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Director at SunCoke Energy (NYSE: SXC) granted 21,652 RSUs as equity pay

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

SunCoke Energy, Inc. director Andrei Alexander Mikhalevsky received a grant of 21,652 restricted share units (RSUs) under the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan. These RSUs will be settled in shares of common stock after his Board service ends, with a stated conversion rate of 1-for-1.

Following this grant, Mikhalevsky now holds 62,921 RSUs linked to SunCoke common stock. The award is classified as a compensation-related grant exempt under Rule 16b-3, and it does not represent an open-market purchase or sale of shares.

Positive

  • None.

Negative

  • None.
Insider Mikhalevsky Andrei Alexander
Role null
Type Security Shares Price Value
Grant/Award RSUs (Director) 21,652 $0.00 --
Holdings After Transaction: RSUs (Director) — 62,921 shares (Direct, null)
Footnotes (1)
  1. Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units will be settled in shares of common stock following termination of Board service. Conversion rate is 1 for 1. Not applicable.
RSUs granted 21,652 units Grant of RSUs on 2026-05-14 to director
Total RSUs after grant 62,921 units Director holdings following transaction
Grant price per RSU $0.0000 per unit Compensation award, not open-market purchase
Conversion rate 1 RSU : 1 share RSUs settled in common stock after Board service
restricted share units financial
"Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan"
Restricted share units (RSUs) are a promise from a company to give an employee or service provider actual shares or cash equal to the shares after certain conditions are met, typically staying with the company for a set time or hitting performance targets. Think of them like a time-locked gift card that becomes usable only after you’ve earned it. For investors, RSUs matter because they align employee incentives with company performance and can increase the number of shares outstanding over time, diluting existing ownership and affecting earnings per share.
Omnibus Long-Term Incentive Plan financial
"awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3"
Rule 16b-3 regulatory
"in a transaction exempt under Rule 16b-3"
Rule 16b-3 is a Securities and Exchange Commission regulation that exempts certain routine, pre-approved transactions by company insiders from automatic liability for short-term trading profits. It acts like a safe harbor: if an insider follows a formal plan or the board approves specific transactions in advance, profits from buying and selling company stock within six months are not automatically reclaimed. Investors care because the rule clarifies when insider trades are permissible and reduces uncertainty about potential clawbacks.
conversion rate financial
"Conversion rate is 1 for 1."
Conversion rate is the proportion of items, people or contracts that take a desired action out of the total possible — for example the share of website visitors who make a purchase, or the number of convertible bonds that are exchanged for shares. Investors care because it measures how effectively a business or financial instrument turns opportunity into real outcomes, like sales or share issuance, which directly affects revenue, cash flow and ownership dilution.
Form 4 regulatory
"INSIDER FILING DATA (Form 4):"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Mikhalevsky Andrei Alexander

(Last)(First)(Middle)
1011 WARRENVILLE ROAD
STE 600

(Street)
LISLE ILLINOIS 60532

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
SunCoke Energy, Inc. [ SXC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/14/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
RSUs (Director)(1)(2)05/14/2026A21,652 (3) (3)Common Stock21,652$062,921D
Explanation of Responses:
1. Grant of restricted share units awarded pursuant to the SunCoke Energy, Inc. Omnibus Long-Term Incentive Plan in a transaction exempt under Rule 16b-3. The restricted share units will be settled in shares of common stock following termination of Board service.
2. Conversion rate is 1 for 1.
3. Not applicable.
Remarks:
/s/ John J. DiRocco, Jr. - Attorney-in-Fact05/18/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did SunCoke Energy (SXC) disclose in this Form 4 filing?

SunCoke Energy reported that director Andrei Alexander Mikhalevsky received 21,652 restricted share units as compensation. The RSUs were granted under the company’s Omnibus Long-Term Incentive Plan and are exempt under Rule 16b-3, meaning they are a routine equity award, not a market transaction.

How many RSUs did SunCoke Energy (SXC) grant to the director?

The director received 21,652 restricted share units tied to SunCoke common stock. Each RSU converts into one share on settlement. This grant increases his total RSU holdings and represents equity-based compensation for his Board service rather than a cash salary increase.

What is the total SunCoke Energy (SXC) equity the director holds after this grant?

After the grant, the director holds 62,921 restricted share units. These units are linked to SunCoke common stock on a 1-for-1 basis. The position size provides ongoing equity exposure, aligning his interests with shareholders through future stock-based settlement instead of immediate cash.

When will the SunCoke Energy (SXC) RSUs granted to the director be settled?

The restricted share units will be settled in SunCoke common stock after the director’s Board service ends. Settlement timing therefore depends on when his Board tenure terminates, meaning the economic benefit is deferred and tied to the duration of his governance role at the company.

Is the SunCoke Energy (SXC) RSU grant an open-market stock purchase or sale?

No, this RSU grant is not an open-market transaction. It is a compensation-related equity award granted at a price of $0.00 per unit under the company’s incentive plan, exempt under Rule 16b-3, and will later convert into shares instead of involving immediate cash trading.