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SunCoke Energy (SXC) director granted 36,585 RSUs as Board compensation

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SunCoke Energy, Inc. director Ralph M. Della Ratta Jr. received a grant of 36,585 restricted share units as director compensation. These RSUs were awarded at no cash cost under the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan and will convert into an equal number of common shares on a one-for-one basis. Settlement will occur in shares of common stock after his Board service ends. Following this award, he directly holds 73,175 RSUs representing rights to the same number of common shares.

Positive

  • None.

Negative

  • None.
Insider Della Ratta Ralph M Jr
Role null
Type Security Shares Price Value
Grant/Award RSUs (Director) 36,585 $0.00 --
Holdings After Transaction: RSUs (Director) — 73,175 shares (Direct, null)
Footnotes (1)
  1. Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units will be settled in shares of common stock following termination of Board service. Conversion rate is 1 for 1. Not applicable.
RSUs granted 36,585 units Restricted share units granted to director on 2026-05-14
RSUs held after grant 73,175 units Total restricted share units following reported transaction
Conversion rate 1 RSU = 1 share Footnote states 1-for-1 conversion into common stock
Grant price $0.00 per unit Awarded as compensation, no cash paid by director
restricted share units financial
"Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan"
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
Omnibus Long-Term Incentive Plan financial
"awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3"
Rule 16b-3 regulatory
"in a transaction exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Della Ratta Ralph M Jr

(Last)(First)(Middle)
C/O SUNCOKE ENERGY, INC.
1011 WARRENVILLE ROAD SUITE 600

(Street)
LISLE ILLINOIS 60532

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SunCoke Energy, Inc. [ SXC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
RSUs (Director)(1)(2)05/14/2026A36,585 (3) (3)Common Stock36,585$073,175D
Explanation of Responses:
1. Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units will be settled in shares of common stock following termination of Board service.
2. Conversion rate is 1 for 1.
3. Not applicable.
Remarks:
/s/ John J. DiRocco, Jr. - Attorney-in-Fact05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did SunCoke Energy (SXC) director Ralph Della Ratta Jr. report on this Form 4?

He reported receiving 36,585 restricted share units as director compensation. These RSUs were granted at no cash cost and will be settled in shares of SunCoke Energy common stock after his Board service ends, under the company’s long-term incentive plan.

How many SunCoke Energy (SXC) RSUs does Ralph Della Ratta Jr. hold after this grant?

After the grant, he holds 73,175 restricted share units. Each RSU represents the right to receive one share of SunCoke Energy common stock, so this total reflects his compensation-related equity position as reported in the Form 4 filing.

What are the key terms of the RSU grant to the SunCoke Energy (SXC) director?

The director received 36,585 restricted share units with a conversion rate of one RSU for one common share. The units were granted under SunCoke Energy’s Omnibus Long-Term Incentive Plan and will be settled in shares following termination of his Board service, not immediately.

Does the SunCoke Energy (SXC) Form 4 indicate a stock purchase or sale by the director?

The Form 4 reflects an acquisition of restricted share units as a grant, not an open-market stock purchase or sale. The award is classified as a grant or other acquisition under code A and is part of the director’s equity-based compensation package.

When will the SunCoke Energy (SXC) director’s RSUs from this grant be settled?

The restricted share units from this grant will be settled in shares of SunCoke Energy common stock after the director’s Board service ends. Settlement timing is therefore linked to the conclusion of his Board tenure rather than a fixed vesting date.