[Form 4] Symbotic Inc. Insider Trading Activity

Rhea-AI Filing Summary

Charles Kane, a director of Symbotic Inc. (SYM), reported transactions dated 08/19/2025 in which he redeemed 25,000 Symbotic Holdings Units for an equal number of Class A common shares and then sold those 25,000 Class A shares the same day in multiple block trades at prices reported in aggregated ranges from $46.38 to $49.99. After the transactions, Mr. Kane beneficially owns 604,353 shares of Class V-1 common stock and 79,507 shares of Class A common stock, reflecting the redemption and the same-day sales. The filing was signed by an attorney-in-fact on behalf of Mr. Kane on 08/21/2025.

Positive

• Transparent disclosure of same-day aggregated sale price ranges with an undertaking to provide per-price details on request
• Form 4 filed properly and signed by an attorney-in-fact, indicating procedural compliance with Section 16 reporting

Negative

• Insider sale of 25,000 Class A shares (sold in multiple transactions) reduced Mr. Kane's Class A holdings to 79,507 shares
• Redemption of 25,000 Symbotic Holdings Units resulted in cancellation of paired V-1 shares and issuance then sale of Class A shares the same day

Insights

Financial Analyst

TL;DR: Director redeemed units and sold 25,000 Class A shares same day at $46.38–$49.99, reducing his Class A stake to 79,507 shares.

The filing shows a same-day redemption of Symbotic Holdings Units for 25,000 Class A shares followed by aggregated sales of those 25,000 shares across four price bands totaling prices between $46.38 and $49.99. This is a routine Section 16 report describing an insider liquidity event rather than an operational change. The disclosure of price ranges and undertaking to provide detailed per-price quantities conforms to SEC aggregation guidance and supports transparency. Without context on total outstanding shares or Mr. Kane’s historical trading pattern, the market-impact assessment is limited.

Corporate Governance Expert

TL;DR: The director complied with Form 4 rules, reporting a redemption plus same-day sales and providing required explanatory footnotes.

The document indicates proper Section 16 reporting: redemption of Symbotic Holdings Units, cancelation of paired V-1 shares, and disclosure of same-day aggregated sales with price ranges and an undertaking to disclose per-price splits if requested. From a governance perspective, the filing demonstrates procedural compliance. The filing does not disclose any related-party terms or plan-based affirmative defense (no Rule 10b5-1 checkbox checked), so no further governance implication is stated in this form.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KANE CHARLES

(Last) (First) (Middle)

C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)

WILMINGTON MA 01887

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class V-1 Common Stock(1)(2)	08/19/2025		J(1)(2)(3)		25,000	D	(1)(2)(3)	604,353	D
Class A Common Stock	08/19/2025		J(1)(2)(3)		25,000	A	(1)(2)(3)	104,507	D
Class A Common Stock	08/19/2025		S		12,100	D	$46.7924(4)	92,407	D
Class A Common Stock	08/19/2025		S		6,900	D	$47.9076(5)	85,507	D
Class A Common Stock	08/19/2025		S		5,100	D	$48.7974(6)	80,407	D
Class A Common Stock	08/19/2025		S		900	D	$49.8268(7)	79,507	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Symbotic Holdings Units(1)(2)(3)	(1)(2)	08/19/2025		J(1)(2)(3)			25,000	(1)(2)	(1)(2)	Class A Common Stock	25,000	(1)(2)	604,353	D

Explanation of Responses:

1. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share.

2. The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC ("Symbotic Holdings") and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock.

3. On August 19, 2025, the Reporting Person sold an aggregate of 25,000 shares of Class A Common Stock (the "Stock Sale"). In connection with the Stock Sale, effective August 19, 2025, the Reporting Person redeemed 25,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings cancelled the Symbotic Holdings Units and the Issuer cancelled and retired for no consideration the redeemed 25,000 shares of Class V-1 Common Stock.

4. In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $46.38 to $47.36, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

5. In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $47.415 to $48.41, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

6. In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $48.42 to $49.37, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

7. In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $49.63 to $49.99, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Remarks:

	/s/ Corey Dufresne, Attorney-in-Fact for Charles Kane	08/21/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Symbotic director Charles Kane report on Form 4 (SYM)?

Mr. Kane reported redemption of 25,000 Symbotic Holdings Units for 25,000 Class A shares and same-day sales of those 25,000 Class A shares on 08/19/2025.

How many Class A shares does Charles Kane own after the transactions?

After the reported transactions, Mr. Kane beneficially owns 79,507 Class A shares.

At what prices were the Class A shares sold?

The Form 4 reports aggregated sale price ranges for same-day transactions spanning $46.38 to $49.99 across several price bands.

Did the filing indicate the sales were made under a trading plan (Rule 10b5-1)?

No checkbox or statement in the filing indicates these sales were made pursuant to a Rule 10b5-1 plan.

How many V-1 shares does Charles Kane own after the transactions?

The filing reports Mr. Kane beneficially owns 604,353 Class V-1 common shares following the cancellation/redemption activity.