Broker files Form 144 for SYM (NASDAQ: SYM) — 6,000-share proposed resale

Rhea-AI Filing Summary

Morgan Stanley Smith Barney LLC submitted a Form 144 notice relating to 6,000 shares of Common Stock proposed for sale that were acquired 06/07/2022 as a Private Acquisition from Issuer or an Affiliate. The filing also records recent 10b5-1 dispositions by Charles F. Kane of 2,000 shares on 05/01/2026 for $116,525.20 and 2,000 shares on 06/01/2026 for $91,980.00.

Insights

Securities Compliance Analyst

Routine Rule 144 notice with past 10b5-1 sales recorded.

The filing lists a proposed sale of 6,000 shares acquired on 06/07/2022 and identifies prior 10b5-1 sales by Charles F. Kane of 2,000 shares on 05/01/2026 and 2,000 shares on 06/01/2026. The amounts for those sales are stated in the excerpt.

Timing and execution mechanics for the 6,000-share proposed sale are not described in the excerpt; cash‑flow treatment and any transfer restrictions are not stated in the provided content.

Equity Markets Specialist

Previous 10b5-1 dispositions suggest planned, rule-compliant sales.

The excerpt explicitly labels the May and June 2,000-share transactions as 10b5-1 Sales, indicating they were executed under preset trading plans. The filing names Morgan Stanley Smith Barney LLC as the broker/filer for the proposed resale.

Further investor impact depends on whether the 6,000 shares are offered immediately or later; the excerpt does not state the offering method, price, or schedule.

Key Figures

Proposed shares to be sold: 6,000 shares 10b5-1 sale (May 2026): 2,000 shares 10b5-1 sale (June 2026): 2,000 shares +1 more

4 metrics

Proposed shares to be sold 6,000 shares acquired 06/07/2022 via Private Acquisition from Issuer or an Affiliate

10b5-1 sale (May 2026) 2,000 shares sold 05/01/2026 for $116,525.20

10b5-1 sale (June 2026) 2,000 shares sold 06/01/2026 for $91,980.00

Exchange listed NASDAQ exchange noted in the excerpt

Key Terms

10b5-1, Private Acquisition from Issuer or an Affiliate, Form 144

3 terms

10b5-1 regulatory

"10b5-1 Sales for CHARLES F KANE 200 Research Drive"

A 10b5-1 plan is a pre-set schedule that lets company insiders buy or sell shares according to written instructions made when they do not possess material, nonpublic information. Think of it as a timed automatic payment for stock trades: it helps insiders avoid accusations of trading on secret information and gives outside investors a clearer signal about whether sales are routine or potentially informative about the company’s prospects.

Private Acquisition from Issuer or an Affiliate market

"Private Acquisition from Issuer or an Affiliate | Issuer"

Form 144 regulatory

"Filer Information | 144: Filer Information"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

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Available on EDGAR 07/01/2026 - 05:03 PM Accepted by SEC EDGAR 07/01/2026 - 05:03 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK
Filer CCC
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer

SEC File Number

Address of Issuer

Phone

Name of Person for Whose Account the Securities are To Be Sold

See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.

Relationship to Issuer

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	6000	269700.00	127215411	07/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/07/2022	Private Acquisition from Issuer or an Affiliate	Issuer			6000	06/07/2022	N/A

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
10b5-1 Sales for CHARLES F KANE 200 Research Drive WILMINGTON MA 01887	Common	06/01/2026	2000	91980.00
10b5-1 Sales for CHARLES F KANE 200 Research Drive WILMINGTON MA 01887	Common	05/01/2026	2000	116525.20

144: Remarks and Signature

Remarks

Date of Notice

Date of Plan Adoption or Giving of Instruction, If Relying on Rule 10b5-1

ATTENTION:

The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.

Signature

ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)

FAQ

What does the Form 144 for SYM show?

The Form 144 shows a proposed resale of 6,000 shares of Common Stock acquired on 06/07/2022. It also records two recent 10b5-1 sales of 2,000 shares each in May and June 2026.

Who executed recent 10b5-1 sales noted in the filing?

The excerpt identifies Charles F. Kane as the reporting party for two 10b5-1 sales: 2,000 shares sold on 05/01/2026 for $116,525.20 and 2,000 shares on 06/01/2026 for $91,980.00.

When were the proposed shares originally acquired?

The filing states the 6,000 shares to be sold were acquired on 06/07/2022 via a Private Acquisition from Issuer or an Affiliate as shown in the excerpt.

Does the Form 144 state sale proceeds or offering method for the 6,000 shares?

The provided excerpt does not state a price, proceeds recipient, or the method for selling the 6,000 shares; the filing lists the shares and acquisition type but not offering mechanics.