The Stewards Inc. (OTC: SWRD) SEC filings page on Stock Titan is intended to provide access to the company’s regulatory disclosures once they are available through EDGAR. Stewards Inc. describes itself as a diversified financial platform operating in private credit, real assets and digital finance, with a focus on financing small and mid-sized businesses, income-producing real estate and digital treasury assets.
For a financial company such as Stewards Inc., key SEC filings typically include annual reports on Form 10-K, quarterly reports on Form 10-Q and current reports on Form 8-K, along with registration statements and proxy materials when applicable. These documents can offer detail on its private credit activities, structured credit exposures, real asset holdings, digital finance positions, risk management practices and governance framework.
When filings are present, Stock Titan surfaces them in real time as they are posted to EDGAR and enhances them with AI-powered summaries. These summaries are designed to highlight important sections of lengthy reports, such as segment discussions, credit risk disclosures, real estate and digital asset information, and board or audit committee updates. Users can also review Form 4 insider transaction reports when available, which show purchases, sales and other equity-related transactions by Stewards Inc. directors and officers.
Through this combination of real-time access and AI-generated explanations, the filings page helps readers navigate Stewards Inc.’s regulatory reporting and better understand how the company presents its financial position, governance and operations across private credit, real assets and digital finance.
Stewards, Inc. (SWRD) reports on Form 3 that director Graeve Zachary Saul holds 45,000 Restricted Stock Units (RSUs) directly, each representing one share of common stock upon settlement. These RSUs were granted on May 8, 2026 under the 2024 Equity Incentive Plan and cliff-vest 100% on May 8, 2027, subject to continued service as a director. The RSUs have no expiration date other than forfeiture if vesting conditions are not met, and he beneficially owns no shares of Stewards, Inc. common stock as of the event date.
Stewards, Inc. (SWRD) reports initial holdings for director Barsoum Wael Kamal, consisting primarily of derivative securities linked to common stock. Indirect positions include common warrants covering 630,000 shares at an exercise price of $0.40 per share, expiring November 15, 2029, and pre-funded warrants exercisable for 9,000 shares at $0.0001 per share. He also holds 630,000 common shares indirectly through a nominee account and directly holds 45,000 restricted stock units granted May 8, 2026 that cliff-vest on May 8, 2027, each representing one common share upon settlement.
Stewards, Inc. (SWRD) disclosed the initial holdings of director Bode John B in a Form 3. He holds 45,000 Restricted Stock Units (RSUs) granted on May 8, 2026 under the 2024 Equity Incentive Plan, each representing one share of common stock that cliff-vests 100% on May 8, 2027, subject to continued board service. The filing states that he beneficially owns no shares of Stewards, Inc. common stock as of the event date.
Stewards, Inc. (SWRD) had its Chief Marketing Officer, McGowan Scott Mitchell, file an initial ownership report on Form 3. As of September 9, 2026, he reported beneficially owning no shares of Stewards, Inc. common stock and no derivative securities.
Stewards, Inc. (SWRD) reported that its Chief Operating Officer, Korte Vaughan Cristopher, filed an initial statement of beneficial ownership on common stock. He holds 3,219,062 shares directly, and may be deemed to have a pecuniary interest in an additional 50,000 shares held of record by his daughters, for an aggregate of 3,269,062 shares referenced in the filing, while disclaiming beneficial ownership of the daughters’ shares except to the extent of any pecuniary interest.
Stewards, Inc. (SWRD) reports that its Chief Financial Officer, Murless Katuischia, holds no shares of common stock and no derivative securities as of the reported date. A holding entry for common stock shows zero shares beneficially owned following the event.
Stewards, Inc. (SWRD) filed an initial ownership report showing that Quin Shaun Anthony, its Chief Executive Officer and a director, has aggregate reported ownership of 20,210,213 shares of common stock as of September 9, 2026. This includes 20,000 shares held directly and additional indirect holdings through his spouse, his daughters, and S&T Quin Family Limited Partnership, which holds 20,079,913 shares. He has voting and dispositive control over the partnership’s shares and may be deemed to beneficially own them, but he disclaims beneficial ownership of various family-held shares except to the extent of his pecuniary interest.
Stewards, Inc. (SWRD) filed a prospectus supplement covering the resale of up to 20,621,250 shares of common stock by selling stockholders, consisting of 9,750,000 shares issued in a private placement, 487,500 shares issued as a registration delay payment, and 10,383,750 shares issuable upon exercise of warrants and pre-funded warrants from that placement. The company will not receive proceeds from resale of these shares, though it may receive cash if the warrants and pre-funded warrants are exercised. Following the September 10, 2026 commencement of trading on the Nasdaq Capital Market under the symbol SWRD, prior $3.00 fixed-price resale limitations no longer apply and sales may occur at market or negotiated prices. The filing also reports that the board approved a standstill and additional review process for a previously contemplated recognition program of up to 3,000,000 RSUs under the 2024 Equity Incentive Plan, clarifying that no RSUs were granted or are outstanding and that any future awards would require fresh approvals, proper documentation, an effective Form S-8 or other exemption, and would exclude independent directors and non-employee service providers from the contemplated recognition RSUs.
Stewards, Inc. (SWRD) has a new Schedule 13D reporting that Hollywood Circle Holdings LLC (HCH), together with Charles R. Abele, Jr. and Peter J. Jago, may be deemed to beneficially own 36,337,333 shares of common stock, representing approximately 17.2% of the outstanding class. These shares were issued as equity consideration in Stewards’ acquisition of membership interests in Block 40, LLC under a Member Interest Purchase Agreement dated July 11, 2025.
All 36,337,333 reported shares are held of record by HCH, a Florida limited liability company whose members include Messrs. Abele and Jago and various other investors; only Abele and Jago exercise voting and dispositive control over HCH’s Stewards shares and may be deemed to share beneficial ownership, which each disclaims except for any pecuniary interest. The filing states the securities are held for investment and that the reporting persons presently have no specific plans regarding mergers, asset sales, board changes, or other major corporate actions, while reserving the ability to buy or sell additional shares depending on market conditions and Stewards’ business.
Stewards, Inc. (SWRD) has a new Schedule 13D reporting that a group of related investors and entities, led by Chairman Glen Anthony Whitefoord Steward and affiliated Stewards/Forfront vehicles, may be deemed to beneficially own 106,000,868 shares of Common Stock, representing 35.9% of the class under Rule 13d‑3.
The position consists of 22,012,500 shares of Common Stock held of record, 71,250,000 shares issuable upon conversion of Series A Preferred Stock, common warrants for 8,147,368 shares, and pre‑funded warrants for 4,591,000 shares, with all of these exercisable or convertible within 60 days. All Reporting Persons report shared voting and dispositive power over the same 106,000,868‑share block and no sole power.
The filing explains a layered control and financing structure involving Mauritius holding and fund entities, Florida trusts owning Forfront Capital, LLC, and a Voting Agreement covering 10,000,000 Series B Preferred shares that carry 50 votes per share and, together with other Series B holders, collectively control approximately 87% of Stewards, Inc.’s total voting power.