SunCoke director awarded 21,652 RSUs

SunCoke Energy, Inc. director Lewis Michael Ward received an award of 21,652 restricted share units (RSUs) as director compensation.

Rhea-AI Filing Summary

SunCoke Energy, Inc. director Lewis Michael Ward received an award of 21,652 restricted share units (RSUs) as director compensation. The RSUs were granted at no cash cost to him under the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. Each RSU converts into one share of common stock, to be settled after his Board service ends. Following this grant, Ward holds 75,214 RSUs representing an equivalent number of underlying common shares.

Insider Trade Summary

Grant/Award: 21,652 shares

Grant/Award 1 txn

Insider Lewis Michael Ward

Role Director

Type	Security	Shares	Price	Value
Grant/Award	RSUs (Director)	21,652	$0.00	$0.00

Holdings After Transaction: RSUs (Director) — 75,214 contracts (Direct)

Footnotes (3)

1. F1. Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units will be settled in shares of common stock following termination of Board service.
2. F2. Conversion rate is 1 for 1.
3. F3. Not applicable.

Key Figures

RSUs granted: 21,652 units Grant price per RSU: $0.00 per unit Total RSUs after grant: 75,214 units +1 more

4 metrics

RSUs granted 21,652 units Director award on 2026-05-14

Grant price per RSU $0.00 per unit Compensation award, non-cash

Total RSUs after grant 75,214 units Holdings following transaction

RSU conversion rate 1 RSU : 1 share Conversion into common stock

Key Terms

restricted share units, Omnibus Long-Term Incentive Plan, Rule 16b-3, conversion rate

4 terms

restricted share units financial

"Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan"

Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.

Omnibus Long-Term Incentive Plan financial

"awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3"

Rule 16b-3 regulatory

"in a transaction exempt under Rule 16b-3. The restricted share units will be settled in shares of common stock"

Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.

conversion rate financial

"Conversion rate is 1 for 1."

Conversion rate is the proportion of items, people or contracts that take a desired action out of the total possible — for example the share of website visitors who make a purchase, or the number of convertible bonds that are exchanged for shares. Investors care because it measures how effectively a business or financial instrument turns opportunity into real outcomes, like sales or share issuance, which directly affects revenue, cash flow and ownership dilution.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did SunCoke Energy (SXC) director Lewis Michael Ward report in this Form 4?

Lewis Michael Ward reported receiving 21,652 restricted share units as director compensation. These RSUs were granted at no cash cost under SunCoke Energy’s Omnibus Long-Term Incentive Plan and will convert into common stock after his Board service ends.

How many restricted share units did Lewis Michael Ward receive from SunCoke Energy (SXC)?

He received an award of 21,652 restricted share units. Each unit represents the right to receive one share of SunCoke Energy common stock, with settlement occurring after his service on the Board terminates under the plan’s terms.

What is the conversion rate for Lewis Michael Ward’s SunCoke Energy (SXC) RSUs?

The RSUs convert into common stock at a one-for-one rate. This means each of the 21,652 restricted share units will turn into one share of SunCoke Energy common stock when they settle after Board service ends.

When will Lewis Michael Ward’s SunCoke Energy (SXC) RSUs be settled into shares?

The restricted share units will be settled in shares of common stock after his Board service terminates. Until that time, they remain as RSUs granted under the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan.

How many SunCoke Energy (SXC) RSUs does Lewis Michael Ward hold after this grant?

After this grant, Lewis Michael Ward holds 75,214 restricted share units. These RSUs represent an equivalent number of underlying SunCoke Energy common shares based on the one-for-one conversion rate disclosed in the filing.

Was Lewis Michael Ward’s SunCoke Energy (SXC) RSU grant an open-market stock purchase?

No. The 21,652 restricted share units were a compensation grant, not an open-market purchase. They were awarded at a price of $0.00 per unit under the company’s long-term incentive plan and are exempt under Rule 16b-3.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/18/2026 - 05:33 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Lewis Michael Ward

(Last) (First) (Middle)

2551 GLEN EAGLES DRIVE

(Street)

OLYMPIA FIELDS ILLINOIS 60461

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
SunCoke Energy, Inc. [ SXC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
RSUs (Director)(1)	(2)	05/14/2026		A		21,652		(3)	(3)	Common Stock	21,652	$0	75,214	D

Explanation of Responses:

1. Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units will be settled in shares of common stock following termination of Board service.

2. Conversion rate is 1 for 1.

3. Not applicable.

Remarks:

	/s/ John J. DiRocco, Jr. - Attorney-in-Fact	05/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)