Director Charles Kane trades Symbotic (SYM) shares in 10b5-1 plan

Rhea-AI Filing Summary

Symbotic Inc. director Charles Kane executed a small, pre-planned share sale and related internal restructuring of his holdings. On April 1, 2026, he sold 2,000 shares of Class A Common Stock at $53.74 per share under a Rule 10b5-1 trading plan and held 89,852 Class A shares afterward.

In connection with this sale, he redeemed 2,000 Symbotic Holdings Units on a one-for-one basis for Class A shares, and the corresponding 2,000 shares of Class V-1 Common Stock, which carry voting but no economic rights, were canceled and retired for no consideration. Following these transactions, he continued to directly hold 593,353 Symbotic Holdings Units and an equal number of paired Class V-1 shares.

Insider Trade Summary 10b5-1

Net Seller: 2,000 shares ($107,480)

Net Sell 4 txns

Insider KANE CHARLES

Role Director

Sold 2,000 shs ($107K)

Type	Security	Shares	Price	Value
Other	Symbotic Holdings Units	2,000	$0.00	--
Other	Class V-1 Common Stock	2,000	$0.00	--
Other	Class A Common Stock	2,000	$0.00	--
Sale	Class A Common Stock	2,000	$53.74	$107K

Holdings After Transaction: Symbotic Holdings Units — 593,353 shares (Direct); Class V-1 Common Stock — 593,353 shares (Direct); Class A Common Stock — 91,852 shares (Direct)

Footnotes (1)

1. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share. The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC ("Symbotic Holdings") and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock. On April 1, 2026, the Reporting Person sold 2,000 shares of Class A Common Stock pursuant to a trading plan entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Stock Sale"). In connection with the Stock Sale and pursuant to the terms of the trading plan, effective April 1, 2026, the Reporting Person redeemed 2,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 2,000 shares of Class V-1 Common Stock. This transaction was executed pursuant to a trading plan entered into by the Reporting Person on Decmeber 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Key Figures

Class A shares sold: 2,000 shares Sale price: $53.74 per share Class A shares held after: 89,852 shares +2 more

5 metrics

Class A shares sold 2,000 shares Open-market sale on April 1, 2026

Sale price $53.74 per share Class A Common Stock sale

Class A shares held after 89,852 shares Direct Class A holdings post-transaction

Symbotic Holdings Units after 593,353 units Direct Symbotic Holdings Units following restructuring

Restructured units 2,000 units Symbotic Holdings Units redeemed for Class A shares

Key Terms

Rule 10b5-1, Symbotic Holdings Units, Class V-1 Common Stock, trading plan

4 terms

Rule 10b5-1 regulatory

"pursuant to a trading plan entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1"

Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.

Symbotic Holdings Units financial

"The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC"

Class V-1 Common Stock financial

"Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote"

trading plan regulatory

"This transaction was executed pursuant to a trading plan entered into by the Reporting Person on Decmeber 8, 2025"

A trading plan is a written set of rules an investor follows about what to buy or sell, when to enter and exit positions, and how much risk to accept—like a travel itinerary that maps the route, stops, and budget before a trip. It matters because it helps remove emotional decisions during market swings, enforces discipline, and makes performance easier to review and improve, reducing the chance of costly impulsive moves.

Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

KANE CHARLES

(Last) (First) (Middle)

C/O SYMBOTIC INC., 200 RESEARCH DRIVE

(Street)

WILMINGTON MASSACHUSETTS 01887

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Symbotic Inc. [ SYM ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Class V-1 Common Stock(1)(2)	04/01/2026		J(1)(2)(3)		2,000	D	(1)(2)(3)	593,353	D
Class A Common Stock	04/01/2026		J(1)(2)(3)		2,000	A	(1)(2)(3)	91,852	D
Class A Common Stock	04/01/2026		S(4)		2,000	D	$53.74	89,852	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Symbotic Holdings Units(1)(2)(3)	(1)(2)	04/01/2026		J(1)(2)(3)			2,000	(1)(2)	(1)(2)	Class A Common Stock	2,000	(1)(2)	593,353	D

Explanation of Responses:

1. Shares of Class V-1 Common Stock of the Issuer have no economic rights and each share of Class V-1 Common Stock entitles its holder to 1 vote per share.

2. The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings LLC ("Symbotic Holdings") and an equal number of paired shares of Class V-1 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock.

3. On April 1, 2026, the Reporting Person sold 2,000 shares of Class A Common Stock pursuant to a trading plan entered into by the Reporting Person on December 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended (the "Stock Sale"). In connection with the Stock Sale and pursuant to the terms of the trading plan, effective April 1, 2026, the Reporting Person redeemed 2,000 Symbotic Holdings Units in exchange for an equal number of shares of Class A Common Stock (the "Redemption"). In connection with the Redemption, Symbotic Holdings canceled the Symbotic Holdings Units, and the Issuer canceled and retired for no consideration the redeemed 2,000 shares of Class V-1 Common Stock.

4. This transaction was executed pursuant to a trading plan entered into by the Reporting Person on Decmeber 8, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Remarks:

	/s/ Corey Dufresne, Attorney-in-Fact for Charles Kane	04/03/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Symbotic (SYM) director Charles Kane do in this Form 4 filing?

Director Charles Kane reported a small, pre-planned transaction involving 2,000 Symbotic Class A shares. The activity combined an internal restructuring of Symbotic Holdings Units with a modest open-market sale executed under a Rule 10b5-1 trading plan on April 1, 2026.

How many Symbotic (SYM) shares did Charles Kane sell and at what price?

Charles Kane sold 2,000 shares of Symbotic Class A Common Stock at $53.74 per share. This open-market sale was relatively small compared with his remaining holdings and was executed pursuant to a pre-established Rule 10b5-1 trading plan dated December 8, 2025.

How many Symbotic (SYM) Class A shares does Charles Kane hold after the transactions?

After the reported transactions, Charles Kane directly holds 89,852 shares of Symbotic Class A Common Stock. This figure reflects his position following the 2,000-share sale on April 1, 2026, and shows that the sale represented only a minor portion of his Class A holdings.

What are Symbotic Holdings Units mentioned in the Charles Kane Form 4?

Symbotic Holdings Units represent LLC units of Symbotic Holdings LLC paired with an equal number of Class V-1 Common Stock shares. They are redeemable one-for-one for Symbotic Class A Common Stock, subject to adjustment, after which the units and the related Class V-1 shares are canceled.

What is Symbotic (SYM) Class V-1 Common Stock and does it have economic rights?

Symbotic Class V-1 Common Stock provides one vote per share but has no economic rights. In the reported transaction, 2,000 Class V-1 shares paired with redeemed Symbotic Holdings Units were canceled and retired for no consideration when exchanged for an equal number of Class A shares.

Was Charles Kane’s Symbotic (SYM) share sale pre-planned under Rule 10b5-1?

Yes. The 2,000-share sale of Symbotic Class A stock was executed under a trading plan entered into on December 8, 2025, in accordance with Rule 10b5-1. Such plans allow insiders to schedule trades in advance, helping separate trading decisions from day-to-day market developments.