Synchrony Financial (NYSE: SYF) exec sells 5,456 shares at $80
Rhea-AI Filing Summary
Synchrony Financial executive Alberto Casellas, EVP and CEO–Health & Wellness, exercised 5,456 employee stock options for common stock at an exercise price of $33.53 per share on August 13, 2026, then sold the resulting 5,456 common shares at $80.00 per share in a market transaction.
The option exercise reduced his reported option position from a 2018 grant to 5,455 options remaining. All reported trades were made under a Rule 10b5-1 trading plan adopted on October 27, 2025.
Positive
- None.
Negative
- None.
Insider Trade Summary 10b5-1
Exercise and Sale: 5,456 shares ($254K approx. pre-tax spread)
Exercise and Sale
3 txns
Insider
Casellas Alberto
Role
See remarks
Sold
5,456 shs ($436K)
Approx. gross sale proceeds
$436K
Approx. exercise cost
$183K
Approx. pre-tax spread
$254K
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Exercise | Employee Stock Option (right to buy) F1, F2 | 5,456 | $0.00 | $0.00 |
| Exercise | Common Stock F1 | 5,456 | $33.53 | $183K |
| Sale | Common Stock F1 | 5,456 | $80.00 | $436K |
Holdings After Transaction:
Employee Stock Option (right to buy) — 5,455 shares (Direct);
Common Stock — 50,512 shares (Direct)
Footnotes (2)
- F1. These transactions were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on October 27, 2025.
- F2. The Reporting Person was awarded 10,911 employee stock options on April 1, 2018, which vested in five equal annual installments of 20% each, beginning on the first anniversary of the grant date.
Key Figures
Options exercised: 5,456 options
Option exercise price: $33.53 per share
Shares sold: 5,456 shares
+3 more
6 metrics
Options exercised
5,456 options
Employee stock options exercised on August 13, 2026
Option exercise price
$33.53 per share
Exercise price for 5,456 employee stock options
Shares sold
5,456 shares
Common stock sold on August 13, 2026 after option exercise
Sale price
$80.00 per share
Per-share price for 5,456 SYF common shares sold
Options remaining
5,455 options
Employee stock options remaining from the 2018 grant after exercise
Original option grant
10,911 options
Employee stock options awarded on April 1, 2018
Key Terms
Rule 10b5-1 trading plan, Employee Stock Option (right to buy), derivative security
3 terms
Rule 10b5-1 trading plan regulatory
"These transactions were made pursuant to a Rule 10b5-1 trading plan"
A Rule 10b5-1 trading plan is a pre-arranged schedule that allows company insiders to buy or sell stock at specific times, even if they have inside information. It helps prevent accusations of unfair trading by making these transactions look planned and transparent, rather than sneaky or illegal.
Employee Stock Option (right to buy) financial
"security_title: Employee Stock Option (right to buy)"
derivative security financial
"transaction_code_description: Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
FAQ
What did Synchrony Financial (SYF) executive Alberto Casellas report in this Form 4?
Alberto Casellas reported exercising 5,456 stock options at $33.53 per share and immediately selling 5,456 common shares at $80.00 per share on August 13, 2026, as part of his compensation-related equity holdings.
How many Synchrony Financial (SYF) options did Alberto Casellas exercise and at what price?
He exercised 5,456 employee stock options for Synchrony Financial common stock at an exercise price of $33.53 per share. These options were part of a 2018 grant that vested in five annual installments beginning on April 1, 2019.
Were Alberto Casellas’s Synchrony Financial (SYF) trades made under a Rule 10b5-1 plan?
Yes. The filing states that all reported transactions were made pursuant to a Rule 10b5-1 trading plan adopted by Alberto Casellas on October 27, 2025, indicating they followed a pre-arranged trading schedule.
How many Synchrony Financial (SYF) options from the 2018 grant remain after these transactions?
After exercising 5,456 options, the filing reports 5,455 options remaining from the April 1, 2018 grant. The original grant was 10,911 employee stock options, vesting in five equal annual installments of 20% each.
What role does Alberto Casellas hold at Synchrony Financial (SYF) in this Form 4?
He is identified as an officer of Synchrony Financial, serving as EVP, CEO–Health & Wellness. The reported transactions relate to equity awards and trades associated with his executive compensation package and ownership position.
AI-generated analysis. How Rhea-AI works. Not financial advice.
