share. Following the exercise, Kupriienko directly holds 5,339,602 common shares and retains 1,646,138 option shares exercisable until September 14, 2033, subject to the original four-year vesting schedule.
Positive
- None.
Negative
- None.
Insider Trade Summary
Net Buyer: 3,997,762 shares
Net Buy
2 txns
Insider
Kupriienko Serhii
Role
Director, 10% Owner
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Stock Option (right to buy) F1, F2 | 3,997,762 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 3,997,762 | -- | -- |
Holdings After Transaction:
Stock Option (right to buy) — 1,646,138 shares (Direct);
Common Stock — 5,339,602 shares (Direct)
Footnotes (2)
- F1. $0.00001.
- F2. The shares underlying this option vest over a four-year period with (i) one-fourth vesting on the one-year anniversary of the grant date and (ii) one-forty-eighth vesting monthly thereafter, subject to the Reporting Person's continued service through the applicable vesting date.
Key Figures
Options Exercised: 3,997,762 shares
Exercise Price: $0.00001 per share
Common Shares After Transaction: 5,339,602 shares
+3 more
6 metrics
Options Exercised
3,997,762 shares
Stock options converted into common stock on August 9, 2026
Exercise Price
$0.00001 per share
Exercise or conversion price for the stock option, per footnote
Common Shares After Transaction
5,339,602 shares
Direct Swarmer common stock holdings following the option exercise
Remaining Option Shares
1,646,138 shares
Stock option derivative position remaining after the reported exercise
Option Expiration Date
September 14, 2033
Expiration date of the stock option derivative security
Vesting Structure
1/4 at 1 year; 1/48 monthly
Four-year vesting schedule subject to continued service
Key Terms
Stock Option (right to buy), derivative security, vesting, exercise price
4 terms
Stock Option (right to buy) financial
"security_title is listed as Stock Option (right to buy)"
derivative security financial
"transaction_code_description notes exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
vesting financial
"The shares underlying this option vest over a four-year period"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.
exercise price financial
"conversionOrExercisePrice footnote indicates an exercise price of $0.00001."
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
FAQ
What did Swarmer (SWMR) director Serhii Kupriienko report in this Form 4?
Serhii Kupriienko reported exercising stock options for 3,997,762 Swarmer (SWMR) common shares on August 9, 2026. The exercise converted derivative options into directly held common stock while leaving additional option shares outstanding.
What are Serhii Kupriienko’s Swarmer (SWMR) holdings after the reported transactions?
After the transactions, Kupriienko directly holds 5,339,602 Swarmer (SWMR) common shares. He also retains 1,646,138 option shares as a derivative position following the exercise reported on August 9, 2026.
Were Kupriienko’s Swarmer (SWMR) transactions under a Rule 10b5-1 trading plan?
The filing’s Rule 10b5-1 checkbox is unchecked, and there is no footnote indicating a trading plan. The reported option exercise and resulting share acquisition are not described as being made under a 10b5-1 plan.
What is the vesting schedule of the Swarmer (SWMR) stock options exercised by Kupriienko?
The option shares vest over four years, with one-fourth vesting on the one-year anniversary of the grant date and one-forty-eighth vesting monthly thereafter, subject to Kupriienko’s continued service through each vesting date.
When do Kupriienko’s remaining Swarmer (SWMR) stock options expire?
The remaining option position following the exercise, totaling 1,646,138 shares, has an expiration date of September 14, 2033, as disclosed for the derivative security in the Form 4 data.
AI-generated analysis. How Rhea-AI works. Not financial advice.
