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Symbotic (NASDAQ: SYM) director adds shares as RSUs vest

(Neutral)
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Symbotic Inc. (SYM) director Ross Andrew D reported a routine equity compensation event involving restricted stock units (RSUs). On 2026-08-26, 2,568 RSUs were converted into 2,568 shares of Class A common stock on a one-for-one basis. Following the transactions, he directly held 7,672 shares of Class A common stock and 5,137 RSUs. The RSUs stem from a grant of 7,705 units awarded on 2025-08-26 that vest in three equal annual installments on 2026-08-26, 2027-08-26 and 2028-08-26, subject to continued service.

Positive

  • None.

Negative

  • None.
Insider Ross Andrew D
Role Director
Type Security Shares Price Value
Exercise Restricted Stock Units F2, F3 2,568 $0.00 $0.00
Exercise Class A Common Stock F1 2,568 -- --
Holdings After Transaction: Restricted Stock Units — 5,137 shares (Direct); Class A Common Stock — 7,672 shares (Direct)
Footnotes (3)
  1. F1. Restricted stock units convert into Class A common stock on a one-for-one basis.
  2. F2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
  3. F3. On August 26, 2025, the Reporting Person was granted 7,705 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on each of August 26, 2026, August 26, 2027 and August 26, 2028, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.
RSUs converted 2,568 units Restricted Stock Units converted into Class A common stock on 2026-08-26
Class A common stock acquired 2,568 shares Shares received upon RSU conversion on 2026-08-26
Common stock holdings after transaction 7,672 shares Direct Class A common stock owned following the 2026-08-26 transactions
RSU holdings after transaction 5,137 units Restricted stock units remaining after the 2026-08-26 RSU conversion
Original RSU grant 7,705 units RSUs granted on 2025-08-26 with three annual vesting installments
Vesting schedule 1/3 each year 2026-08-26, 2027-08-26, 2028-08-26 Installment vesting dates for the 7,705-unit RSU grant
Restricted Stock Units financial
"Restricted stock units convert into Class A common stock on a one-for-one basis"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
Class A Common Stock financial
"Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
contingent right financial
"Each restricted stock unit represents a contingent right to receive one share"
vesting financial
"restricted stock units that vest as follows: 1/3 of the restricted stock units vest"
Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

FAQ

What insider equity transaction did SYM director Ross Andrew D report?

He reported the conversion of 2,568 restricted stock units into 2,568 shares of Symbotic Inc. Class A common stock on 2026-08-26, a routine vesting and settlement of equity compensation rather than an open-market purchase or sale.

How many Symbotic Inc. (SYM) shares does Ross Andrew D hold after this Form 4?

After the reported transactions, Ross Andrew D directly held 7,672 shares of Symbotic Inc. Class A common stock and 5,137 restricted stock units, according to the Form 4 disclosure.

Were the SYM transactions by Ross Andrew D open-market buys or sells?

No. The Form 4 shows code M transactions, indicating an exercise or conversion of derivative securities (RSUs) into common stock, not open-market purchases or sales. The filing reports no code P (purchase) or S (sale) trades.

What are the vesting terms of Ross Andrew D’s Symbotic (SYM) RSU grant?

On 2025-08-26, he was granted 7,705 restricted stock units that vest in three equal installments: one-third on each of 2026-08-26, 2027-08-26 and 2028-08-26, subject to his continued service with Symbotic Inc. on each vesting date.

What does each Symbotic Inc. RSU reported by Ross Andrew D represent?

Each restricted stock unit reported represents a contingent right to receive one share of Symbotic Inc.’s Class A common stock, converting on a one-for-one basis when the vesting conditions are satisfied.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Ross Andrew D

(Last)(First)(Middle)
C/O SYMBOTIC INC.
200 RESEARCH DRIVE

(Street)
WILMINGTON MASSACHUSETTS 01887

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/26/2026M2,568A(1)7,672D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(2)08/26/2026M2,568 (3) (3)Class A Common Stock2,568$05,137D
Explanation of Responses:
1. Restricted stock units convert into Class A common stock on a one-for-one basis.
2. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
3. On August 26, 2025, the Reporting Person was granted 7,705 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on each of August 26, 2026, August 26, 2027 and August 26, 2028, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.
Remarks:
/s/ Corey Dufresne, as Attorney-in-Fact for Andrew D. Ross08/28/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)